HISTORY OF EMOTIONS
We can imagine a time-travelling Arts journalist asking: “You just heard the first opera… you played continuo next to Claudio Monteverdi… you fought a duel with Rudolfo Capo Ferro… you danced with Louis XIV … you acted for William Shakespeare … you went drinking with Henry Purcell … you built a pendulum clock according to Galileo’s theories … you can see with your own eyes that the sun goes around the earth… Domenichino Zampieri made you a harp with three rows of strings… How did it feel?”
This question – easy to ask, but rich in potential for surprising answers and further, more profound investigations – might well be the unofficial motto of the Australian Research Council’s Centre for the History of Emotions. From nodes at major universities and conservatories across Australia, in research and performance projects around the world, and across a wide range of humanities disciplines, CHE’s investigators not only look at Emotions in History, but also use Emotions studies as a lens by which to view a broad field of historical themes, and to understand how Emotions and History continue to Shape the Modern.
I am a Senior Visiting Research Fellow for the Centre, attached to the University of Western Australia, and this post was first presented at a joint event of the World Harp Congress and the Centre for the History of Emotions in Sydney, Australia in July 2014.
At the beginning of the baroque, around the year 1600, the period aim to muovere gli affetti – move the passions – gives us confidence that Emotions studies are historically appropriate, as we try to understand the role of the harp within the music and culture of the time.
So whose passions are we trying to move? Simply to ask the question re-locates the focus onto the audience, a much-needed counter-balance to the academic tradition of studying composers and works, and to the conservatoire habit of concentrating on what performers do.
Audience Studies are a vital new area of musicological investigation – what makes music meaningful for the listener? How can we attract new listeners? Why are we losing touch with some listeners? I’m privileged to collaborate on such research with Prof John Sloboda at the Guildhall School of Music & Drama. And studies of Historical Audiences are an important part of our work at CHE, led by Dr Penelope Woods.
EARLY MUSIC & THE HARP
This harp-flavoured post introduces some general ideas concerning Early Music, and connects these ideas to the aesthetics of two particular cultures: Italy around 1600, the period of Monteverdi’s first opera, Orfeo, in which the harp plays a major solo, as well as within the continuo ensemble; and the late 18th-century, where we have the Mozart Concerto for traverse flute and single-action harp, and CPE Bach’s Sonata (it’s debated whether this is for Italian triple harp or French single-action harp).
One of my tasks here is to do some myth-busting, correcting some favourite misunderstandings of what Early Music is about, and pointing out some alarming discrepancies between what we see in historical sources and the standard operating procedures of today’s Early Music. So I have some images to help identify a popular myth, and to show when we’ve bust it. But since I wasn’t quite sure what a myth should look like, and I didn’t want to start exploding sacred cows, I’ve chosen the metaphor of Vampires, both modern and pseudo-old, which (like mistaken ideas) hang around half-dead, until someone arrives to slay them. And according to the principles of the baroque opera stage, the good guys will be on my right, the bad guys on my left.
And I have this genuinely 17th-century image to draw your attention to important historical information that you might want to follow up for yourselves later. You can read more on my website: www.TheHarpConsort.com as well as elsewhere in this blog.
Right side… Good Doggy.
Over the last half-century, recording companies helped to create an audience for Early Music by promoting performances that were advertised as “on authentic instruments”, “on period (or original) instruments”. Of course, this was just a shorthand way to label what was meant to be a fundamentally different approach to music-making, but it left a misleading impression that the instruments themselves, whether original or modern reproductions in period style, were the most important ingredient for achieving Authenticity.
Nowadays, we tend not to use the A-word, since we all recognise that complete historical Authenticity is impossible. And taking the other meaning of that word, Authentic in the sense of true to one’s personal beliefs, we also recognise that every musician assembles their musical identity from many influences, that historical information as well as inspiring teaching or convincing performance can shape what each of us feels to be “true” to our personal values. So let’s leave behind us the rather negative concept of Authentic Instruments, and use the modern phrase, Historically Informed Performance, abbreviated as HIP. After all, the only alternative to being Historically Informed is to be Historically Uninformed!
A more recent attempt to describe what we mean by Early Music (that term is still frequently used, informally and amongst performers, but its more hip to say “HIP” in academic circles), was that the musicians would seek to respect ‘the composer’s intentions’. This phrase has also been rejected, because it plays into the old-fashioned, Romantic idea of idolising the Master Composer, and because baroque composers didn’t want you to play what they wrote. Like a modern singer-song-writer, or a jazz-composer, baroque composers expected you to take their idea and make it your own, with improvised variations, your own touches of arrangement, even wholesale re-writing.
LOOKING BACKWARDS THROUGH HISTORY?
Another, more subtle danger is that we find ourselves looking back into the past, from our modern perspective. The recent past (that fun CD released last year) looms large; close behind are ghostly shadows of our early musical education, and of the education that shaped our first teachers. We might be smart enough to avert our gaze from all those Romantic geniuses who clog the middle distance, and there at the far end of a dark tunnel we can just make out Mozart, Handel, Bach and (very far off now) Monteverdi. The problem here is that we are looking the wrong way down a telescope – the object of our study appears very distant and small – and we are looking the wrong way through time.
The way to understand Monteverdi is not via Mozart, Handel and Bach. Even if we know those later guys better, Monteverdi didn’t know them at all. We need to approach Monteverdi from inside the culture of his own time, not looking backwards into the past, but looking around us in his historical present. We need to look sideways, not only at the harp, but at other kinds of music, at other performing arts, at literature and paintings, at period science, at dancing and swordsmanship. To understand his culture fully, we need to start a bit earlier – perhaps with the generation of his teachers – and move forwards through time with him. Then we might have a better idea of “how does it feel”.
Otherwise, if we view old music only from our modern perspective, we may end up trying to squeeze an ancient culture into an utterly different framework, a round peg into a square hole.
As we begin to read what period writers themselves considered important, we quickly realise that our modern concepts of Technique and Interpretation, and of Conservatoire teaching in general are inappropriate. But much of the discussion amongst today’s Early Musicians is also dominated by topics that are hardly mentioned by 17th-century writers. The pages of Early Music Magazine, and online discussion groups give a lot of space to arguments about pitch, temperament and vibrato.
But there is nothing about any of these subjects in the most important documents describing the performance practices of the early seicento: the preface to the first opera, Cavalieri’s Anima e Corpo (1600), the preface to the second opera, Peri’s Euridice (also 1600), Caccini’s Le Nuove Musiche (1601), Viadana’s figured-bass motets of 1602, Monteverdi’s Orfeo and Agazzari’s guide to continuo-playing, Dal Sonare Sopra’l Basso (both 1607) and the preface to Gagliano’s Dafne (1608), Monteverdi’s Vesperae (1610), his prefaces to Combattimento and the Lamento della Ninfa (1636), Shakespeare’s advice to the players in Hamlet (1600) and the anonymous circa-1630 guide for a music-theatre’s artistic director, Il Corago.
Meanwhile, we know that renaissance courtiers spent several hours every day for most of their lives, practising dancing and training with swords. If we want to know how did that feel, how such training affects posture, musculature, and modes of thought, we can read and try out the recommendations of the Book of the Courtier, Castiglione’s Il Cortegiano (1528 and many reprints across 20 European cities and six languages, it was one of the most widely-read books of the time), Negri’s dance-treatises (1602 & 1604) and Capo Ferro’s Gran Simulacro of the Art of Swordfighting (1610).
When learning a foreign language, we have to take care with so-called ‘false friends’, words that sound familiar but have quite a different meaning in the other language. For example, if you are new to Australia, it might help you to to know that a hot Barbie is not a blonde doll.
So it is with the language of the past – familiar-sounding words mean something quite different, and we need to understand a different set of assumptions.
There were only six notes in the 17th-century scale, the Hexachord, so that ascending above A-la imposes a choice between B- fa and B-mi. This choice is guided by different rules in different periods, and it’s often left to the performer to make an appropriate decision: the notation may leave the question open. We absolutely cannot assume that What You See Is What You Get. The meaning of the notation itself has changed, over the centuries.
And when we move out from tiny details to the big picture, we see utterly different use of language, showing that the underlying assumptions are also utterly different. Around the year 1600, what is Music? First, and most importantly, it was the Music of the Spheres, musica mondana, the perfect music made by the movement of the stars and planets as they danced in their circular orbits around the earth, turned by the motion of the highest sphere, the primum mobile. This is the music of the cosmos, turned by the hand of God. Secondly, we have musica humana, the harmonious nature of the human body. Last of all comes musica instrumentalis, actual sounds made down here on earth, with our voices and harps.
Some other 17-century ‘false friends’ to beware of are Harmony (which just means, organised sound; the most significant organisation is usually rhythmic rather than chordal harmony in the modern sense); and Tempo (which just means time, measured in semibreves, whole notes, which last about two seconds).
So much for language. Let’s explore some basic assumptions.
What is important? In his Preface to Le Nuove Musiche (the book containing that famous song, Amarilli mia bella), Caccini prioritises Text and Rhythm, with Sound last of all. And not the other way around! This contrasts strongly with modern conservatoire teaching, which focusses on sound-production, and even with the concentration of today’s Early Music Movement on vibrato, pitch and temperament, certainly with the tendency to focus on ‘original instruments’. All those questions of Sound came “last of all” to the 17th-century mind. Rather, they were thinking about Text and Rhythm.
Who is important? We should try to clear from our minds the Romantic image of the genius performer, expressing his (and in the 19th-century it was mostly his) sublime emotions in front of the reverent, silent audience of nobodies, sitting in the dark, worshipping at the temple of culture. 17th-century music privileges the Audience. As La Musica says at the very beginning of Monteverdi’s Orfeo, “I’ve come from by beloved Permesso to you, great heroes, noble race of Kings, to narrate whose fame even heavenly praise would not reach the truth, since your reputation is so high”. Only in verse two does she introduce herself, “I am Music”.
What is music for? As a Rhetorical Art, music seeks to persuade the mind, delight the senses, and move the emotions. The period language muovere gli affetti, to move the passions, reminds us that multiple, contrasting emotions are at play – not just the intensification of a single emotion, as in Romantic music. The audience’s feelings are engaged by the movement of the passions. And so we performers might well want to explore a History of Emotions.
So let’s consider those historical priorities of Text and Rhythm. I’ll come to Text in due course, but in order to understand musical Rhythm, we first have to ask What is Time? Our assumption today is that musical rhythm sits, with various degrees of freedom, within Time itself, which is Absolute. We can measure this Time rather accurately, with our digital watches, and we can impose it on our music with metronomes, although we feel that the higher art is to bend time into something more ‘musical’, with rubato. All of that is an essentially 20th-century view of Time, even though it has now been updated by Einstein’s relativity,. But that 20th-century view is utterly irrelevant to the period before Isaac Newton.
17th-century Time is cosmic, measured by the perfect, but very slow-moving, clock of the sun and stars. Time is human, measured by the body-rhythm of our pulse or heartbeat, at about one per second when we are relaxed. In the lowest, practical sense, Time is measured by Music, since around the year 1600 a minim (half-note) is one second, as close as human beings can make it.
The best clocks could just about count the seconds. So when Galileo discovered the pendulum effect, observing a swinging chandelier in Pisa Cathedral, he checked it against his own pulse. When he needed split-second timing, to measure the acceleration due to gravity, he used the highest precision timing system in the known world: music. He got his lute-player to play fast variations (divisions, as they were called back then), which literally divided up the minims/seconds into crotches, quavers and semi-quavers, giving him precision measurement down to 1/8 of a second.
You can try the experiment for yourself in an online simulation, here.
Just as the movement of the cosmos is driven by the most divine, outermost, slowest sphere, so musical time is organised by a constant slow beat, and the faster notes fit inside this. So baroque musical rhythm is defined by Tactus, a slow steady beat, like a perfect clock, like the clock of the cosmos, or the steady beat of the human pulse. If your pulse falters, you are sick: if your heart stops, the music also dies.
But early 17th-century sources describe certain, highly specific ways to Drive the Time in passionate music. This is dangerous stuff – if you lose control of the Time Chariot, the sun will crash into the sea. But just as you can raise your pulse rate by exercise or emotion, or lower it by relaxation (adagio means ‘at ease’, ‘take it easy’), so Frescobaldi (1615) explains how to change the time between sections in different rhythms, or how to suspend the beat in the air, momentarily. And Caccini talks about sprezzatura, nonchalant or ‘cool’ rhythm, in which the singer floats freely above a steady tactus in the continuo bass.
Music of this period was not conducted, although we often see conductors in today’s Early Music. That is a gross anachronism. Agazzari and Il Corago tell us clearly that the entire ensemble is guided by the continuo, Dowland tells us that it is Tactus itself that “directs a song in measure”. Peri expects that singers will “dance to the rhythm of the bass”, so for recitative (where speech-like rhythms are needed on the level of individual syllables) he reduces the continuo activity to semibreves and minims, just enough to maintain the Tactus.
One of the consequences of this historical view of Time, of organising Rhythm by the slow count of Tactus, is that melodies have to fit inside the tactus. And it’s the accompaniment that maintains the Tactus. So accompanists do not follow soloists, rather soloists must fit with the accompaniment. Peri expects that singers will dance to the rhythm of the bass.
This is a big shock to modern classical musicians, and even today’s Early Musicians mostly ignore the clear historical evidence. Playing continuo today can be like a fairground game: you wait there with your triple harp or theorbo, until a little yellow duck (the tenor) waddles into your sights, and then you fire off a chord, and hope to hit him in root position.
The take-home message is that music pre-1800 has a slow steady pulse (even if the actual notes are going fast), and the melody is guided by the bass. No rubato, no conductors.
Agazzari writes that instruments should play with the affetto e somiglianza delle parole, with the emotion and the semblance of words. For singers, the sung text shows the emotional changes from one word to the next. Notice that, in this style, there are many different, changing, contrasted affetti. Frequently there is an abrupt change in text and music to the contrary emotion – an opposto – signalled by the word ma (but), or by images and gestures that point to opposite sides of the stage: here and there, heaven and hell, you and me.
In this period, instrumental pieces are often taken from vocal originals. So we can take the emotional changes from the original words, just as Agazzari instructs. In a piece where there are no words, we can still recognise emotional changes from characteristic melodic figures, so that an early Sonata shows the same strong contrasts and abruptly changing opposti that we’ve learnt to expect in vocal music.
But what about Agazzari’s somiglianza, semblance of, similitude to words? To imitate on the harp the effect of speech, we need to think about the sound of language. In Italian, many common words have two syllables, accented-unaccented, or (in period terminology) Good-Bad: piano, forte, dolce, arpa, pasta, pizza, Roma. Three syllables can be accented Bad-Good-Bad allegro adagio sonata Caccini Firenze, Milano, spaghetti; or Good-Bad-Bad: table is tavola, the last one, ultimate, is ultimo, Claudio Monteverdi worked in Mantua.
These common words form the typical patterns of the language, two or three syllables, more or less alternating Good and Bad. Where the syllables are joined together, the join can be smooth with single consonants, as in the word legato, or it can be a bumpy join with a double consonant, as in the word staccato. And of course, the consonant that starts each syllable has its own colour su, giu (up & down), no, si (no & yes) ma (but). All of this joining and separating between syllables is what Early Musicians mean by ‘articulation’. Just we ‘articulate’ our words, in order to speak articulately, on an early instrument we ‘articulate’ the notes, in order to sound as if we are speaking.
So baroque harps, baroque flutes, baroque violins, harpsichords all aim to imitate the sound and emotions of speech. This fundamental consideration is much stronger than the subtle differences between one instrument and another. In this period, musical style and passionate rhetoric are not instrument-specific. That’s good news for us harpists, since much of our best-known early repertoire is shared with, or stolen from other instruments: the Luduvico fantasia was published for vihuela in imitation of the Spanish harp; Handel’s concerto was published for Organ, even if first played on Welsh harp; the CPE Bach sonata might have had a second instrument to play continuo, and we don’t know for sure which kind of harp he meant; the Mozart concerto is shared with the flute.
But in each of these periods, the local aesthetic is derived from text and vocal music, common to all instruments, and unified across all the arts.
In contrast to a modern opera production, in which the text, the music and the staging tell three different stories, in baroque opera everything tells the same story, all directed by the artistic director Il Corago, who has ‘universal command’ over every element of the production, but who is subject to the structures, sounds and emotions of the poetic text.
THE TRUE ART
This unity of aesthetic means that baroque harpists can learn from other instruments, and that we can expect to find a high level of agreement about essential priorities as we compare different sources. In the second half of the 18th century, our guides to the CPE Bach sonata and Mozart concerto are the three great treatises of the 1750s, as well as the harp methods of the 1760s, 70s and 80s; their fundamental agreement far outweighs their subtle differences.
Of course, historical teaching books have plenty of detailed information to offer, but we can also come to understand the underlying assumptions of period aesthetics by studying the big picture of how writers organise their material, from Milán in the 16th century, and Ribayaz in the 17th; to Quantz, CPE Bach and Leopold Mozart in the mid-18th; Meyer, Cousineau and Ragué in the following decades. We can follow a chronological story, as the broad consensus gradually changes.
All these writers deal very quickly with sound-production: hold the instrument the right way up, and tune it like this. Of course, there are further subtleties, but we won’t find them in period teaching books. We have to reverse-engineer the technical means from our knowledge of the aesthetic end-goals, from iconography, from information about other instruments etc.
Milan teaches how to compose renaissance polyphony, Ribayaz how to play baroque dances.
All the 18th-century books are structured in the same order, to teach Articulation, Ornamentation and Good Delivery.
Articulation (as we have just seen) is how to make the instrument ‘speak’.
Ornamentation is not only decoration but also a kind of musical grammar, just as those funny marks on French words are not just typographic decoration, but a basic requirement of the language. café, garçon, fête, naïf, près. In language and in music, these small marks are mentally added even if the writer forgets them; they change the sound and the meaning.
Good Delivery is not quite the same as modern ‘interpretation’. A baroque musician is not an ‘interpreter’ who translates the music into a new language, or comes up with his own explanation of it. Rather, the baroque musician is like a fine speaker, who delivers poetic lines well, who communicates to an audience the sound of the words, the meaning of the words and the emotions of the words. The term Expression is another ‘false friend’: the performer’s aim is not to express his own emotions, but to convey the emotions of the music to the audience, just as an actor does not express his own feelings, but conveys to the audience the emotions of his character. Peri and Il Corago emphasise that baroque music is modelled on the speech of a fine actor.
Some baroque books include a section on accompaniment – filling out the left hand with improvised harmonies (Ribayaz) or improvising harmonies to accompany a soloist or orchestra (CPE Bach). In the CPE Bach sonata, the continuo might be realised by the same harpist who plays the right hand, or perhaps by a second instrument. We don’t know the composer’s original intention.
So let’s take the period organisation of Articulation, Ornamentation, Good Delivery and Continuo, and apply some of the detailed historical information to the baroque harp. Articulation is produced in different ways on different instruments – with tonguing syllables tiri liri or diddle diddle on the flute; with bow strokes on the violin; with choice of fingers on harps, lutes and keyboards – but the common aim is to imitate the sound of speech. So we need Good and Bad syllables, and for Monteverdi we need to link them in the patterns of typical Italian words piano, forte, dolce, pizza, pasta, arpa. Good links to Bad.
On the harp, we match Good and Bad syllables, Good and Bad notes, to Good and Bad fingers. For 17th-century Italian harp, 1 is Good, 2 is Bad, 3 is Good. Just as the word-accents mostly alternate Good and Bad, so the scale fingerings alternate. 3-2 ascending, and 1-2 descending. With this fingering, scales are not homogenous – dadadada – but are articulated. Think of Frank Sinatra – dooby-dooby-doo. The technical procedure matches the sound of the language also by joining together Good-Bad. Piano, forte, dolce, pizza, pasta.
The whole shape of the Early Music phrase is not like the long curved lines we see engraved into 19th-century scores. Rather it alternates Good and Bad, and has the principal accent almost at the end of the line.
To be or not to be, that’s the Question.
But the last syllable is unaccented, a Bad. This leads to a general practice in HIP of not arriving triumphantly on the last note, with a massive false accent. Rather, the assumption is that the last note is a Bad syllable, unaccented.
However, today’s Early Music performers mostly ignore clear period advice not to slow down or break before the last note. At cadences, we often hear a rallentando and a hesitation before the final note – whereas Caccini and many other 17th-century sources ask for ornaments to accelerate and run smoothly into the last, unaccented note.
Those most famous words of Shakespeare To be or not to be, that’s the Question have a very similar pattern to the famous first line of Dante’s Inferno: Nel mezzo del camin di nostra vita. The subtle difference is that Italian has more two-syllable words joined Good-Bad mezzo, nostra, vita whereas English has many monosyllables grouped into iambics Bad-Good, to be / or not / to be. So we can play the harp in the historical accents of different languages. Monteverdi should sound Italian. Bach should sound German. But what about Mozart in Paris: does his music speak Italian, French or German?
We can play Continuo also with Good and Bad chords; more notes and a quick roll on the Good, fewer notes and plaque on the Bad. With carefully use of resonance and damping, we can join Good and Bad, Italian-style. Piano forte dolce pizza pasta Or Bad-Good, to be / or not / to be. This is how continuo-players can imitate the somiglianza, the semblance of words described by Agazzari.
In his theorbo-book, Kapsberger shows how to make the arpeggio commune – ‘default arpeggio’ across two beats. This is how continuo-players can maintain the Tactus, so that they direct the song in measure, as Agazzari and Dowland recommend.
Text and Rhythm work together in music in the same way that word-accent and metre do in poetry. Tactus corresponds to poetic metre, it is like a clock that counts the time steadily. The music itself follows the patterns of word accents, which may, or may not, coincide with the ticking of the tactus clock. Sometimes the Good syllables match the Tactus: “When /I do /count the /clock that /tells the /time“. But sometimes they are subtly syncopated: “If /Music /and sweet /Poe/try a/gree“. Similarly in baroque music: there is a steady count (the Tactus), but the accents don’t always fall on the downbeat.
Early Musicians are often asked to be ‘free from the tyranny of the bar-line’. This phrase is helpful, if we understand it to mean that the word-accent does not have to coincide with the first beat of the bar, i.e. with the Tactus beat. But some modern players think that they should completely ignore the Tactus and play in free rhythm. Period sources make it clear: the Tactus is kept, slow and steady, like an old clock; but you don’t necessarily put the word-accents on the Tactus beats. This concept, of measured rhythm and independent accents (rather than accentual rhythm), is perhaps the most significant difference between modern and pre-1800 approaches. You can read more in George Houle’s excellent survey of Performance, Perception and Notation 1600-1800, Metre in Music, here.
OTHER TECHNICAL QUESTIONS
Other technical questions are not answered in the teaching books, but have to be investigated through historical images, via other instruments, or reconstructed on a pragmatic basis, once we understand the end-goal. So we see that the historical position for the Italian triple harp is with the instrument high, the player seated low; the low-tension strings require less strength, more relaxation in the hand; the hands rest on the soundboard (surviving instruments show wear-marks), the thumb crosses underneath the fingers (as with the lute), the finger-strokes are slow.
This is a huge subject, but the take-home message about 18th-century Ornaments comes from combining the information in Quantz’s CPE Bach’s and Leopold Mozart’s treatises. Play ornaments on the beat, with a long upper auxiliary, and with decrescendo (the so-called Abzug, phrasing off). On the harp, don’t try to make too many iterations, rather concentrate on being on the beat and getting that Abzug. There are fingerings for trills in the 18th-century harp methods.
You need the Abzug also for appoggiaturas; Leopold Mozart says that you should ‘ooze’ into the second note, hineinschleifen in the original German. The 18th-century harp methods also focus on the appoggiatura.
But in a historical style that does not rely on Rubato, constant Vibrato, constant Legato, nor Conductors, where can we find the Emotions? Singers move the passions with the changing meaning of each word, alternating happy and sad, as Monteverdi’s La Musica explains:
I am Music: with my sweet phrases I can make tranquil any troubled heart;
And now with noble anger, now with Love, I can inflame the most frozen mind.
For sustaining instruments like the flute or violin, long notes are highly sensual, drawn-out with a slow bow or a languid breath, releasing the long suspense with a touch of vibrato at the end of the note. Whitney Houston demonstrates baroque long notes perfectly in And I will always love you, here.
But what about us harpists, with neither text nor sustain to play with? Quantz explains in detail the Good Delivery for dissonance and resolution. The dissonance is played loud, the resolution soft (another Abzug), and the more intense the dissonance, the louder it is played, and the softer the following resolution. On the harp, we can also move down even more près de la table to make a more painful sound on the dissonance, and then up the string for a soothing resolution. Most importantly, we can feel the effect of the dissonance as an increase in tension, with a relaxation at the resolution.
Just before I finish, I’d like to let you know about a completely new area of research that is opening up right now, one that may revolutionise our ideas about Emotions in Music and in History, and about musical pedagogy for any repertoire.
Over the last twenty years, clinical and research psychologist Joe Griffin has developed a new theory of Dreams, which offers a convincing biological, evolutionary and psychological model, replacing the outworn ideas of Freud and Jung.
Griffin shows that Dreams are the mind’s way of dealing with those powerful emotions of the previous day which were not dealt with at the time. Dreams resolve unfulfilled expectations (whether good or bad). But what we experience in our dreams is not the actual situation that brought on the unresolved emotion; rather the dream is a metaphor, a mix of memories that matches the pattern of the unresolved situation.
Dreams operate in a particular mode of sleep, characterised by rapid eye movement. The dream state is therefore known as the REM-state. There are other altered states of consciousness that allow us to enter REM-state whilst we are awake, such as day-dreaming or hypnosis. Griffin calls the REM-state the Theatre of Dreams. A signal from the lower brain, a so-called PGO-spike, calls attention to the beginning of the dream.
Many musicians, sportsmen and women, creative writers and composers know the special state of consciousness known as Flow, or being ‘in the zone’. It’s that Zen thing. It’s related to Mindfulness. You’re relaxed, but wonderfully concentrated on the task at hand; you feel quietly confident that you can manage it, you feel calmly exhilarated at the challenge it presents to you; you don’t feel self-conscious, you are just ‘there’, in the moment, in the groove; in a certain way, Time seems to slow down, so that you can calmly take in all the incoming information, and calmly make an elegant decision and execute your reponse perfectly; your artistic intentions and your manual actions unite perfectly; you are working at high efficiency, but you could continue for hours without getting tired; you feel happy, even elated.
It’s a great feeling, and it is being in Flow that makes the difference between an elite performer, musician, martial arts practitioner or sportsman and one who is merely ok. It is being in Flow that can lift any of us beyond the limits of our normal abilities. There is exciting work going on in Hungary and Holland about teaching Flow to musicians. Not just Technique and Interpretation, but how to get into Flow.
My own research project hypothesises that Flow is another REM-state. I’m suggesting that such elements of Historically Informed Performance as the slow, steady count of Tactus, a kind of meditation on rhythm, and baroque gesture with its frequent calls for attention, might function as gateways into Flow. And not only for the performer, but also for the audience. Specific features of baroque stage-practice – Historical Action – support the hypothesis that Baroque Operas (and Shakespeare’s dramas) are a Theatre of Flow, where performers and audiences share an REM-state, the mind’s Theatre of Dreams, in which emotions can be communicated powerfully through the metaphors of poetry and music.
REM-state allows us to reach something beyond our everyday experience – that spiritual dimension to art that every music-lover believes in, whatever we choose to call it. In 17th-century philosophy, music connects us humans to the cosmos. Many of you will know about so-called Dreamtime, in which indigenous Australians connect to their family’s homeland and traditional beliefs through a spiritual state of music, art and story-telling. The Star Wars idea of a Force that we all share, that we can all learn to use, is perhaps not so far off.
And it’s around the year 1600, just as opera is being invented, that we see the invention of larger-than-life, super-human instruments like the theorbo and arpa doppia, with super low-notes and uber-chromaticism. With such an instrument, a super-hero like Orpheus can travel to Hell and back, and use his super-powers to persuade Charon into a magic sleep – another REM-state, of course.
We could almost imagine Monteverdi’s T-shirt: my super-power is Flow, what’s yours?
Leaving aside these dreamy speculations, as we study the emotional language of historical music, we can view that history from the inside if we adopt period priorities and appreciate ‘foreign’ assumptions. We can consider what we would like the audience to receive, rather than what we performers want to send out. We can concentrate on Text and Rhythm, not Sound. We can search for the shared aesthetic that unifies many arts within one culture, one region, one period; as well as for the contrasts between one culture and another.
Our harps will speak eloquently, if we focus on short-term phrasing, two or three notes at a time, articulating them with Good and Bad, giving them the semblance and emotions of words. As harpists speaking the language of historical music, we are like actors playing a role, and like actors we want to present our lines with Good Delivery, which will include all the skills of Rhetoric and Historical Action: what we do with our bodies, hand gestures and facial expressions. One of the hot areas of current Early Music research is baroque gesture, or (as it was called at the time) historical Action.
The 17th-century writer John Bulwer quotes the great orator Quintilian, quoting Cicero, quoting the Greek rhetorician Demosthenes, who was asked: What are the three secrets of Good Delivery?
What are the three secrets of Good Delivery?
Action! Action! Action!
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Opera, orchestra, vocal & ensemble director and early harpist, Andrew Lawrence-King is director of The Harp Consort and of Il Corago, and Senior Visiting Research Fellow at the Australian Research Council Centre for the History of Emotions.