Tubae mirae sonus: Mozart & Latin, Gesture & Enargeia

The wondrous trumpet – not!

It’s the most famous solo of all time for this instrument, representing the Last Trumpet on the Day of Judgement, and Mozart’s autograph score gives the short title by which we all know it: Tuba mirum, the wondrous trumpet. 



Unfortunately, that’s quite wrong.

 

 

The well-known fact that Mozart wrote this sombre fanfare for trombone, not for trumpet, is not the only problem. Tuba mirum simply does not mean “wondrous trumpet”.

In Latin, tuba (nominative case) is a feminine noun meaning trumpet. But mirum is the masculine-accusative form of the adjective ‘wondrous’. Gramatically, the two words do not agree. It is not the trumpet that is wondrous.

When we compare another famous solo, representing the very same Biblical scene, we have to ask two questions. Why did Mozart choose a trombone, and why does his fanfare go downwards?


Handel’s trumpet


Handel’s well-known setting of The Trumpet shall sound in Messiah features an actual trumpet playing upward-directed fanfares, with a thrilling ascent to high A in the second phrase. That’s more like it, isn’t it?

The expressivity of 18th-century music is rooted in the ancient Greek concept of Enargeia, the emotional power of detailed description. Read more about Enargeia. Enargeia employs Rhetorical language to describe a scene so vividly, that the audience feel they can almost see it with their own eyes. The visions in their imagination send the energia – the energetic spirit of emotional communication – from the mind to the body, producing the physical and emotional responses, the physiological and psychological manifestations of Affekt.

Composers aligned their music as closely as possible to the detailed imagery of the text, creating aural Enargeia, like the sound effects in a stage or cinematic drama. These Effects were intended to induce emotional response, to instill Affekt amongst listeners. So rhetorical Enargeia creates embodied Energia, sound Effects create emotional Affekt.

The power of Enargeia is in the detail. So when we hear the words ‘The Trumpet shall sound’, the emotional communication is reinforced when we indeed hear the sound of a trumpet. And when the dead are ‘raised’, the vocal and instrumental sounds are also raised in pitch. The powerful connection created by this Word-Painting (also known as Madrigalism) is further reinforced by the gestures with which a singer (in the theatre, or in concert) or a preacher (in church) would accompany the text.

At ‘The Trumpet shall sound’ the right hand would be extended from its resting position at the waist, probably to shoulder height. Since ‘Dead’ were still in their graves, the gesture on this word would be downward, perhaps even with the left hand. And then both hands ‘shall be raised’ (the right hand leading), and (the text repeats) raised again, perhaps beyond the normal limit of shoulder-height, lifting eyes and hands towards heaven. The crucial word ‘incorruptible’ might be pointed out with the gesture for ‘pay attention’. 



Every detail of text, each baroque gesture of the hand, is paralleled in Handel’s music. Enargeia will have its effect. 

The biblical text itself is from Paul’s first Epistle to the Corinthians, powerfully declaring the Gospel which he preaches (verse 1). The sound of the trumpet (verse 52) is introduced by the recitative ‘Behold, I tell you a mystery’ (verse 51). ‘Behold’ – look! – is the defining signal that Enargeia is about to be employed. The audience is literally commanded to see the ‘mystery’ that they are told by the words and music.



Mozart’s trombone

Mozart’s tuba provides sound effects for a scene described in the Sequence Dies irae, part of the Requiem Mass. ‘The day of wrath, that day will dissolve the world in ashes’. The context is not the good news of Paul’s declaration of the Gospel, but a dark prophecy from Zephania 1, verse 15.

That day is a day of wrath, a day of trouble and distress, a day of wasteness and desolation, a day of darkness and gloominess, a day of clouds and thick darkness; a day of the trumpet and alarm…

The third stanza of the Requiem Sequence describes how the trumpet’s sound is heard in the graves all around, to summon everyone to the Final Judgement. When we consider the image in detail, as if we could see it in front of our own eyes, it becomes evident [the Latin term for Enargeia is Evidentia] that this Last Trumpet sounds below, in the graves, even in Hell itself.

Whereas the Baroque Trumpet is associated with glorious majesty, heraldry and heaven, the Trombone (in English, Sackbut) was associated with solemnity and the underworld. Trombones accompany the lower voices in Monteverdi’s settings of liturgical psalms, and set the scene in Hell for Act III of Orfeo (1607). Trombones represent the Furies of Hell in Gluck’s Orfeo ed Euridice (1762) and the supernatural power of the statue of the Commandatore in the cemetery scene of Mozart’s Don Giovanni (1787).

The blast of this solemn instrument is appropriately directed downwards in Mozart’s Requiem (1791, incomplete), to resound per sepulchra regionum – throughout the regions’ graves. So whilst we hear the word Tuba, we simultaneously hear that ‘dread Trumpet’ sustaining a low note – as if down amongst the graves. 

Whilst the Gesture for these words might commence medium-high for tuba, it will inevitably descend (and probably leftwards) towards sepulchra regionum. So Mozart’s choice of Trombone and a downward-directed fanfare are perfectly in keeping with the principles of Enargeia.

Two bars later, listeners find themselves down in the graves with the singer on low Bb, whilst the dread sound is diffuse, scattered from way above, solemn even mournful with expressive Ab and even Gb. The picture is complete and detailed, and the emotional effect for the vision-imagining listener is very different from that of Handel’s trumpet.

Handel’s listeners are triumphant, given the promise of eternal life: “… and we shall be changed. We shall … be changed!”. Mozart’s congregation are called to be judged for their sins, whilst they reflect on death.

Every detail of the texts, each baroque gesture of the hand, two contrasting imagined visions are paralleled in Handel’s and Mozart’s musics. Enargeia will have its effects. 


Detail 

Enargeia is all about detail, and there still remains one niggling difficulty with Mozart’s setting. Tuba mirum does not mean ‘wondrous Trumpet’, or even ‘dread Trumpet’. The adjective mirum is gramatically attached to the noun sonum, the object of the verb (present participle) spargens. The trumpet, scattering its dread sound throughout the regions’ graves, calls everyone before the Throne [of Judgement].

It is not the trumpet itself, but its sound, that is wondrous. In terms of Enargeia, the effect of sound is to create Affekt. The instrument itself is a real-world 18th-century trombone, but the Enargeia of its sound creates the emotional effect of the Day of Judgement.

Why does this nit-picking of Latin grammar matter? In a word, punctuation. In music, that means phrasing.

The English word-order makes it clear that a comma needs to be understood, between ‘The trumpet’ and ‘scattering its dread sound’. Latin allows spargens sonum mirum to be re-ordered as mirum spargens sonum (for the sake of the rhymed verse), but that comma still needs to be understood after tuba.

But ever since 1791, the well-known short title has encouraged us to think of the text as Tuba mirum. Whoops! The sense of the text suggests rather the musical phrasing Tuba // mirum spargens so………num with the word for ‘sound’ extended for great Enargeatic effect. If that phrasing sounds strange to your ears, that’s entirely the point of this article.

Phrasing


A frequently-encountered 18th-century principle of phrasing [see Quantz for example] is that notes which move by step tend to be legato, jumps suggest staccato or a break in the phrase. At first glance, the sound of Mozart’s wondrous trumpet [in Latin, that would be Tubae mirae sonus] seems to be all jumps, there is no step-wise movement at all. But if we consider that the trombone is representing a trumpet, then (in the 18th century) adjacent notes in the harmonic series could count as ‘steps’, not jumps.

In this sense, Tuba is linked as two adjacent notes, and there is a marked jump upwards (wondrously: the gesture to open the hands palms upwards and raise the eyes to heaven in awe, admiratio) for mirum, from where the harmonics continue smoothly downwards.

(OK, the harmonic series more-or-less continues: depending on which octave you imagine has the fundamental Bb, the descending phrase either includes a low D which is not strictly in the series, or wondrously avoids middle C. But poetic imagery does allow some poetic license!)





Every detail of text, each historical gesture of the hand, is paralleled in Mozart’s music. Enargeia will have its effect. 


Tactus and Tempo


 

In the 18th-century, tempo defines not just speed, but the emotional quality of the movement, conveyed not by modern conducting, but by Tactus-beating. The dramatic timing of the Enargeatic visions depends on musical rhythm. As many period writers expressed it: Tactus is the Soul of Music.

Although Mozart clearly wrote C-slash, Andante, many printed editions show the time-signature C. See this article by Douglas Yeo on the wondrously-named blog The Last Trombone for more. 



Baroque FAQs for Modern Musicians

This is the last in a series of articles following up classes on Early Music on Modern Harps that I taught this semester for the Guildhall School of Music & Drama, London. Although our case-studies come from harp repertoire, the principles we explored are relevant for any Historically Informed performer. This article could make a useful introduction for any modern instrumentalist or singer.

Previous articles in the series discuss Historical Principles & Online ResourcesPrinciples & Practice, Ornamentation and Dance Music. Our focus was on the 18th century (specific works by J. S. Bach, Handel, C.P.E. Bach, Mozart) and the principal sources consulted were the three Versuch publications around the middle of the century (Quantz, CPE Bach, Leopold Mozart), the Essai for harp by Meyer, and (back in 1698) Muffat’s remarks on French dance-style in Florilegium Secundum. Links to all of these sources and more, in the previous posts.

The questions below were asked by students in the final class, and/or arose from work-in-progress recordings of their baroque pieces that they sent me for private comments. Whereas in previous articles, the agenda was set by the historical priorities of period sources, in this post the questions were posed by today’s students. This is a significant distinction: what we today think is a high priority may not have been so important back then. It’s always good to assess from historical sources how significant your question was, in the dialetic of the period.

 

What are Good & Bad notes, are they just loud & soft?

The concept of Good/Bad notes is fundamental to renaissance and baroque music, and is given a lot of attention in historical sources. The underlying principle is that instrumental music imitates the human voice, playing as if the music had a text. In vocal music, the sung text is of paramount importance. Caccini (1601) writes that Music is “text & rhythm, with sound last of all. And not the other way around”. The structure of each mid-18th-century Versuch is a short introduction to musical fundamentals, followed by a large section on what Early Musicians call “articulation”: how to start a note, how to join or separate notes into short groups. For flute, this articulation is done with tonguing syllables; string instruments do it with bow-strokes; keyboard and harp do it with fingering patterns. This is a high priority question for period writers. See Principles & Practice.

 

Good & Bad Syllables

Good/Bad notes in music correspond to Good/Bad syllables in speech. In music and in poetics, these syllables are sometimes called Long/Short: Good is Long, Bad is Short. In modern terms, we would say accented and unaccented syllables. In the mediterranean languages, the accented syllable is not hit suddenly on the intial consonant, but gets its accent from a sustained weight on the vowel: this corresponds to Leopold Mozart’s description of a slow start to the bow-stroke, even on a loud note.

Thus, baroque violin teachers will often coach modern string-players to use a slow bow-stroke where an “accent” is needed. Similarly on the low-tension strings of early harps, a Good note can have a slow finger-movement. This is not so easy to apply to modern harp, where the heavy strings need a certain amount of snap in the finger-action. But imagining that the note has a slow bloom, rather than a percussive attack is already very helpful.

Comparing Good/Bad to language gives us the clue that it does not have to be exaggerated: it just has to be the right way around. When we say the word “around”, we do not make a large, or conscious accent on the second syllable. But we would notice immediately if someone accented the first syllable instead. This is what is needed for our Good/Bad notes too.

Good & Bad Beats

During the 18th century, the idea developed of an intrinsic heirarchy of the bar. Today, we learn this in our elementary music education. In common time, beat 1 is strong, beat 2 is weak. Beat 3 is medium-strong, but less than beat 1. Beat 4 is weak, or could be energised as an upbeat. This is the basic shape of Time, although particular pieces will make artistic variations around this underlying structure. The principle extends to sub-divisions of the beats: ONE + two + THREE + four + And to the next level of subdivision:  ONE a + a two a + a THREE a + a four a + a. In 3/4 time: ONE a + a two a + a THREE a + a.

Good/Bad is definitely not forte/piano. But there is something of Long/Short about it, in two inter-related ways: how long is the note, and how long is the time-space it can occupy.

If we think about the repeated quavers in the Left Hand of CPE Bach’s Sonata, we could beat Tactus as quaver-down, quaver-up. These gives a pair-wise groove of Good-Bad. Time itself has this groove, so that ONE is imperceptibly longer than +. This intrinsic hierarchy of the bar gradually becomes the main focus of 18th-century discussions of Good/Bad, for example in Marpurg (1755).

Good & Bad Notes

Meanwhile, the notes we play into this grooved Time have a patterning of their own, the ONE is definitely a long note and the + is a short note. This relationship between notes was the focus of 17th-century discussion of Good/Bad, for example in Muffat  (1698).

These two effects combine so that ONE is a long note fully occupying a long space; whilst + is a short note only partially occupying what is anyway a shorter space.

Quantz gives two ways of counting a slow 3/4, in quavers or in crotchets. If we count in crotchets, the groove is ONE two THREE, or Long Passive Short. So the downbeat quaver is a long note in the longest space; beat two has a long passivity; beat three is a long note in a short, actively upbeat space. All the offbeat quavers are short/bad. We could pronounce as a mantra something like the words “PLAYer, Silence, BEATer” to get the feeling of the combination of pairwise quavers with triple-metre crotchets.

And we need to practise the Left Hand, with any continuo realisation we might add, until this fundamental rhythm is absolutely correct.

Whilst it’s easy to grasp the intellectual idea of Good/Bad, it needs lots of practice to acheive it effortlessly and without exaggeration. That practice is training the ears to listen for Good/Bad and to spot any wrong-way-around relationships; and training the fingers to execute the phrasing as if automatically, and at a very subtle level. Ears and fingers must be trained in partnership.

A particular case of Good/Bad, and similarly linked to the scansion of poetry, is the idea that the last Good note in a phrase has the Principal Accent. Usually, this is not the very last note of the phrase, one or more Bad notes follow. A useful general rule therefore, is that for almost every phrase, the Last note is short and un-accented.

 

How to create ‘mini-phrases’?

In Baroque music, long passages of semiquavers are not ‘moto perpetuo‘, but are built-up from many short phrases. CPE Bach calls these Figuren (figures) the most short-term units (say 3 to 5 notes), and Gedanken (thoughts, ideas), perhaps linking two or three Figuren. One passage of semiquavers may contain several Gedanken, each containing several Figuren. Just as in Rhetorical Speech, we need to join together what belongs together, and separate each group of notes from the next group. These words occur very frequently in the Versuch, this is an important concept in this period.

Typically, this joining and separating creates rhythmic patterns that are maintained until there is a clear change. But from one unit to the next, even whilst the basic pattern is maintained (i.e. the same number of notes starting with the same relation to the Tactus, on-beat, after the beat, or before the beat) the sequence often continues by contrasts. A legato group is followed by an arpeggio group, a staccato group etc. See Principles & Practice.

Useful guide-lines are: “Last note short“, “Breathe after the one“, “Stepwise motion ~ legato, jumps ~ staccato“. A jump can also show the place for a mini-break. The mini-phrases are defined by mini-breaks, often between two successive semiquavers: the Tactus beat in crotchets or minims continues without faltering.

If the notes are not whizzing by too quickly, it may be possible to shorten the last note of a mini-phrase by damping, create an actual silence, and start the next mini-phrase with the appropriate Bad or Good articulation.

In allegro semiquavers, there will not be time for this. But the separation between one mini-phrase and the next can be communicated with an unaccented last note of the old phrase, a sliver of time for a mini-breath (but without disturbing the Tactus), an energised re-start of the new phrase, and a clear sense of repeating a unit, and of any contrast between the previous unit and the new one.

 

What about historical fingering?

This is another crucial concept for this period. After a short introduction, CPE Bach’s Versuch devotes almost a third of the book, pages 15-50, to fingering.

For harps and keyboards, 18th-century fingerings often clarify join/separate: the principle is to move the hand only in the mini-breaks, and keep each mini-phrase ‘in the hand’. This principle is utterly different from the modern concept of fingering, which seeks to make a passage as safe and efficient as possible. On the contrary, historical fingerings introduce deliberate ‘inefficiencies’, in order to discourage smooth joining of what is supposed to be separate.

In the following examples of harp-fingerings, I apply the principles of historical fingerings (from Meyer 1763 – see Online Resources – and  – specially recommended, and now available free online – Cousineau 1784)  to examples from CPE Bach’s harp Sonata and Mozart’s flute & harp Concerto.

[My Cousineau link takes you to the second ‘imperial’ edition, c1803. The Fuzeau facsimile publication states 1784 for the first edition, the US Library of Congress (who have online images of each page) says ‘1786?’ The title pages are undated. At the time of writing, an original second edition was being sold for €1,000]

An efficient modern fingering for CPE Bach second movement facilitates joining the third note D to the next G, with a hand-movement before the B [as shown by the square brackets].

EXAMPLE 1 CPE Bach

 

The guideline “breathe after the one”  would suggest a separation after the D, making three upbeats to the middle of the bar. This is supported by the Figur in the LH, which has three upbeats at the end of the bar. So my historically informed fingering moves the hand “after the one”.

EXAMPLE 2 CPE Bach/Cousineau

 

In red, I show the Abzug (phrase-off, forte/piano, see below) in the Appoggiatura, recommended by many sources. CPE himself says that it is the most important element. Quantz gives detailed dynamic contrasts for each note within ornaments. Leopold Mozart instructs violinists to hineinschleifen (sneak into, slide into) the main note (piano).

After the second appoggiatura, we should also observe the good/bad relationship of F#-G, especially because the ornamented F# is the Principal Accent of the phrase, after which the guideline applies: “last note short, no accent”.

For a scale, Meyer gives two alternative fingerings. If there is nothing else afterwards, the standard fingering jumps the thumb to make the long note different from the run of short notes. Notice that within the scale, the hand jumps “after the one”. This is his default fingering. The alternative, more familiar to modern eyes, can be applied when the notes are very fast, but it lacks the detailed phrasing of the default option.

EXAMPLE 3 after Meyer & Cousineau

 

But the alternative becomes preferable, if the top note is not to be distinguished as ‘different’, but joined into the scale, with a break “after the one”. See Example 4.

In this passage from the first movement of the Mozart, the first note of the scale (treble C) is on the beat, so it is a Good. The next note D is also a good. For flautists (after Quantz): “Di diddle”, for – old fashioned – violinists (after Muffat): Down, down-up. (Leopold Mozart would probably apply some interesting slurred bowing). For harp, perhaps 4 4321321 encouraging a separation after the first note; rather than the ‘more efficient’  4 3214321, which would join irrevocably after the first note.

EXAMPLE 4 Mozart

 

 

 

I have adjusted the beaming. The fingering follows the smallest units of Figuren, and // marks the caesura between one Gedanke and the next.

The pattern of “breathe after the one” continues with a caesura after the high a, facilitated by fingering, and similarly after the g in the third bar. But the music imposes a new pattern, also clarified by my historically informed fingering,  at the beginning of the last bar. Red f_p shows two more examples of Abzug.

Between the 1760s and the 1780s, the standard Good/Bad descending fingering for harp 12323232 (familiar also from 17th-century Spanish harp technique) is gradually superseded by Join/Separate fingerings using all four fingers. You start with the thumb, and the last, lowest four notes get 1234. In between, you use as many fingers as needed for the number of notes you have. So a seven-note descent would be 123 1234.

The adjustment takes place at the upper end of the scale, so that the last, lowest notes use all four fingers 1234. This results in a distinctive fingering for a five-note descent, in which you hop the thumb: 1 1234. [Fully-fingered sources feature a LOT of repeated thumb-strokes in this period.]

 

EXAMPLE 5 Mozart/Cousineau

 

In Example 5, I apply Cousineau’s (1784) fingering principles to Mozart’s (1778) descending scales in parallel tenths: This fingering encourages “breathe after the one” between the two Figuren of the first bar, shown by my changes to the beaming. The octave leap indicates a stronger “breathe after the one” between two Gedanken, shown by my // caesura mark.

It would not be inappropriate to use ‘old-fashioned’ 32 descending fingerings. These would ensure correct Good/Bad relationships, but would leave the player to create Join/Separate between Figuren.

EXAMPLE 6 Mozart/Meyer

Contrariwise, ‘fashionable’ Cousineau-type fingerings (mentioned as an alternative by Meyer 20 years earlier, so certainly not excluded from Mozart’s Concerto) prioritise Join/Separate, and leave the player to take care of Good/Bad. As Leopold Mozart makes clear in his detailed instructions for varying the pressure from note to note, within a single bow-stroke, 18th-century music requires both Good/Bad and Join/Separate.

What about the Bass?

Period sources pay great atttention to the continuo bass. The second edition of CPE Bach’s Versuch has an additional and longer book, 355 pages entirely devoted to Generalbass, including a final chapter which extends realisation of a continuo-bass towards improvisation of a free Fantasia.

Modern harpists tend to focus on the right-hand melody, viewing the music from the top down. Baroque music is constructed from the bottom upwards: the bass is no mere accompaniment, but rather provides the fundamental framework of rhythm and harmony that defines the structure for the ornamental melody. The heritage of Renaissance polyphony is that music is woven from the strands of individual ‘voices’; each strand has its own integrity, character and logic. The typical texture of Baroque music is the polarisation of treble and bass, i.e. 2-voice polyphony with a continuo-realisation filling-in the mid-range.

From the beginning of the Baroque period (Agazzari 1607) to the transition into the Classical (Leopold Mozart 1756), period sources assign to the bass the role of maintaining Tactus.  The continuo does not follow the soloist, rather the bass creates a dependable rhythmic structure – like the rhythm section of a jazz-band. As with a jazz-band, it is acceptable for a baroque soloist not to be together with the bass, for the sake of elegant expressiveness around the steady groove: it is not acceptable for the groove to falter. See Monteverdi & Jazz. This is of course the opposite of today’s standard practice, even amongst most Early Music ensembles.

Harpists, lutenists and keyboard players must combine the roles of soloist and bass-section in one person. Modern players might need reminding to play the bass more strongly (as an equal partner), and to maintain the bass rhythm in Tactus (whatever technical challenges, complex ornaments, or expressive moments the melody might have).

Flow

My research in Consciousness Studies suggests that the optimal strategy could be to place one’s conscious attention on the bass, focussing on tight connection to the steady Tactus. Assuming sufficient advance practice, the melody can be better left to the unconscious mind, letting the fingers ‘do it for themselves’. Trills, for example, go better when you don’t think about them.  Like a hypnotist’s swinging pocket-watch, or a meditation mantra, the constant down-up of Tactus (physically enacted in rehearsal, or imagined in solo performance) entrains the mind into Flow.

The paradoxical instruction to “Listen more than you play” can help the mind find that state of consciousness where mindful Observing facilitates ‘personal best’ performance, without a conscious sense of Doing. In baroque music, you can achieve this by “being the continuo-player”, creating the rhythm whilst listening to the solo (even though, you are actually playing that solo yourself).

Imagining, or even physically beating, a complete Tactus (down-up) to start yourself off (i.e. give yourself “a bar for nothing”) is an excellent way to connect yourself to the power of Tactus, to the Music of the Spheres, as you start to play.

 

What to do with Long Trills?

In a word, practise. Long trills are described in detail in all the mid-18th-century sources under discussion here. Harp sources admit that they are difficult, and they are more difficult still on modern harp.

So practise. Practise trills non-metrically, with a long appoggiatura, and then repercussions accelerating from slow to fast and all the way into the final turn and last note.

Then practise this beautifully shaped trill, whilst playing a simple bass in crotchets. The bass maintains Tactus, the trill is not aligned note-for-note with the bass, but you find the last note simultaneously. If the trill is long enough, combine it with messa di voce. But don’t try to be super-loud whilst trilling, and don’t try for too many reiterations. Shapeliness in the trill, and Tactus in the bass, are the priorities.

 

Frederick the Great plays a flute concerto in Sans Souci Palace. CPE Bach accompanies at the harpsichord, Quantz looks on at his pupil’s performance.

 

 

What is Abzug?

This is another central concept in period discourse about ornamentation. Literally “pulling off”, Abzug is the forte/piano contrast between an appoggiatura and its main note.

Leopold Mozart describes it as sliding into, sneaking into the main note (see the music examples above). Quantz describes a slight swelling of the sound on the ornamental note (so not an aggressive attack, but a slow-blooming sound; for violin a slow bow-stroke), with a smooth, soft transition into the main note.

On lute, one could literally “pull-off” from the fingerboard with a left-hand finger, in order to play the main note without any plucking action of the right hand. On harp, we can imitate this with a slow but firm finger-movement on the ornamental note, and a very passive action on the main (second) note, avoiding any articulate start-noise whatsoever.

Practise it.

The same forte/piano effect is needed every time from dissonance to resolution, as well as for any melodic moment with a pair of notes that function like a written-out appoggiatura. In the first music example above, as well as the Abzüge marked in red for explicit appoggiaturas, a subtle version of the effect is needed in the second bar on the high c-b, a-g, and (especially) f#-e pairs, and on the b-a pair at the end of the previous bar.

You need Abzug again and again. CPE Bach considers this the most important element of ornamentation. Indeed, the entire repertoire of the Empfindsamkeit period is characterised by the sensitive gesture of Abzug: every piece is full of opportunities to apply it. A missed Abzug is like marching into San Souci Palace in your muddy boots – you have just trampled on what should have been an occasion for the most elegant sophistication.

 

Don’t forget to pull them off!

 

Appoggiatura onto a Triplet?

The standard rule is that the appoggiatura takes half of the value of the written note (two-thirds, if the written note is dotted). So the realisation of an appoggiatura onto a triplet divides the first note in half. But the more important element is – all together now: the Abzug. The appoggiatura itself needs a slow bloom, and the written note is soft; the remaining two notes of the triplet should be light, since they are Bad notes.  It should sound like “Play-a Trip-let”, not “Da doo-ron-ron”!

 

EXAMPLE 7 CPE Bach

 

The (appropriate) tendency to lengthen the appoggiatura results in a rhythm that approaches the sound of a quadruplet, though still with the first note louder and slurred to the second. Some sources recommend this quadruplet realisation, others condemn it. Best practice is probably to keep some semblance of a triplet, but with a nice long appoggiatura and plenty of Abzug.

 

How to play a Short Trill?

There are lots of short trills in this repertoire, and longer or turned trills can legimately be simplified into short trills. So it’s a significant element of the style and a most useful skill to acquire.

The historical fingering is 2311, and the Abzug requires a decrescendo from first note to last. CPE Bach recommends you to schnellern (quicken, enliven) the first note, to make the ornament crisp and light. It should sound like “Tickle my toes!” and not “before the beat“.

EXAMPLE 8 Short Trill

 

Short Trills in Mozart

Practise this until you can fire off a whole chain of ‘flying short trills’ as Genlis (1802) teaches and Mozart requires. [The link is to the second edition of 1811].

 

Genlis’ second example (above) is not a realisation of the first example, but a preliminary exercise for those ‘flying trills’, at half speed and with extra time between each Figur.

As Genlis explains: ‘the two slurred notes are done by sliding the thumb on these two strings’. What I deduce from the third thumb stroke that follows each time (where one might have expected finger 2), is that after the two slurred notes, the sliding thumb comes to rest against the next string (continuing the movement onto the next string helps the slide flow nicely). At this point the exercise takes extra time, to teach you to apply a caesura here, before starting the next Figur. When you do restart, your thumb is already placed on the string you are going to need.

For the real thing, the full speed ‘flying trills’, each Figur starts with an upbeat, continuing the pattern of the first two notes. As one would expect from Muffat and others, the trills are on the Good notes – this is confirmed at the end of the sequence.

EXAMPLE 9 Genlis/ALK

 

Mozart introduces his flying trills with a preliminary longer trill, turned so that its Figur ends on the second (crotchet) beat of the bar. The autograph staccato on this d indicates “Last note short”, allowing you to “Breathe after the one”. The staccato on the following c indicates it is an upbeat, and the Gedanke is now Genlis-style flying trills, each Figur having an upbeat to a Good-note trill.

EXAMPLE 10 Mozart/Genlis

This upbeat pattern continues into the next bar, which has rapid Alberti 64 harmonies in the left hand and bold downward leaps in the right (first you must “breathe after the one”), leading to a whole bar Long Trill over the same rapid Alberti pattern, now on the dominant seventh.

All these fireworks signal the end of the movement. After this comes the improvised cadenza (Quantz’s Easy and Fundamental Instructions show how 2 players can improvise together)  and final tutti.

 

Short Trills in Handel

There is a tricky short trill on a dotted note in the Handel Concerto. Although it is difficult to execute this correctly in the time available, it should start with upper auxiliary (not the main note) on the beat (not before), so that the complete Figur has the crisp sound of a demanding publisher: “Prrrint today!”  [the rolled r represents the repercussions of the trill] and not a lazy: “What about next week?”.

 

EXAMPLE 11 Handel

 

How should I damp?

This is a harp-specific question, and is discussed in several period Harp treatises, but with insufficient detail. The suggestions below are based on my personal experience.

For modern harpists, you might first consider threading a strip of felt through the very lowest strings – you don’t actually play these in Baroque pieces, and it might be better to lose the excessive resonance that they add.

Second, learn the Baroque way to damp by having your finger (and/or thumb) return to the string after playing (same finger, same string). This allows you to damp specific notes really quickly, rather than moving both hands to cuddle the strings and damp the whole instrument, which is very slow. You can damp individual notes or entire chords, in either hand.

Sometimes you can add rhythmic energy by damping where a rest is written on the beat. Damp crisply, precisely on the beat, even get some percussive noise from your fingers contacting the sounding strings.

 

EXAMPLE 12 Handel

 

Sometimes you need to damp to control bass resonance. If you damp between each note and the next, you produce a staccato effect: this would not be the optimum phrasing for movement by step.

But if you play, play the next note and then quickly damp the previous one, you produce a strong effect of legato.

You can mix these two ways to damp [legato, staccato] in order to create legato pairs, each pair separated from the next. This long-short sound is appropriate for Good/Bad.

EXAMPLE 13 Handel

The last note of any phrase could be damped, to make it short. If you play it without accent (as you nearly always should), the damping will be less abrupt, and might not even be necessary.

Any upbeat could be damped to create a “silence of articulation”, this throws the accent onto the next note.

Often you will need to damp to clarify a rising melody in the bass. This frequently applies at perfect cadences, if the dominant rises to the tonic; but it can also occur at the beginning of the phrase.

The bass cadence with an octave leap on the dominant implies staccati for that octave leap.

In every instance, you can adjust the damping [legato or staccato, and how much] to produce the most appropriate phrasing.

EXAMPLE 14 Handel

Combining all these techniques results in a LOT of damping, subtly adjusted, for various desired results. Such frequent damping is supported by the (limited) historical information available. The greater resonance of the modern instrument makes damping even more necessary than on baroque harp.

Damping with the left hand can establish the “groove” of a dance, or a dance-like movement. In the third movement of the Handel Concerto, the groove is the reverse triple metre, short-long, quaver-crotchet. You can make this energetic and clear by playing the downbeat strong and damping crisply, to produce a repeating groove effect that sounds like the words “Short Phrases”.

Notice how the semiquavers create a Figur across the bar-line, “breathe after the one”: both hands have a short note in the long space of the downbeat, but for different reasons.

EXAMPLE 15 Handel

All this takes practice. You need to train your ears and hands simultaneously, to hear the need for, and effect of damping, and to create the effects you want.

 

How to simplify Ornaments?

Period sources recognise that it is harder to play trills on harp, than on harpsichord. It’s even harder on modern harp than on baroque instruments. So it can be a great help to simplify ornaments. Certainly, it is better to simplify the composer’s ornament, than to omit it, to play it wrongly, to play the wrong type of ornament, or (heaven forbid!) to play an ornament without Abzug.

In place of a long trill with initial appoggiatura and final turn, you can make things easier for yourself with these three steps (in this order of application):

  1. Reduce the number of reiterations of the trill.
  2. Omit the final turn
  3. Omit the initial appoggiatura

If you needed to apply all three three steps, you will be left with a Short Trill, and you should have practised this sufficiently to be confident in it for any eventuality.

If you are really under pressure, you can convert a turned Trill into a simple Turn (upper auxilary, main-note, lower-auxiliary, main-note). Make the first (upper) note long and remember the Abzug.

It’s not so good to change a Short Trill into a simple Appoggiatura, because the Short Trill is meant to sound lively and brilliant, whereas the Appoggiatura should melt, languishing. A Turn could be a better solution: there are still four notes to play, but the fingers can manage them faster. For a fast Turn, try 1231, which should come out crisper than 1232.

 

How does Continuo-experience help one’s Solo-playing?

The great harpsichordists and composers of the baroque were also expert continuo-players: JS and CPE Bach lead the way!

The best way to progress rapidly as a harpist or keyboard-player studying baroque repertoire is first to acquire basic continuo skills. Playing in ensembles will inform your ears and mind, with the opportunity to hear the same fundamental principles applied in subtly different ways by different instruments and voices. Ensemble-playing also provides an energetic group dynamic and a supportive social group, and gives access to exciting large-scale projects. Don’t miss the chance to play in a baroque opera or orchestra.

As a continuo-player, you can adjust realisation to your (gradually increasing) level of skill, contributing something useful right from the start, without needing to be exposed as a soloist until you are ready.

For harpists, a single-action harp is likely to be accepted by HIP training-ensembles, even in 17th-century repertoire, and for a modern player presents less of a barrier to immediate gratification: double and triple harps are more challenging. It is to be hoped that an open-minded training ensemble would admit a keen student even on modern harp, either as a stepping stone towards baroque harp, or as a way to gather experience for solo-playing on the modern instrument.

The experience of playing continuo will transform your view of the role of your left hand. And the continuo-player’s view of ensemble music, from the bottom upwards, is the best approach to baroque solo-playing.

Familiarity with figured and un-figured basses will consolidate your understanding of baroque harmony, and help you recognise the character of dissonances and sequences: the excitement of rising 5 6, the subtleties 6 5 and 5b dissonances, the sweet melancholy of chains of 7s.

EXAMPLE 16 Handel

 

How can I give my performance more clarity and more character?

See above: Tactus, Good/Bad, Join/Separate.

For harpists: damping. For modern harpists, a basic position somewhat près de la table: for baroque harps, this position is standard.

For anyone: “Long notes long, short notes short”, and “Last note short, no-accent”. Ornaments on the beat. Contrast one Figur with the next.

 

How can I make my performance more expressive?

See above. Sensitise yourself to the flavour of each dissonance, and show the tension-release of each dissonance-resolution.

For harpists, move your fingers down, even more près de la table, for a dissonance, and up (higher than normal) for resolution. A basic position somewhat près de la table results in small changes down or up making a big difference to tone-colour.

Apply Abzug to appoggiaturas. Search for the particular character of each Figur.

 

Should I play marked Repeats?

Yes.

 

Should I add Rallentando?

No.

Muffat and Leopold Mozart clearly state that the same tempo should be maintained from beginning to end. There is historical evidence for rallentando, but not in dance-music, and perhaps only when it is specifically notated. It tends to occur where the note values get smaller and smaller at the end of a section; or where there is a final cadence after a silence (e.g. Hallelujah Chorus). Meanwhile, Leopold says simply, keep exactly the same tempo from beginning to end.

Remember, “what everyone does today” and “my favourite CD” are NOT historical evidence. Leopold Mozart is.

If you are keen to add rallentando, find a source to support your wish. [Student challenge!] But… also beware of the temptation to look into the sources to support a decision you have already taken. A better strategy is to read the sources with an open-mind, and then decide. If you read the whole of Leopold Mozart, you will have plenty to think about and apply, before you need to go looking for another source in order to explore exceptional cases and outlier opinions.

 

Summary

18th-century style calls for a enormous amount of short-term detail, many contrasted Figuren, many presentations of dissonance-resolution, and many, many Abzüge. All the while, you maintain the groove of steady Tactus in the bass.

Harpists: see my article on Empfindsamkeit and Single Action harp.

Historically Informed Performance is not what I say, not what Early Musicians do today, not what you hear on CDs, but performance based on historical information. Use IMSLP to get original scores, and use the mighty Versuch publications as reference books to answer your performance practice questions. Harpists: read Meyer, Cousineau and (for elite soloist-level skills) Genlis.

Try to establish a habit of checking what you are told (including what you have read here!), and checking your own assumptions. The state of knowlege advances when someone has the courage to question the status quo.

Dare to be different!

 

 

 

Vrai mouvement – Introduction to French Baroque dance-music

This is another in a series of posts following up a course on Early Music for Modern Harpists that I am teaching for the Guildhall School of Music & Drama, but it should serve any performer as a first introduction to French baroque dance-music and the movements of the Suite. See also Introduction to 18th-century Ornamentation, Principles & Practice, and Online Resources.

 

To a great extent, Baroque dance-music is French, and French Baroque music is dances. French style is also associated with the delicate subtlety of ornamentation, so that the energy and physicality of the dance co-exists with the intricate sophistication of precise control. As Muffat writes for violinists in Florilegium Secundum (1698),

‘In spite of so many retakes and down-bows, one never hears anything harsh or crude, but on the contrary one finds a marvellous combination of great speed and long bow-strokes; of an admirable consistency of Tactus and a diversity of movements; and of a tender sweetness and vivacity of Play.’

Muffat’s essay, originally printed in French, Latin, Italian and German, is probably the best period Introduction to this style, which he associates with Lully’s violinists. In spite of the preference of modern opera houses and baroque orchestras for Rameau (1683-1764)  and Rebel (1666-1747), Lully’s music remained the reference in 18th-century France. And the instrument most associated with the noble style of French baroque dance was the violin: the dancing-master’s minature pochette or the 24-strong violin band (with all sizes of violin-family instruments).

Even if you are not a string player, consideration of the implications of Muffat’s rules for Lulliste bowing is a fast-track to creating appropriate short-term phrasing (what Early Music players call ‘articulation’) for French dance-music on any instrument.

Each dance-type has its own characteristics, and in performing this repertoire, getting a feel for the family resemblance between all Menuets (for example) is more important than trying to ‘interpret’ the particular minuet at hand. Muffat again:

Concerning the different dance-movements, three things are required. 1: To know well the true movement of each piece. 2: Having recognised it, knowing how to keep it as long as one plays the same piece, always with the same consistency, without change of slowing or accelerating. 3: To adjust and compensate for the value of certain notes, for greater beauty.

Muffat’s vrai mouvement is much more than just the speed, though finding a suitable speed is important. Quantz (see Online Resources) gives tempi based on a notional MM 80 ‘pulse’ for various dance-types in Versuch (1752) from page 268 , and Saint-Lambert (Lully’s father-in-law) calibrates his indications to an average walking pace, see Les Principes du Clavecin (1702).

The French term mouvement also implies the Affekt, the emotional character, and (as Muffat’s requirements indicate) this depends on finding rhythmic subtleties and maintaining them consistently all the way through each piece. So in addition to the regularity of Tactus, in dance-music we have additional consistency of patterning within the Tactus. And this patterning is subtle – every note is not the same, smaller-note values may be unequal within the beat – but it is maintained consistently from bar to bar. We can think of this as the rhythmic “groove” of each dance-type: the pattern is distinctive, possibly assymmetrical, often subtle, and this pattern is established from the outset and kept strongly throughout.

There are four levels of rhythmic patterning. Often the whole bar corresponds to the early 17th-century concept of Tactus, and you can beat time one bar down, one bar up. This beat is equal and regular, though with the subtlety of arsis/thesis, see The Practice of Tactus.

Phrases are nearly always symmetrically organised in 4-, 8-, 16-bar groups, with repeats of each section. Don’t omit repeats, and don’t vary them either. Rather play the whole dance a second time, with repeats again, but in a varied version – French sources call this a Double.

Within the bar, the individual beats (often crotchets) have a characteristic organisation of good/bad and join/separate. So in a Sarabande beats 1 and 2 are Good; in a Chaconne one links together beats  2-3-1. These beats usually correspond to dance-steps, and the connection between feet and beat in French music led to a concentration on this level of rhythmic organisation. So the Menuet can also be beaten with an unequal (but reguarly maintained beat), 1-2 down, 3 up.

At the next subsidiary level of rhythmic organisation (often quavers), equally-written note-values are performed unequally, pair-wise, usually long-short. The amount of swing in this inégalité is crucial for establishing (and maintaining) the character of each dance: robust country-dances get a vigorous swing, sad noble dances get a very subtle swing. The bible of baroque swing is Betty Bang Mather Dance Rhythms of the French Baroque (1997).

Muffat’s word mouvement also reminds us that Baroque dances were not just music: there was dancing, too! The best way to understand any dance-type is to learn to dance it, even if you think you have two left legs! I would regard an introduction to historical dancing as an essential element to any HIP musician’s training – and as great fun, too! The standard introduction to the physical embodiment of this music is Hilton Dance and Music of Court and Theatre (1997).

Court and Theatre were the principal milieux for the noble style of dancing, but many of these dances had their origins in the street or the countryside. Mattheson describes the contrasting characters of various dance-types. You can develop your own feeling for the area of emotions associated with each dance-type by reading song-texts set to particular dance-metres, and simply by playing many examples of the type you wish to study.

For each dance-type, you need to have a feeling for tempo, metre (duple or triple), groove, social milieu, area of Affekt and typical dance-steps. Some dances are essentially stylised walking, others are mostly leaps, others mix leaps, spins and held balances. The New Grove Dictionary entry on a particular dance-type can be a good jumping-off point for further reading.

Dance-music was often published and performed as chamber-music in Suites, linked by a common tonality. The core of the baroque suite is the AllemandeCouranteSarabande group, often with a Gigue afterwards. A Chaconne might be added at the end; a Prélude or Ouverture at the beginning; Bourée, Rigaudon and other country-dances towards the end; and theatrical or programmatic pieces were introduced for variety. For social dancing, long sets of a single dance-type (especially minuets) were often needed.

Handel’s first opera, Almira (1705), listen here has a ball-room scene, set at a French-style Assemblée, in which a sequence of dances is interspersed with conversational recitatives and arias, a theatrical presentation of social dancing at court.

Case-study: the Menuet

The Menuet was a court dance, each couple would have to dance their formal minuet in front of the judgemental gaze of their aristocratic superiors, as they entered the hall of an Assemblée. The step is a stylised walk, and the dancers’ paths trace out geometrical patterns on the floor. There are also many theatrical minuets, and many pieces that feel minuet-like, even though they are not actually dances: the slow movement of Handel’s Harp Concerto would be an example.

 

 

Muffat’s rules for violin-bowing can help us find the vrai mouvement, the ‘groove’ of this dance, and I take Christian Petzold’s well-known menuet copied into the Anna Magdalena Bach Notenbuch as a case-study.

 

 

Baroque violins have lower string-tension than modern instruments. And French baroque violins had even lower string-tension. French violins were significantly smaller, but had lighter strings and were tuned a tone or a minor-third lower than in Italy. All these differences combine to produce very low string tension: it’s like playing on rubber-bands!  And to coax these slack strings into sound, they had very short bows.

Long & Short notes

At this point, you can experiment for yourself, by using a pencil as an imaginary, short French-style violin bow. To sustain a long note, you will have to be very sparing with the bow, and the string will take some time to ‘speak’. The result is a very drawn-out messa di voce, with a lot of intensity and a sensation of tension waiting to be released as you hope that you can get through such a long note with such a short bow.

For a short note, you’ll have to move the bow with a sprightly action, to get the floppy string to speak promptly – it’s almost like a bowed pizzicato. So the first result is that long and short notes are utterly different from one another: a long note is not just a short note sustained, it’s a completely different animal!

Bowing and inégalité

Muffat’s detailed bowing rules can be summarised as

1. Down-bow on the down-beat;

2. Down/Up bows for Good/Bad notes, respectively.

So French violinists would take the first note of Petzold’s minuet with a down-bow (Italians would play it Up). The next note is a Good, so it also requires a Down-bow.  With a short bow, two successive Downs will require lifting the bow back Up again in-between (what violinists call a Retake), and this necessarily shortens the first note, creating a staccato effect. Nevertheless, this is acheived with elegant lightness, like a dancer leaping high but landing lightly.

The quavers that follow would be played pair-wise long/short, good/bad and down/up, quite legato within each pair, but with a small separation between one pair and the next. Within each pair, the second note is unaccented – the swing is gentle and elegant, not spiky!

Groove: le vrai mouvement

We  can beat Tactus bar by bar, down/up. This gives us the first level of equal movement, corresponding to the dotted minims that we find in the bass from bar 2 onwards. In general, we expect to find the fundamental rhythmic structure in the bass, and subdivisions in the treble.

We can also beat Tactus in crotchets, 1 2 down, 3 up. This gives us minim-crotchet unequal movement, that we see in the bass of the first bar and elsewhere.

The harmonic rhythm of bar 15 is the reverse of this: crotchet-minim. The mixture of these two patterns, long-short and short-long, is characteristic of the Minuet.

Baroque theorists linked these structural patterns, often heard in the bass-line of dance-music, with the metrical “feet” of poetic scansion. Long-short is Trochaic, and short-long is Iambic: the combination of these two creates the essential structure of the minuet’s vrai mouvement.

In the melody, Muffat’s bowing produces a crotchet-minim structure for the first bar, with the minim sub-divided into swung quavers. So in this bar, the bass has one of the two Minuet-typical structures, and the melody has the other.

In bar 2, the bowing would be Muffat’s standard: down-up push. This creates a joining between beats 1-2, and a seperation of beat 3. So the structure is minim-crotchet, in contrast to the previous bar.

Bars 3-4 have the same structure in the melody as the first two bars, and then the even-bar pattern is repeated every bar until bar 8.

In bar 8, Quantz’s rule for Appoggituras tells us to make the ornamental note two thirds of the length of the written note, and to resolve quietly and smoothly into the written note. The structure is therefore minim-crotchet, breaking the pattern of the previous 3 bars. There are couple of bars with swung quavers all the way through in the melody and a minim-crotchet structure in the bass, and the harmonies show the structure of the penultimate bar also to be minim-crotchet.

There are no other patterns in this minuet. Muffat’s strictly maintained mouvement can be understood by superimposing all the allowed patterns, and ‘weighting’ them according to how often each is heard. You can listen to the result here.

As you listen, imagine yourself dancing with elegant steps and graceful balances along the floor, in smoothly curved patterns, wearing 18th-century courtly dress, and with the assembled aristocracy looking on, and subdued conversation in polite French, with period pronunciation of course. By now you are well on the path towards developing a feel for the vrai mouvement of the menuet.

 

Beyond Versailles

 

We find French dances in English, German and even Italian music, and of course in the music of Johann Sebastian Bach, see Jenne & Little Dance and the Music of J. S. Bach (1991/2009). Their first publication addressed works by Bach that bore the names of dances―a considerable corpus. In the second, expanded version they study also a great number of his works that use identifiable dance rhythms but do not bear dance-specific titles.

There is a glossy online Introduction to French Baroque Music presented in English by the Centre de Musique Baroque de Versailles. Their view appropriately contrasts French and Italian approaches, but they seem unaware of the richness of Spanish dance-culture, which brought together Old and New World, even African music, popular and courtly styles.

Hispanic culture contributed one of the most famous dances of Baroque France, Les Folies d’Espagne as well as the Canaries dance-type. As in France, so in Spain, Portugal and the New World, standard dance-types and (more than in France) the ground basses associated with them defined the territory for much chamber, theatrical and (also more than in France) even sacred music. Ribayaz’s 1677 book Luz y Norte offers a ‘guiding light and North star by which to explore all Spanish music’ – listen here.

English late-17th-century Country Dances became well-known in the 20th-century folk music revival. With simple steps and formulaic group choreographies, they were much, much easier for amateur dancers than the technically demanding solo dances in which French aristocrats emulated professonal theatre dancers. Country dances became popular in France as contredansesLes manches vertes is Greensleeves.

This article can only be a brief Introduction. The next step is to become familiar with various dance-types, by reading more about them, and – even better – by playing and dancing them.

Of Pavans & Potatoes: Elocutio [Prattica di Retorica in Musica 3]

In a development I had not anticipated, this is now the third post inspired by an April Fools’ Day joke, for which I faked up the title page of an imaginary Baroque treatise on The Practice of Rhetoric in Music. It started me thinking…. Why can we not find such a book amongst historical sources? What would it say, if we could find it? Could I write it myself?

I don’t know if my unicorn-hunt will one day lead to an actual book, but after thinking about Inventio and Dispositio, my mind turned inevitably towards the third of the Canons of Rhetoric, Elocutio (style). And as a gesture of sprezzatura (elegant casualness, being ‘cool’), I departed from the previous style of titles. You might well have expected a Pavan, and I couldn’t resist a favourite line of Shakespeare:

Let the sky rain potatoes, let it thunder to the tune of ‘Greensleeves’

(The Merry Wives of Windsor V v). The ballad of Greensleeves is sung to the Passy-measure Pavin (Twelfth Night V i, but you knew that already). And I hope this citation is not too, hmm, let me say ‘salty’: circa 1600, potatoes were considered to be an aphrodisiac.

 

Potatoes in Gerard’s (1597) “Herbal”

 

Elocutio

 

This article is written for you to read, but I could have recorded it as a podcast or video-clip, and I could even have sung it to you. Music itself is a style of elocution. Once the choice is made, to Deliver our Material in musical style, historical principles apply. ‘Art’ in the 17th century is not ‘free self-expression’ but a collection of organising principles. And so the Art of Rhetoric is created according to the five Canons, and other organising principles.

The organising principles of Baroque Music are Rhetorical, because Music itself is a Rhetorical Art. Perhaps this is why we don’t have a book on Rhetoric in Music, because there wasn’t any music that was rhetoric-free! Any treatise on Music could justly be re-labelled as dealing with Rhetoric in Music. Any advice about musical Delivery will be advice about Rhetorical performance in music. The sources that we already know are labelled just “about Music” – but we can be utterly confident that everything they say will follow the principles of Rhetoric in Music.

 

Rhetoric in Music throughout all the Canons

 

And since Music is itself Rhetorical, we don’t have to “add Rhetoric”, like some kind of sauce, to our music at the last moment. Rhetoric in Music is not limited to the final canon of Delivery. Rather, a musical work has been created Rhetorically at every stage. The ingredients, the artistic material has been chosen and/or created rhetorically (inventio); and structured rhetorically (dispositio); the musical style (elocutio) has been chosen to suit that material and structure, perhaps prima prattica polyphony for a religious text; or according to the secunda prattica, solo voice and continuo, the stile rappresentativo, for music-drama; or a violin-band in dance-rhythms for a Ballo.

Different genres of music, even different dance-types, reflect different choices of elocutio, and those choices may influence decisions within the next two canons of Rhetoric.

Rhetoric & the memoria of Music

 

Memoria, the process of memorisation or at least deep study, is Rhetorical in music, as it is in any performing art. We memorise material, structure and style: and in Early Music, these are source-based historical elements. We should start from the best available source of the musical material (inventio) , and study the outlines and cross-connections of its structures (dispositio).

And when, as modern-day performers, we memorise some historical elocutio, our understanding of that style will be based on our knowledge of period performance practice. [So we might later have to re-learn the material and update the style, as our knowledge increases with further study]. But we are not instructed to memorise an individual interpretation – those personal choices are made later, in the final canon of Delivery.

Of course, that is a counsel of perfection. For most of us, our study of a new piece is not chronologically ordered and divided into mutually exclusive compartments, according to the sequence of the Canons of Rhetoric. Rather our ideas emerge holistically, as we progress from sight-reading to the profound understanding that comes only after many performances. And sometimes we need to move rapidly from sight-reading to first performance with little time for deep reflection. But it would be an interesting exercise, perhaps for a student working towards an examined performance, to structure one’s study strictly according to the Five Canons.

Nevertheless, it is good discipline within Historically Informed Performance to avoid making choices earlier than needed. That means working from period sources and applying historical principles as far as possible, and only making personal decisions when sources and principles can tell you no more. By this point, the choice should be between options, all of which are historically appropriate: if not, period information and historical principles will aid you in eliminating inappropriate options, before continuing!

Committing an interpretation to memory too early has other risks, too. Spontaneity disappears if a “spontaneous’ treatment is hard-wired into the memorisation. It might be an interesting and appropriate idea to pause before a certain, particularly intense word, perhaps an exclamation, in order’to increase the dramatic effect [approved by ll Corago]. If you memorise the ‘straight’ version, and apply the pause in performance, both performer and audience can feel the effect of an unexpected delay. But if one memorises the delay, it becomes ‘part of the piece’, and there is no longer any spontaneity in it. For the audience too, the effect will be lessened, if not destroyed, because the end result is that memorised material is being delivered ‘straight’, precisely as memorised.

Probably the worst fault in memorisation is to have re-composed the piece, perhaps without careful consideration (perhaps without even noticing!), and to memorise this version, in the self-deluding hope that it would be more ‘spontaneous’, more ‘free’ or ‘better’ than the original.

When some singer tells me that they have memorised Monteverdi’s Lettera Amorosa or the Testo’s role in Combattimento, my heart sinks. Because nearly always, they have not memorised Monteverdi’s score, but rather their own interpretation of it. And their skewed version is by now so hard-wired, that it is difficult, if not impossible, to fix even the most glaring errors during rehearsal. Saddest of all, this ‘personal interpretation’ is almost certain to resemble closely all the other ‘individual’ versions: long notes will be shortened, short notes will be lengthened, rests will be disregarded.

The remedy is to consider Elocutio – style, before Memorising. Afterwards is too late. Perhaps there really is something in the classic ordering of the Canons of Rhetoric!

 

Delivery & Decorum

 

Delivery, both the basic sound (Pronuntatio) and all the accompanying subtleties of Actio (contrasts of tone-colour, gesture, facial expression, body posture and movement, communication of changes in the Four Humours etc), is the pinnacle of the Art of Rhetoric. Here, we may well be inspired to recognise connections with other Arts, arts that are also rhetorical, especially when the principles of those arts confirm one another.

This painstaking attention to conformity of detail is the Rhetorical doctrine of Decorum. In everyday speech, ‘decorum’ is the formal etiquette of social behaviour, doing the appropriate thing in each situation, respecting  the solemnity of certain occasions, sharing hilarity at suitable moments; how to dress, how to behave, how to speak. In Rhetoric, Decorum expresses the concept that every small detail should be suited to, fitting with every other detail and with the overall design.

Decorum is the craftsman’s discipline that the woodworking on the inside, never seen by anyone else, is as fine as the outside work. Decorum is the scientist’s discipline that the smallest discrepancy challenges a hypothesis and can even shift a paradigm. Decorum is the artist’s discipline that every tiny detail must be absolutely right. Decorum is the Historically Informed Performer’s discipline to review every aspect of performance in the light of newly emerging Performance Practice insights.

Decorum is the discipline of Rhetoric.

Certainly it is appropriate to consider parallels between Music and other Rhetorical arts. In particular, we can hope to find links between period sources on Rhetorical speaking – the origin and central meaning of Rhetoric itself – and musical delivery. And we would expect to find devices from spoken Rhetoric already at work in the music we are studying, manners of Rhetorical speech already prescribed in treatises on musical delivery. It would be surprising, even alarming, if this were not the case!

 

Of Pavans

We might recognise the falling tear melody in the first four notes of Dowland’s Lacrime, and see it as an imitation of the gesture of crying (the finger drawing a tear from the eye and down the cheek) that we see in paintings, in literature, and in works on gesture.

 

 

This recognition supports our emotional connection to the music, and would encourage us to show in performance this gesture, or another period gesture of Sorrow, in which the hands are squeezed together as if to force tears from the eyes…

 

 

… and even the appropriate body posture (inward focussed, head inclined, eyes downcast etc).

 

 

This Rhetoric of tears is clearly seen in the music of Lacrime, and we should recognise and support it in aspects of Delivery that go beyond music.

But we do not need to redouble the musical gesture itself. Dowland’s music will not be ‘more expressive’ if we add ‘more descending’, and fall a seventh, rather than a fourth. Rather, this attempt would destroy another part of the musical rhetoric, its harmony, wrecking the composer’s dispositio (harmonic structure) and elocutio (harmonic language).

That example might seem so obvious as to be unncessary. But let me present a parallel case.

We might recognise the slow Pavan tempo of Lacrime, and the long first note as a ‘tear’,  slowly welling up, and gathering speed as it rolls down the cheek in the next two downward directed and faster moving notes. We might see not only the written pitches, but also Dowland’s notated rhythm, as an imitation of the gesture of crying, and link it appopriately to slow hand and body movements, and the slow walk of someone in despair. This would encourage us to enact our gestures and bodily actions, even our eye-movements suitably slowly.

Just as with the written pitches, this Rhetoric of Rhythm is already in the music itself, and we do not need to redouble it musically. Dowland’s music will not be ‘more expressive’ if we add ‘more slowness’ to the general tempo, or use romantic rubato to make this particular tear-gesture last more than a dotted minim. Rather, that attempt would destroy another part of the musical rhetoric, its rhythm, wrecking the composers dispositio (rhythmic structure, i.e. Tactus) and elocutio (rhythmic style, i.e. Pavan movement).

 

 

Of Potatoes

 

Some modern-day experts on Rhetoric correctly identify Rhetorical practices of speech and movement, especially elements of dramatic timing, which can also be heard in music. This is very illuminating and inspiring. But before we gleefully apply these practices to our Delivery, we should rather be concerned, even alarmed: why has the composer not included these Rhetorical elements in his own elocutio?

On closer examination, we might find that they are already there, and should not be added again.

Did you already salt the potatoes, dear?

Or we might find that (for one reason or another) a particular element is not appropriate for this application, but was recommended in the context of another genre, national style, or period.

I’ve salted the potatoes, shall I add salt to the rhubarb too?

If something should be added by performers rather than notated by composers, we can expect to find specific advice in sources on musical performance practice.

 

Research into Potatoes

When I googled “Add salt to potatoes?”, I got an immediate, clear answer:

Salting the water in which you cook starches (pasta, rice, potato) is an effective way of enhancing the flavour of the finished product – boiling starches absorb salt well.

Immediately below this, Google informed me that

People also ask… Why add salt to potatoe water? How much salt do I add to water for potatoes? Should you salt potatoes before frying? What does soaking potatoes in salt water do?”

 

As iconographical evidence, there were three images captioned Salt Potatoes.

 

 

And the links below went “Salt your potato-water“, “Why is it important to put salt…” and so on to the bottom of the page.

From this, I quickly deduce that potatoes are not grown ‘ready salted’, and that salt should indeed be added by the cook, later in the process. I did track down one outlier recommendation for the waiter to salt them just before serving, but this was for roast spuds anyway. The vast majority of sources recommended adding salt to the cold water before boiling.

 

Confutatio

 

As Historically Informed Performers, we should take at least this much care, not to over-season our music with salty Rhetoric. We should check if this particular Rhetorical flavouring has already been composed-in. If not, we should check if our favourite flavouring is truly appropriate. And we should check that it is we (performers), who are expected to add it.

We learn good taste in music from the ‘cookery books’ of historical treatises. And those treatises are already applying Rhetorical principles. So we should be highly sceptical, if we feel the need to add some piece of Rhetoric which is neither notated nor mentioned in musical treatises.

And if that piece of Rhetorical Delivery would damage some other element of Rhetorical structure, of dispositio, we should not add it. We would not paint the exterior of a renaissance cathedral with some brightly-coloured paint that had the side-effect of dissolving stonework, especially not if our decorative inspiration comes from pre-raphelite wallpaper!

Yes, this is a strongly-worded confutatio! But we have plenty of treatises on music. If your beloved ‘rhetorical’ practice is historical and appropriate to music, it will be manifest either in composition or performance practice. Certainly it will not be contradicted by period performance practice instructions.

 

Consensus

 

Of course, there are grey areas, and difficult questions where sources (even within one period and culture) genuinely differ. But my example of salt potatoes was deliberately basic, and my Google search can be imitated in scholarly investigation. We should first look at obvious, well-known sources, and see if we can find an overwhelming consensus.

One of the problems of today’s Early Music is that specialist experts discuss abstruse corners of the field so passionately, examining exceptional cases and outlier opinions (in both primary and secondary sources), with the result that historically informed (but non-specialist) musicians and mainstream performers can easily lose sight of standard period practice and the overwhelming historical consensus.

There is such a consensus amongst historical sources regarding rhythm. “Tactus is the Soul of Music.

In Rhetorical terms, Tactus is part of the Dispositio of music. In choosing mensural music as his Elocutio, a composer has nailed his Rhetorical colours to the mast of Tactus. It is certainly true that Rhetorical speech varies the syllabic pace according to the Affekt, and takes time for structual clarity (punctuation) and dramatic effect. Baroque composers notate this, using Tactus as the measure of Time.

Seicento Recitative notates the dramatic timing of 17th-century theatrical delivery. Peri and Il Corago tell us quite clearly that musica recitativa is modelled on the declamatory delivery of a fine actor in the spoken theatre.  In England, a song-book owned by Samuel Pepys praises Henry Lawes’ precision in notating in music the timing effects of Rhetorical punctuation.

No pointing Comma, Colon, halfe so well
Renders the Breath of Sense; they cannot tell
The just Proportion how each word should go,
To rise and fall, run swiftly or march slow;
Thou shew’st ’tis Musick only must do this …

[From Edmund Waller’s dedicatory poem to Lawes of 1635, reprinted in Henry Lawes, Ayres and Dialogues, for One, Two, and Three Voyces (London: Printed by T. H. for
John Playford, 1653)]

For precision notation of rhetorical timing in Shakespeare’s To be or not to be, see ‘Tis Master’s Voice: A Seventeenth-Century Shakespeare Recording?  in Shakespeare & Emotions (2015).

 

Peroratio

 

In the search for Rhetorical eloquence in our music-making, the appropriate Elocutio will have Decorum. It will be consistent with the material (inventio) and its musical organisation (dispositio). It will also be consistent with what we read of Pronutatio and Actio in musical sources. Where other arts inspire us with examples of Good Delivery, we should expect to find that their Rhetoric is already in our Music.

We should consider whether Rhetorical elements have already been built-in by the composer, before we assume that we should bolt them on as performers. We should test our proposed translation of ‘foreign’ Rhetorical elements (from other arts) against what we already know in music’s ‘native tongue’.

The Practice of Rhetoric in Music is already written, in period treatises on the Practice of Music.

It is wonderful that we can use other Rhetorical arts to fill gaps in our musical knowledge, and to inspire passion in our musical practice. But the Rhetorical discipline of Decorum requires that we remain wary against introducing any contradiction.

For this reason, I do not acccept the argument that ‘Rhetoric’ is a valid reason for abandoning all that we know about Tactus and Rhythm in baroque music. On the contrary, if Harmony is Music’s shapely Body, and Text is her Mind, then Tactus is the Soul of Musical Rhetoric.

 

 

PS
About those potatoes – the Folger Shakespeare Library re-created a c1700 recipe for Potato Pie. It does not use salt!

 

A la recherche du TEMPO perdu: principles and practice in Baroque music

This article is the mid-term review from a course about Early Music on Modern Harp that I’m teaching for the Guildhall School of Music & Drama, London. And as a general introduction, it could be relevant for any student of 18th-century music. Our case-studies are movements by J.S. Bach, Handel, C.P.E. Bach, Pescetti and Mozart.

The previous article in this series looked at online source materials and the significance of tempo as more than just ‘musical speed’. In baroque music, tempo is rather the emotional quality of music, produced by the act of beating Tactus for a particular note-value.

 

Principles

 

 

“Versuch über die wahre Art”

 

Historically Informed Performance is not a matter of personal interpretation. There is a true way, that we attempt to find. That way changes according to period and culture/language.

Before 1800, Art is not the ‘freedom of the artistic genius’, but rather a set of organising principles. Within those principles, there is space for individuals to make personal choices.

We know what is correct, not by imitating CDs or listening to modern-day Early Music gurus, but by finding a broad consensus amongst relevant historical sources.

 

Historically Informed?

Probably, an original source of the music will be accessible and legible. But compared to a modern edition, some information will be “missing”. We supply that information from historical treatises.

Yes, a 19th, 20th or 21st century edition will give more information, but how reliable is that information? Fortunately, we can check for ourselves: usually easily, free and online.

For example: circa 1750, we need an indication of speed. We reframe the question in terms of historical Tactus: “Which note-value goes with the beat in Allegro, and in Adagio?”. And – approximately – how fast is that beat?” The answers are in Quantz, whose ‘pulse’ is around 80 beats per minute. See Tactus, Tempo & Affekt.

“Time is the Soul of Music.”

We count with a Tactus pulse, around 60 (1630s) to 80 (1750s). But during this same period, the feeling was that music had become slower, with some up-tempo markings like 6/8 being played slower, and with more feeling (Empfindsamkeit), according to Mattheson. Quantz gives new information about which note-value goes with the pulse, according to the tempo-words.

The physical feeliing of beating Tactus is linked to the emotional feeling of the quality of the music: if you haven’t studied your music whilst beating Tactus, you have missed a vital insight into its emotional quality.

Read Time: the Soul of Music

The Practice of Tactus 

 

 

Fingering ~ Language

Bowing (for violins, viols etc), tonguing (flutes, oboes etc) and fingering (keyboards, harp, lute etc) mimick Good/Bad syllables, or (later) the joining/separating of syllables into sense groups, say 2-5 notes at a time (perhaps even a few more, if there is continuous fast stepwise movement, i.e. a scale). We could call this the ‘mini-phrase’.

 

Polyphony

Harmony is the result of weaving together the strands of individual polyphonic ‘voices’. In how many ‘voices’ is your piece written? How strictly is this maintained?

 

Practice

 

From a post-modern perspective we can see that whereas mainstream performance looks for consistency and evenness, baroque music is all about contrast. That contrast can be on the short-term level, note-by-note. It’s all held together by stable rhythm at the Tactus level. Inside the regular Tactus, there can be (carefully organised) irregularity in shorter note-values.

 

Good & Bad

 

Good & Bad syllables in the language are set to Good/Bad notes in music, and played with Good/Bad fingers (bowing or tonguing). See Good, Bad & the Early Music Phrase.

We can use Quantz’s flute-tonguing syllables, e.g. didll-di,  to sing the phrases of the piece we are studying. This helps us use our subconscious awareness of language rules to decide questions of fingering.

 

Integrate

We have to integrate each element of contrast with the steady beat of the Tactus.

  1. Find the Tactus/note-value connection for the movement at hand.
  2. Take a few notes and consider Good/Bad (also known as Long/Short)
  3. Play Good/Bad with Tactus

 

The ‘mini-phrase’

In later music, there is the idea of moto perpetuo – remember The Flight of the Bumble Bee? And frequently, mainstream performance looks for the longest possible phrase without breathing in-between.

For Early Music, it’s better to think the opposite way. What is the shortest possible sense-group? This is the ‘mini-phrase’, or in HIP-speak Figure. Try singing, but NOT with da da da. Use Frank Sinatra dooby-doo, or Quantz diddle-dee, so that you apply Good/Bad syllables: not every note the same!.

You may find that notes written in equal note-values become quite dissimilar, in order to stay with the Tactus. In order to maintain the Tactus, the last note needs to be short and light.

Once a pattern is established in the first mini-phrase, preserve that pattern. If something happens to change the pattern, change and try to preserve the new pattern.

 

Mini-phrases in JS Bach “Prelude”

 

Miniphrases in Handel “Concerto”

 

Miniphrases are notated in CPE Bach “Sonata”, and implied (red slur) by instructions for performing ornaments in his “Versuch”.

 

Join/Separate

Notes that move by step tend to be more legato, perhaps joined within the mini-phrase. Notes that jump tend to be more staccato, perhaps indicating the separation between one mini-phrase and the next.

The break or breath between phrases is often ‘after the 1’.

Late 18th-centuring bowing, tonguing and (harp or keyboard) fingering often joins together the notes of a mini-phrase.

Miniphrases, staccato & legato, repeating pattern A & contrast B, in Pescetti “Sonata VI”

 

Breaks & Breaths

The mini-phrase might be very short, so that you don’t necessarily breathe at every break. Imagine yourself speaking, powerfully and slowly, to a large audience in a grand hall with a big acoustic:

“You would… break up…. the words… into short…. sense-groups.  [BREATH]  But you might not…. actually breathe…. at every break.”

For the piece of music at hand, test your ideas about where to breathe, by singing with Good/Bad syllables, Tactus, and real breaths (actually taking in oxygen). You will probably find it’s too much to breathe at every mini-phrase. Experiment… Keep the Tactus! Perhaps 2 or 3 mini-phrases go to a breath.

Remember the goal is contrast, not homogeneity. So we can allow a pattern to develop where there is a consistent irregularity of note-lengths within each mini-phrase, repeated from one mini-phrase to the next for as long as the pattern persists, with breaths every 2 or 3 mini-phrases… and all unified by steady Tactus.

 

Breath /, every 2 miniphrases in JSB

 

Breath / every 4 miniphrases A, then every 2 A, then change of pattern B; legato & staccato in GFH

 

Miniphrases, breaths /, and  patterning A, in CPE

 

Breaths /, in Pescetti

 

Dissonance

Just as we learned in Harmony 1.01, there are three elements: Preparation, Dissonance, Resolution. We need to perform these three elements: understand them, feel them, communicate them.

Preparation: we bring our attention, and we alert the audience, to a certain note, to one particular polyphonic voice.

Dissonance: ouch! Another voice collides with the prepared note, creating a dissonance.

What is the emotional flavour of this particular clash? How intense is it? Sometimes ‘it hurts so good’…

Resolution: relax…. The pain is eased.

Chained dissonances: Sometimes the resolution produces another dissonance. How are the two emotional flavours different? Which is more intense?

 

Quantz categorises dissonances

 

Quantz shows the intensity of dissonances

 

Read Evan Jones’ article on Quantz’ dissonances.

Read David Ledbetter’s article on Quantz’s Adagio.

  1. Play through Quantz’s example.
  2. Find, and taste the dissonances in your piece.

 

Quiz

Here (below) is an unreliable edition of perhaps Mozart’s best-known Piano Sonata. It’s good harp-repertoire too.

 

  1. What is the date of composition?
  2. And of the first edition?
  3. What is the earliest edition available on IMSLP?
  4. What is the best edition available on IMSP?
  5. Why is the autograph MS not on IMSLP?
  6. What is the exact marking for the tempo of the first movement, in Mozart’s own handwriting?
  7. What is the time signature in the first edition?
  8. What is Quantz’s pulse-tempo recipe for this?

Bonus Question

9. How much mis-information can you find in the bad edition above?

All answers are available free online with just couple of clicks. No advanced research techniques are needed for questions 1-7.

Hint for Q1,2

Hint for Q5, 6, 7

Hint for Q8

 

“Deep Thought” from Bulwer’s (1644) gesture-book

 

 

 

 

Movement & Baroque Music: Mind, Body & Spirit

MUSIC

In 17th-century philosophy, the movement of the stars creates a perfect Music of the Spheres, which is reflected in the harmonious nature of the Human body, and imitated in actual music, played or sung.

 

This is a hierarchical connection, with heaven at the highest level and performance at the lowest level: humans are in-between.

 

“Ex motu Armonia” – “The movement of the heavens creates Harmony” Detail from the frontispiece of Agazzari’s “Del sonare sopra ‘l basso” (1607).

Read more about Agazzari & continuo here.

TIME
The movement of the stars also defines Time, which is measured in musical notation, perceived as the feeling of tempo and the quality of movement, indicated in music-making by the Tactus-hand. [All of these were far more precise than period clocks.]

This connection is not hierarchical but one of identity: astronomical Time is the same as musical Measure, Tempo and the Tactus-Beat. (Zacconi 1596).

MOVEMENT & SOUL
Baroque Time is not Newton’s Absolute Time, “like an ever-rolling stream”, it is Aristotle’s “time as a number of motion”. In Aristotle’s Physics, this movement (and therefore, Time itself) can only be perceived by a Soul.

When Baroque writers call Time “the Soul of Music”, they mean that Time gives the dry numbers of musical-notation meaning in the real world, transforming them into living sound, what we would call ‘live Music’.

LIFE, MOVEMENT & PASSIONS
Music seeks to ‘move the Passions’, to sway emotions, which are ‘the affections of the Soul’, Affekt (German), affetti (Italian). The effects of soul-musical emotions are felt in the mind and in the body.

17th-century Pneuma, mystic breath, is the divine energy giving the breath of life (from heaven), and also the networked energy connecting mind, body and soul (human, rather like oriental Qi), and also the artistic Energia that communicates between musician and listener (in performance). This is the same hierarchy as in Music.

CAUSE & AFFEKT
Perfect heavenly Movement creates Time, which gives life to Music, which moves the Passions. Perfect heavenly Movement also creates Music. The heavens are turned, and the human soul created, by the Divine Hand. All these relations are causal: one creates another.

MIND, BODY & SPIRIT
If you keep this in mind, whilst you move your hand in the embodied time of Tactus, you may feel something of the baroque Spirit of Music, communicating Passions to listeners.

This connection is also causal. It’s not enough to think about it, you also have to beat Tactus, otherwise it won’t happen.

Prattica di Retorica in Musica – Dispositio

This is the second post inspired by an April Fools’ Day joke, for which I faked up the title page of an imaginary Baroque treatise on The Practice of Rhetoric in Music, starting several trains of thought: Why does such a book not exist? What might it have contained? What would we hope to learn from it? What is lacking in modern-day writing on Musical Rhetoric? And why shouldn’t I try writing it for myself?

 

 

The first post in this series,  Prattica di Retorica in Musica – Inventio, introduces the project by means of the Five Canons of Rhetoric and imagines the first pages of our Unicorn-Book, which might include an Address to the Reader and a Dedicatory Poem.

The next pages would probably consist of the Table of Contents, i.e. an ordered list of chapter-headings. For a book-printer, this table would only be assembled once the main body-text was complete. But for a rhetorical writer, these chapter-headings are advance planning of the structural organisation of the material: they present that second Canon of Rhetoric, the Dispositio (Arrangement).

 

 

Arranging the Dispositio

 

In an endlessly recursive process, the structuring of any writing on Rhetoric is itself a work of Rhetoric. My material for this project is the Practice of Rhetoric in Music, and the organisation of this material is inspired by the Modes of Rhetoric, in the style of a list of book-chapters, which I have considered – consciously and subconsciously – over the last month. Turning ideas over in your mind is linked to the processes of memory, which (as modern science tells us) is not merely the recall of fixed data, but a creative process of apprehending, reviewing, connecting and reassembling complex understandings. And now I deliver this structure to you…

In this blog-post, the Dispositio is now my material, which I have organised into two sections (this discursive article, and – below – the presentation of the list itself), in two contrasting styles (modern-day semi-formal prose and 17th-century formal list), carefully considered, and delivered in this blog-post.

The style – a list of chapters – has also become material to be discussed here, and functions as an organising device that delivers new thoughts.

The processes of memory and thought likewise are now material to be written about, functioning to organise themselves by thinking about thoughts, to refine style, and (by remembering memories) to deliver results.

Those results are the material that will be organised, stylised, considered and delivered as the output of the entire project.

And – just in case you didn’t notice – that 5-paragraph description of the nested processes of writing rhetorically about Rhetoric was itself rhetorically made: its material was the rhetoric of Rhetoric, its organisation was iteratively rhetorical, the style was as rhetorically clear as I could make it, it seemed to spring from my mind as if I were remembering something I already knew, and I delivered it in a happily spontaneous flow.

So now you have a rhetorical account of a rhetorically made description of the rhetorical process of writing about Rhetoric. And we could continue this all night, unless you counter with a refutatio or I reach a peroratio!

 

Digressio – an allegorical digression

 

One of the period delights of Rhetoric was the enjoyment of rhetorical discourse for its own sake, like an athlete enjoying the working of their own muscles during training, or a spectator watching that athlete. If the spectator is also an athlete, there is an opportunity to learn, or to sharpen ones analytical insight. Which muscle moved there, and what effect did it have? We can compare the trained and untrained body, we can notice the physical results and competetive benefits of particular training exercises for specific applications. If we are fans or practitioners of Rhetoric, we can observe its work whenever we encounter words.

 

Thesis – back to the underlying concepts

 

I will probably re-organise this Dispositio as I go along. But it is currently linked to these thoughts:

The ‘original book’ does not exist, perhaps because Rhetoric was so deeply internalised for musicians of this period that they applied it, without needing further instruction, to any means of expression. In another sense, every period treatise on music discusses the Practice of Rhetoric because music itself is a rhetorical art: to practise music is to practise rhetoric. My task is then not to invent new principles, but to identify (from amongst well-researched historical practices) instances where rhetoric is at work in music.

As musicians, we hope for clear practical advice, for tools that can be applied in the rehearsal room and in performance. As performers, we hope for ideas that will be effective with our audiences.

This is perhaps what is lacking in the modern literature on musical rhetoric. After reading some scholarly tome, we may think “how interesting, how beautiful!”, but we may not have a clear strategy of how to apply its ideas in our next rehearsal. At best, we might hope that it has given us some inspiration that will emerge in our musicking, by some mysterious process. I do believe in inspiration and mysterious processes, but in the rehearsal room (or as an individual’s pre-performance mantra), we usually need concise, precisely encapsulated suggestions, rather than yards of woffle and dollops of hope.

What period sources there are, and also much modern writing on musical rhetoric, tend to concentrate on Figures and Tropes. And whilst knowing stuff is fun, and knowing what anaphora is helps one notice when anaphora is at work, that doesn’t necessarily let you know what to do with anaphora, no matter how many times you see or hear anaphora in an aphorism, no, no! And even if you know that the use of adnominations and homophones is not strictly anaphora, this doesn’t necessarily help your audience. So although it is not wrong to define Rhetoric in terms of Figures and Tropes (and indeed, this definition becomes increasingly relevant during our period), it is not the most direct path towards practical application in music.

Since Rhetoric is directed outwards – to persuade the listener; to delight, teach and move the passions of the audience – and since we, as performers, want to put it into practice, the book we need must tell us how to apply Rhetoric to good effect. So my dispositio focuses on fundamentals of good Oratory in musicking, ideas that performers can apply in order to produce results that audiences will appreciate.

 

Hypothesis – focus on particular ideas

 

Words: Readers would expect the introduction to discuss what Rhetoric is. But we also need to consider what Music is – and what Science, Art and Practice are too – because our modern assumptions differ from period understandings.

Ethos: Rhetoric is delivered by one person to others: we must consider who does what.

Logos: The most important section of the book should link the performance of music to Good Delivery in Oratory. The more our musicking deals with words, the more eloquent its oratory will be.

Pathos: The most profound result we hope for is to move the passions of our listeners. This Part tells you how to do it.

Kairos: How does the moment of opportunity for Rhetoric present itself? Shifting the focus from historical practices to the ephemeral instant of performance, Plato’s eternal now, this Part attempts to reconcile period understandings of Rhetoric and Humours with 21st-century neuro-science. What is the structure of magic in music?

 

Peroratio

 

The vital heart of Rhetoric, which sends the life-giving Sanguinity of passion to the singer’s voice and the instrumentalist’s hands, is structure. How dry that might seem, how Melancholy! But this sturdy, earthborne structure supports a mighty tower, rising proudly as if with Choleric ambition to reach the highest heavens of eloquent beauty.

The achievement of our art must be to conceal the scaffolding and reveal the architecture. But the process of building begins with a well-wrought foundation. Dispositio precedes elocutio.

 

 


 

DISPOSITIO

 

The Introductory Part: on Words

 

What is Rhetoric?

What is Grammar?
What is Logic?
Eloquentia Perfecta

What is Music?

What is Practice?

What is Art?
What is Science?

What is the Practice of Rhetoric in Music?

What is the Art of Rhetoric in Music?
What is the Science of Rhetoric in Music?

 

The First Part: on Ethos

 

The Practice in Music of the Five Canons of Rhetoric

The Practice in Music of the Three Aims of Rhetoric

The Practice in Music of the Topics of Rhetoric

The Practice in Music of the Four Modes of Rhetoric

 

The Second Part: on Logos

 

The Practice in Music of the Decorum of Rhetoric

Of Oratory
Of Syllables
Of Consonants
Of Vowels
Of Joining & Separating
Of Meaning
Of Intention
Of Genres
Of Place
Of Time

 

The Third Part: on Pathos

 

The Practice in Music of the Four Humours of Rhetoric

The Practice in Music of the Gestures of Rhetoric

The Practice in Music of the Figures of Rhetoric

The Fourth Part: on Kairos

Of the Mind

Of  New Language of Persuasion

 

 


 

 

 

 

Prattica di Retorica in Musica – Inventio

What started out as a bit of fun for April Fools’ Day – faking up the frontispiece of an imaginary 17th-century treatise on the Practice of Rhetoric in Music – got me thinking more seriously. This is just the kind of book I would love to study – many other Early Music scholars and performers too, I’m sure. So why doesn’t it exist? And, what would it say, if we were to find it after all? 

 

 

What’s the Use?

Those are deep questions to consider carefully, but after three weeks the title of my imaginary treatise – stolen from Zacconi (1596) read more here – which I chose quickly, on impulse from the Subconcious, has revealed to my Conscious mind the gap in HIP sources and practice. We have an overwhelming abundance of primary sources to tell us what Rhetoric is, and some fine modern-day writing that describes how Rhetoric was written into renaissance and Baroque Music. The vital question is how we can apply the Art of Musical Rhetoric in Practice – in individual study, ensemble rehearsals and public performance. We have studied the Science of Music, we are learning the Art of Rhetoric, but we want to acquire practical skill in its Use. More on the period concepts of Science, Art and Use here

To bridge this gap, since the late renaissance or early baroque Prattica di Retorica in Musica seems not to exist, I decided to write it myself. Remembering medieval trobadors and trouvères,  ‘such as found out musical tunes and recited verses in writing’; and inspired by the rhetorical canon of Inventio, by which one seeks to discover the best arguments for the case at hand; my aim is not to invent but to search for a true resemblance of this unicorn-book. 

Clearly, there is some serious work of Dispositio (organisation of the material) to be done. Perhaps the most effective format – Elocutio – could be to adopt the position of a blog-poster, discussing the Prattica chapter by chapter, supported by ‘citations of the original’. My hope is to instill Memoria, as if recalling an elusive memory; for my Retorica should deliver nothing new, but should rather be a declaration – a oratorical Pronuntiatio – of truths that we already hold to be self-evident. And all this should lead to Actio: putting rhetoric into practice in Musica

So perhaps you can imagine what follows as a modern editor’s commentary on a recently discovered historical source…

 

 

Foreword 

 

It was Monteverdi scholar Tim Carter (don’t miss his inspiring yet thoroughly practical survey of Monteverdi’s Musical Theatre ) who first guided me towards an unorthodox and creative way of investigating historical performance practice: beyond the analysis of surviving works, have a go at creating (re-constructing would be too strong a word) what is missing. The idea is to confront the same questions and challenges that creative musicians encountered back then, starting from a tabula rasa and testing, questioning, reviewing everything you create, to complement the standard approach of gazing at the beauty of an extant masterpiece.

It’s like lifting the bonnet of the car and tinkering with the engine – you will learn from your mistakes, and you’ll certainly learn more than by merely reading the workshop manual. After all, mathematics students have to solve problems themselves, as well as studying worked examples by famous mathematicians of the past. And Rhetoric itself begins with three Canons of creativity, and continues with the reflective process of Memorisation, before culminating in the final Canon of Delivery.

 



In 2017, with expert guidance and thought-provoking challenges from Tim, I re-made Monteverdi’s lost masterpiece Arianna based on the surviving libretto, a musical fragment – the famous Lamento – letters and other music from the time of the first performance in 1608.  The resulting work, Arianna a la recherche was performed at the OPERA OMNIA International Baroque Opera Studio, re-establishing Rinuccini’s Tragedia as the fourth opera in the Monteverdi trilogy. Why re-make Monteverdi’s Arianna? here

 

 


And now, for this project on the Practice of Rhetoric in Music, I’m once again investigating by creating. Of course, Creative Research is no longer a new concept, and it has already been applied to Early Music, but usually by creating something new out of old material. My aim is different – I want to supply new material that will fill a gap in what has come down to us, like a restorer patching a threadbare section of an old tapestry, weaving strands of carefully researched threads into a plausible picture that fits well with the old stuff.  Or like a luthier, who constructs a ‘historical instrument’ that is simultaneously a carefully researched ‘replica’ of a period original, and a creative work of art in its own right. 

In the workshop of Rhetoric, my power-tool is energia – the communicative spirit that energises the mind in performance. To drive forward the research process, I imagine how such a historical treatise might have been read aloud by a fine orator, and how we today might apply its period pedagogy to training and rehearsal for future concerts, recordings and opera productions.

 

Teaching Rhetoric in a Knight-academy. The listener in the foreground left (as seen by the viewer: this is the privileged position forward-right on stage) leans his head on his left hand in the classic gesture of Melancholy: not sadness here, but deep thought, careful concentration on precise detail.

 

Exordium


Before I can look for answers to the big questions of Musical Rhetoric in Historical Practice, I first have to find out what those questions are. See Deep Thought. In the search for better questions, I’ve started by pondering why we, today’s Early Musicians, want this book. And why was it not written back then?  These deceptively simple questions are fundamental to the project, and need careful consideration.

 

John Bulwer scratches his head in Deep Thought (1644). Another historical gesture of intense cogitation is to chew on your finger (not the thumb, that means something different!).

 

For now, I decided just to have some more fun, by cooking-up an ‘original Preface’. Don’t panic, I have no intention of switching permanently to Ye Olde Worlde style. But I am thinking seriously about how a 17th-century writer would frame his address To the Reader, and taking the opportunity to practise a bit of Rhetoric myself. 

So how would you feel, if you discovered an exciting, hitherto unknown, historical source in the original? You might savour the promises offered by the Frontispiece, and get a first taste of food for thought from the formal Dedication and Preface, before settling down to read, mark, learn and inwardly digest the detailed chapters of the principal text.  In that spirit, I invite you to consider this ‘modern editor’s introduction’ and the ‘original Preface’ below as hors d’oeuvres. Bon appetit! 

Adieu, good Monsieur Melancholy!  This cheerful chap might be good Signior Love. Certainly, he embodies the Sanguine Humour: warm red colours in his ruddy cheek and in the curtain behind him, abundant red-brown hair and bright eyes, a generous gesture, a confident smile, a jaunty feather in his cap, outward-directed energy, red wine and perhaps offering the hope of dance-music soon.

 

To the Reader

Transcriber’s note: We are fortunate that a period translation survives, apparently made from a holograph now lost. Sadly, the original date is indecipherable. Nevertheless, the handwritten annotations in faded red ink appear to be contemporary with the document itself.


 

PRATTICA DI RETORICA IN MUSICA

To the musicall Reader

Exordium

In the beginning was the WORD, & the Word was spoken in the ORATORY of the Holy Prophets, & the same was sung in the MUSIC of King David, whose Harp could soothe the wrath of Saul; and in the image of the Word was man created: wherefore my Heart is inditing of good Matter, whence I do make the Things of which I speak & sing;  the  Instrument of my Tongue being like unto the Pen of a ready Writer: for, as my Mind  was taught by the Orators of Ancient Greece & Rome, as my Ears delight in Dante, Shakespeare & other Poets of our times, and as the affections of my Soul are moved by the Music of Heaven, by the Harmony of Human Hearts, & by the Sound of earthly Instruments and Voices; so am I persuaded that such a Book as this was never seen, though greatly needed: and Necessity is the Mother of INVENTION.

Partitio

Thus may my Words, though few and unworthy, light the true Way, & illumine certain sure Principles, by which you may make practicall Use of the ancient Art of Rhetoric, even in the very  Science of Music: fitting the Pronouncing & the Action of your Delivery to the Matter of the Invention, as well as to the Arrangement of the Verses, & the Eloquence of the Music; and through the Mystery of Memory, from time to time both recalling & re-creating what hath been already made: according to the Aims & Canons of Rhetoric, the Virtues & Graces of Writing, the Devices & Figures of Speech, & the Art of Gesture: and such will be this Book’s ARRANGEMENT.

Confirmatio

The ancient Poet sang of Arms and of a Man, & this my Book will speak of Instruments as well as of Voices; for Rhetoric may be expressed with the sound of the Trumpet, with the Psaltery & Harp, with the Timbrel and Dance, with stringed Instruments and Organs, and upon loud Cymbals & high Cymbals, as well as by everything that hath Breath: for Love of the Word maketh sounding Brass to become the tongues of Men & Angels; and giveth even a tinkling Cymbal ELOQUENCE.

Confutatio

And let none say that Rhetoric & Rhythm are not Brethren, nor that they cannot dwell together in Unity; for the Master cannot teach, who comes not betimes to School; the very  Whirlwind of Passion cannot move, if the Actor misseth his Entrance; the Dancers cannot delight, who reel to & fro, and stagger like a drunken man: for the Eloquent Orator is like unto a Knight on Horseback, whose one Hand must hold the Reins of Rhythm, that the Steps and Pace be in good Measure; whilst the other Hand doth strike with the Sword of Rhetorick, that toucheth even unto the Heart: and this in Music requireth great Skill, & diligent Study, whether the Song be pricked on Paper, or printed in the MEMORY.

Peroratio

The End of all this my RHETORICK being Practicall, let the attentive Reader also take Pains to practise the Examples that follow, pronouncing them in Action; that, by sowing the Seeds of Rhetorick in the fertile Ground of Music, ye may know the Fruit of good DELIVERY,

And live happily!

Dedicatory Poem

As in many such treatises, the following page contains a poem in support of the author’s work. The content of this sonnet strongly supports the indicated connection to Richard Barnfield, whose most famous work was attributed to Shakespeare in The Passionate Pilgrim (1599), though it had previously appeared in Barnfield’s Poems in Divers Humours (1598). 

A SONNET

on

THE PRACTICE

OF RHETORIC IN MUSIC

By a Friend of Mr Richard Barnfield

 

If MUSIC & sweet POETRY agree,
As they must needs, the Sister & the Brother.
Then let this Book create twixt me and Thee
Accord, pronouncing one alike the other.

Dowland to us is dear, whose heavenly Touch
Upon the Lute doth ravish human Sense;
Shakespeare strikes Hearts, for Plays of Words are such,
As playing Instruments need no defence.

We practise the high Art of charming Sound
That Phoebus’ Lute, the Queen of Musick, makes,
Yet Listeners in deep Delight are chiefly drowned
Whenas our Musick moveth Passions for their sake.

Guard Harmony & Verse, mark the Words well,
That RHYTHM & RHETORIC as one may dwell.

 

 

                                       

 

 

 

Welcome to Spanish Baroque Opera

We have a tradition in our theatre…

 

 

For the last four years, Celos, aun del aire, matan the earliest surviving Spanish Baroque Opera has been running in repertoire at Moscow State Theatre Natalya Sats, with performances each month during the winter season. The performers are the soloists, chorus and orchestra of the Theatre, supported by members of Opera Omnia, the research, training and performance Academy for Baroque Opera and Dance. More about OPERA OMNIA here.

On the eve of the online broadcast – Friday 3rd April 2020, 19.00 Moscow time (5pm UK time: there is no summer time in Russia) on http://www.cultura.com and  direct link to the opera broadcast here – this post is a slightly expanded version of the introduction I have given to live audiences at each show. 

In most theatres, if someone walks on stage to speak before the show starts, it usually means bad news: a singer is indisposed, or whatever. But as a theatre for young people, we always welcome our audience with an informal greeting.

 

 

Introduction


We have a tradition in our theatre to say a few words before the show begins. And so tonight it’s my pleasure to welcome you, on behalf of our Director Georgy Isaakyan, to Theatre Sats and to this performance of Celos, aun del aire matan (1660) translated into Russian by Katerina Antonenko as любовь убиваетLove Kills! 

When we think of Baroque opera, we might first think of Handel and Vivaldi, but ‘opera’ began in Italy a hundred years earlier, and Monteverdi’s (1607) Orfeo and the very first opera, Cavalieri’s Anima & Corpo (1600) both run in regular repertoire in our Theatre – you will be very welcome at those shows too! 

Tonight’s performance is different again – the earliest surviving Spanish Opera.

 

 

Drama

 

Calderón’s verse-drama draws on the strengths of Spanish spoken theatre, with a fast-changing combination of exquisite poetry, complex plot, powerful emotions and hilarious comedy. As in a Shakespeare play, romantic and tragic scenes are parodied by the antics of the comic characters. who also interact with the principal protagonists. Calderón weaves together two mythological stories, which his audience would already have known: the spectators’ pleasure came from appreciating how cleverly, beautifully, passionately and entertainingly those familiar stories were unexpectedly brought together.

 

Diana



The plot is dominated by the powerful figure of Diana, goddess of hunting and of chastity. One of her nymphs, Aura, has broken the rules by falling in love with Eróstrato.

 

Erostrato & Chorus of Villagers

 

His mythological destiny is to burn down the temple of  Diana and – as a punishment – to have his name forgotten forever.

Nymphs of Diana



In the opening scene, another nymph, Pocris presents Aura to be judged and punished. 

Céfalo

 

The hero of the opera is Céfalo, who arrives in the nick of time to rescue the damsel in distress. His servant, Clarín, is the anti-hero: he would rather flirt with a pretty girl than assist in any rescues. 

 

Floreta (Pocris) Clarín



Diana wants to know who left the garden gate open, allowing Aura and Eróstrato to meet. She cross-examines her maid-servant, Floreta, who lets slip that it was her husband, the gardiner Rustico‘s fault. In revenge [and revenge becomes a theme in this drama], Diana transforms Rustico into various different animals.

 

Rustico



Aura escapes by being magically transformed into an airy spirit. And her revenge on Pocris is to make her fall in love (against Diana’s rules) with Céfalo. But Céfalo’s mythicological destiny is that he will kill his own wife.

Halfway through Act I, and again in Act II, Calderón helps and entertains his audience, by having a comic character – first Rustico, then Clarín – re-tell the story so far, each in their own comically-warped version. The interval in our show comes before Act III.

 

Diana with the green moon-stone

 

In that final Act, Diana takes three revenges for the burning down of her temple, despatching three Furies to destroy Eróstrato (who loses his humanity and runs like a hunted beast), Pocris (who loses her trust in Céfalo) and Céfalo (whose spear, stolen from Diana, kills Pocris).

 

Furies

 

But at the darkest moment, Aura reappears to avert Tragedy… And meanwhile, just as Rustico has come to understand that he is an animal, he regains human form, to his, Clarín’s and Floreta’s utter confusion, and for the audience’s gleeful delight!

 

Floreta



Watch out for the motto-refrains that punctuate the action and colour each scene – these were ‘take-home messages’ for the 1660 audience. These are just some of them:

Ah, alas for the girl who makes it true that someone dies of love!

The aura of love softly inspires… 

Hate does not erase love.

If the air causes jealousy, jealousy – even of the air – kills!

 

Aura


Music

 

Hidalgo’s music is also characteristically Spanish, with strophic songs and syncopated dance-rhythms. The most important instruments are the continuo section of harps, percussion, organ, regal and baroque guitars. The guitar ensemble of different sizes and pitches  – soprano, alto, tenor, bass – is the essential element of Spanish Baroque theatrical music, and the smallest and largest guitars (tuned an octave apart, in D) were specially built for this production at Theatre Sats. The Spanish Baroque harps are by master luthier Rainer Thurau.

The Theatre orchestra brings together modern strings, woodwind and trumpets with a consort of baroque sackbuts. 

Hidalgo’s score calls for two choruses, who represent the Nymphs of Diana and the local Villagers, respectively. 

 

 

Downloads


You can download the original Spanish text (in the version performed in our production) and an English translation. A detailed synopsis of the plot, in English is here. The Theatre’s English language information page is here.

I wish you all a very enjoyable, and very Spanish, Baroque evening! 



 

Time: the Soul of Music

The Primum Mobile (aka Ciel Christallin) in the 1661 Game of the Spheres.

 

 

Time is what gives being to Music

Il tempo dunque è quello che da esser alla Musica. Zacconi Prattica di Musica (1596) Chapter 30.

Rhythm is life.

Paderewski Tempo Rubato (1909)

Many musicians and listeners might agree that rhythm is the life and soul of Music, whilst holding quite different opinions as to what kind of musical time is so essential.

  1. “Just give that rhythm everything you’ve got”
  2. “It’s got a back beat, you can’t lose it”
  3. “Emotion excludes regularity. Tempo Rubato then becomes an indispensible assistant”
  4. “Above all things, keep the Equality of Measure”
  5. “Time, like an ever-rolling stream…”
  6. “Time is a number of motion, in respect of before and after”
  7. “Time is the space demonstrated by the revolution of the Primum Mobile”
  8. “Absolute, true and mathematical time, of itself, and from its own nature flows equably without regard to anything external”

 

… li cieli, li quali continuamente si girano … sono nove, come di sopra è stato ditto; cioè VII cerchi di sette pianeti e l’ottavo de le stelle fisse dov’è lo zodiaco, e lo nono che è lo primo mobile. E queste revoluzioni sono quelle che dimostrano lo tempo: imperò che tempo non è altro che lo spazio, nel quale queste revoluzioni si fanno; e questo spazio produce Iddio dal suo essere eterno. Buti Commentary on Purgatorio 24: The heavens, which revolve continuously… are nine, as has been said above; that is 7 circles of seven planets and the 8th of the fixed stars, where the Zodiac is, and the 9th is the Primum Mobile. And these revolutions are what show time; therefore time is nothing other than the space/interval within which these revolutions are made; and this space is produced by God from his eternal being. 

Texts from classical Antiquity and the Middle Ages – Dante, Aristotle and Buti – still provide the primary definitions of Tempo in successive editions of the Vocabulario of the Accademia della Crusca from 1612 to 1748.

 

Dante’s Cosmography

 

  1. Irving Berlin It don’t mean a thing, if it ain’t got that swing (1931)
  2. Chuck Berry It’s gotta be Rock ‘n’ Roll music (1957)
  3. Ignacy Jan Paderewski Tempo Rubato (1909)
  4. John Dowland Micrologus (1609) 
  5. Isaac Watts Oh God, our help in ages past (1708)
  6. Aristotle Physics (4th cent. BC)
  7. Francesco di Bartoli da Buti Commento sopra la Divina Commedia di Dante (end of 14th cent.)
  8. Isaac Newton Principia (1687)


 

Newton’s (1684) MS notebook for De motu corporum in mediis regulariter cedentibus defines Tempus Absolutum three years before the fuller definition in Principia. But the text made famous by the first English translation of Principia by Andrew Motte only appeared much later, in 1729. 

So when we read from many Baroque writers [heartfelt thanks to Domen Marincic and others who sent me numerous citations of this concept] that 

Time is the Soul of Music

 – from Zacconi writing in 1592 (published in 1596 as Prattica Book 2, Chapter XV, folio 95v):  il Tempo….essendo egli nella Musica quasi l’anima [Time… being in Music like the soul] and (Book 2, Chapter III) Il tatto non è altro che il Tempo in esser presente [Tactus is none other than Time in actual presence] to the Biblioteca Universale sacro-profana antico-moderna (1704): la Battuta è la misura, e quasi l’anima della Musica [the Beat is measure, and like the soul of Music] –

we must be on our guard that all three terms lead us into complex semantic fields (Time: tempo, misura, battuta, tatto; Soulanima, animo, mente, cuore; Musicmondanahumana, instrumentalis, arithmetica) where technical definitions and everyday understandings have shifted over the centuries. Aristotle’s motion-driven Time (which was still the common understanding in mid-18th-century Italy) is not the same as Newton’s Absolute, Mathematical Time, any more than our own intuitive sense of everyday Time corresponds to Einstein’s Relativity or Hawking’s Imaginary Time.

 

Tactus is the Soul of Music

 

Nevertheless, two writers from different countries and periods give strikingly similar descriptions of Tactus, showing a strong continuity from the 16th to the 18th centuries, and a noticeable differences from modern practice. 

Venice 1592

Sotto il tatto si pone questa figura & quella, & per questo si dice che l’harmonia nasce dalla consideratione di diverse figure sotto una determinata quantita di Tempo constituite (Zacconi Prattica Book 1 Chapter 29 Del Tempo Musicale & delle sue divisioni): Under the Tactus you put this note and that, and by this we say that harmony is born from the consideration of various notes organised within a certain amount of Time.

Halle 1789

Der Takt… ist eine Anzahl von Noten in einen gewissen Zeitraum eingetheilt (Türk Klavierschule Chapter IV Vom Takte):  The Tactus … is a number of notes organised into a certain amount of Time.

Semantic Fields

For both writers, the term they are trying to define has a wide and rich semantic field. Time ~ mensuration Sign; Tactus; Measure of duration; Rhythm, i.e. the division of time into note-values, written and performed; a specific note-value; the act of beating time and the Beat itself; speed; Metre.

Venice 1592

Tempo: il quale si forma con un segno che ne da inditio… dal tatto che è la misura (Chapter 28) Time [mensuration sign of Tempus]: which is formed by a Sign that indicates the Tactus and the Measure.

Il tatto e quando dal Tempo in atto le vengan misurate, & che si cantano… il Tatto occupase tutto un Tempo… il Tempo essendo atto a diverdersi (Chapter 30 Del origine del Tempo) The Tactus is when [the note-values] are measured in real Time and are sung. The Tactus occupies a complete [unit of] time… Time [Rhythm] is action of dividing [the note-values] 

Se per vigor di segno vanno due Semibreve al tatto, over due Minime (Chapter 33 Del division del tatto & sua sumministratione) [A specific note-value] Whether according to the Sign two semibreves go to the Tactus, or two minims. [ALK: In the late 16th century, identification of equal Tactus with the breve, i.e. down for one semibreve, up for the second semibreve, was being replaced by identification with the semibreve, i.e. down for one minim, up for the second minim, with triple metre proportions replacing tempus perfectum. The difficulty of reconciling older theory and notation with new practices accounts for much of the confusion about proportional notation in the early baroque period.] 

Onde si come il tatto si divide, nel equale & nel inequale; cosi essi segni contenuti sotto questo nome di Tempo si dividano nel perfetto, & nel imperfetto. (Chapter 29)  So just as the Tactus is divided into equal (duple metre) and unequal (triple metre); so these Signs included under this term Tempus are divided into perfect (triple) and imperfect (duple).

Piu tatti possano essere quali piu presti, & quali piu tardi, secondo il loco, il tempo, & l’occasione (Chapter 33) [Speed] Different [ways of beating] Tactus can be faster or slower, according to the place, the time and the occasion.

Le misure alla fine non son altro che quantità di tempo (Chapter 30) Measures finally are nothing else than amounts of Time [duration]

Quelli intervalli Musicali che sotto il Tempo si misurano… in dua modi… Il modo occulto Modo occulto è quello con cui componendole il compositore le misura & fa che gl’intervalli di tutte la parti correspondino in uno… Il modo manifesto puoi è quello quando le si cantano. (Chapter 29) Those musical durations which are measured by Time in two ways: the hidden [notated] way is whilst composing them, the composer measures them and makes the durations of all the parts correspond in unity; the revealed [performed] way then is when they are sung.

L’attione o l’atto che si fa… alle volte si chiama tempo, alle volte misura, alle volte battuta et alle volte tatto (Chapter 32 Che cosa sia misura, tatto, & battuta) The action [beating Time] which is actually done… is sometimes called Time, sometimes Measure, sometimes Beat and sometimes Tactus.

Halle 1789

Takt… die Noten, welchen in einem einzigen, zu Anfange des Tonstückes bestimmten Zeitraume enthalten, und zwischen zwey Stricken eingeschlossen sind. [Mensuration Sign & notation of rhythm]: the notes contained in a single amount of time [duration], specified at the beginning of the piece [sign], and enclosed by two lines [bar-lines].

Unter Takt, in sofern von der Ausübung die Rede ist, versteht man daher gemeiniglich, die richtige Eintheilung einer gewissen Anzahl Noten &c, welche in einer bestimmten Zeit gespielt werden sollen. Tactus, when we talk about performance, is commonly understood to be the correct organisation of a specific number of Notes etc, which should be played in a certain time [duration].

Takt… die ganze Taktnote [A specific note-value] … the whole-note [semibreve]

Takt … Taktart, z.B. dieses Tonstück steht in geraden Takte. [Metre]: Type of Tactus, e.g. this piece is in equal [duple] time. 

Takt … Bewegung, z.B. dieser Satz hat sehr geschwinden Takt  [Speed]: Movement, e.g. this composition has a very fast Tactus

Takt… von der äusern Abtheilung durch die Bewegung mit der Hand, z.B. den Takt schlagen.  About the showing of division [i.e. beats within a bar] by moving the hand, e.g. beating time.  

Der Takt ist das Maß der Bewegung eines musikalischen Satzes Tactus is the Measure of the movement of a musical composition.

Takt… ist das Zeitmaß der Musik, die Abmessung der Zeit und der Noten Tactus is the Measure of Time [duration] in music, the measuring of Time and of the notes. 

 

Differences between 1592, 1789 & 2020

 

Barlines

As we still do today, Türk associates Takt with notated bar-lines, which are not part of Zaconni’s practice. In the ‘new music’ of early seicento Italy, barlines are either absent, or irregular, and there is no association of bars with a fixed duration in notation or in real-time, and certainly no principle of ‘bar = bar’ for navigating proportional changes.

Accent

As we still do today, Türk associates Takt – in the sense of Metre – with accent. And so his first definition would have shocked Zacconi:  Wenn man, bey einer Folge mehrerer äuserlich gleich langen Töne, einigen derselben, in einer gewissen anhaltenden Ordnung, (Einförmigkeit), mehr Nachdruck giebt, als den andern: so entsteht schon durch diese Accente das Gefühl, welches wir Takt nennen. When, in a succession of many apparently equally-long notes, you give some of them more emphasis in a certain consistent pattern (uniformity): then these Accents produce the feeling that we call Metre.


 

In sharp contrast, Zacconi discusses Tactus, Time, Measure, Beating Time, Beats and even Metre without any reference at all to accents. In old-fashioned polyphony and in the new music of the 1600s, although the accented syllable of a word often falls on the Tactus-beat, quite frequently it does not. Even if there are bar-lines, they too do not imply accentuation. Tactus is a feature of the measurement of Time, whereas accents are determined by words. Metre – as notated and shown by Tactus-beating – does not necessarily match the poetic scansion of the words, or the dance-rhythms suggested by harmonic changes.


 

 

In this oft-cited excerpt from Monteverdi Orfeo, published in 1609, the mensuration mark of C indicates an equal (i.e. duple, down-up) Tactus beat on minims, something around minim = 60, and the barlines are every four minims. But the harmonic metre is clearly in groups of three minims [as shown by the red brackets] and the word-accents fall mostly (but not exclusively) on the first and third minims of these groups. Thus the notation of musical Time is not matched to the metrical structure of harmony and accents. This allows Monteverdi to notate a steady speed, with three minims corresponding to three one-second Tactus-beats to the metrical unit. Contrariwise, if he had used the triple-metre notation of his time, e.g. a tripla Proportion, this notation would direct the singer to fit the whole metrical unit into one Tactus-beat, three minims in one second of actual time: the music would be heard three times as fast. 

Unfortunately, many modern editions rebar this song under a 3/2 time signature, which performers then interpret as if it were Monteverdi’s tripla porportion  – we often hear this music much too fast! 

And failure to understand the subtle relationship between Tactus and word-accent (sometimes coinciding, but not always) has led many singers to disregard Monteverdi’s precisely notated rhythms in so-called Recitative.  See It’s Recitative, but not as we know it.

Re-discovering 17th-century, non-accentual, Time is a considerable challenge for modern-day performers. Well-intentioned 20th-century attempts to ‘escape the tyranny of the bar-line’ have led us to rhythmic Hell: the rejection of the stable self-government of Tactus, even to the anarchy of free rhythm. There is still much work to be done, in learning (not only in theory and practice, but as an instilled habit) how to manage stable, but non-accentual, Tactus-time, and how to weave complex patterns of word-accents (imitated also in instrumental music) around that Tactus. This learning cannot take place in an ensemble directed with modern conducting.

Speed

For both Zacconi and Türk, there is a closer and more specific relationship than for modern musicians between Tactus as sign, notation, duration in real time, a way of beating time, a specific note-value and sub-division of that note-value into various rhythms. Although both writers allow the possibility that the speed of Tactus-beating can vary somewhat, this variation (I would argue) was small: gross changes in the speed of the music (as heard) were acheived by changing the notation whilst the beat remained (more-or-less) constant. 

After the slow song cited above, Monteverdi continues with the same Tactus and the same relationship between notated Time, indicated Tactus, and note-values as performed. But the sound changes noticeably, as singers, violins and continuo-bass suddenly move in bursts of quavers rather than semibreves & minims. It feels faster.


 

In the following Ritornello, the Tactus again continues unchanged. But the relationship between that Tactus and notated Time is altered by the sign of Proportion. The black minims now come three to the Tactus – the effect heard is that the music feels three times faster than the first song. 

 

 

There is academic debate about the details of precisely how Proportions should be interpreted. But there is general agreement on the essential principle that the Tactus is maintained (or varied only subtly) whilst a proportionally greater amount of music happens within the real-time duration of that Tactus. See Tempus Putationis: getting back to Monteverdi’s Time. Proportions feel faster.

One of the challenges when studying the subjective feeling of Speed in baroque music is that Zacconi and his contemporaries did not share our concept of Newtonian Absolute Time. Within their Aristotelian understanding of Time as dependent on motion, the Tactus did more than indicate a musical beat, it created Time itself. That real-world time was related to notated durations by the signs of tempus and Proportions. We encounter not only differences in period nomenclature, but conceptual gaps in historic language, when we try to unpick ‘the feeling that we call Speed’ for baroque repertoire, just as Türk encountered a similar gap amongst established authorities when trying to define the emerging concept that ‘Accents produce the feeling that we call Metre’.   

Addition or Division?

Türk’s statements on Takt seem to be ordered with the most up-to-date ideas first, established views next, and citations of older authorities (some which might even derive from Zacconi) in a footnote. Following his description of Takt as accentual metre, his next remark would have struck musicians of previous generations as fundamentally incomplete.

Jeder längern oder kürzern Note, Pause &c ihre bestimmte Dauer geben… so spiele man nach dem Takt. Giving longer or shorter notes, rests etc their proper duration… this is playing in Time. 

Here is an early indication of what was to become the most significance difference in the management of time in practical music-making of the Baroque period from modern-day practices. From the first teaching-book (Milán’s 1536 El maestro, discussed here) and even in Türk’s following remarks, it is not sufficient that performers add up the durations of each individual note and rest… they must also ensure that the total duration of the note-values that add-up to a unit of notated time corresponds to the duration of real-world time, as shown by the Tactus.

Saber quantas de las sobredichas cifras entran en un compas (Milán, 1536) Know how many of the above-mentioned notes come in a Tactus [in notation, and in performance]. 

The essential control of period rhythm was not by adding-up small note-values, but by maintaining the relationship of notated Time to real-world Time through (and at the level of) the Tactus. As Roger Mathew Grant aptly expresses it in Beating Time and Measuring Music (2014), notation is “calibrated” to real-world Time by the Tactus. Smaller note-values were found by dividing the Tactus – a universal principle underlying the specific practice of ornamental ‘diminutions’ or ‘divisions’.

This is the concept of Tactus as the Measure of Time. In actual music-making, it’s the practice of using Tactus to measure Time. And it’s what most musicians do not do, nowadays.

Tactus as Measure

 

In theory, and purely mathematically, it should make no difference whether one adds or divides – the rhythmic total is the same either way. But in practice, and with human performers, there are considerable differences in the resulting delivery and even greater differences in the subjective ‘feel’ of the music. I’ll try to illustrate this visually, by means of the Cuisenaire Rods used for learning mathematics from the mid-20th century onwards.



 

In theory, a performer (or conductor) counting with a short beat (e.g. 4 crotchets to the bar) and adding-up the various note-values should arrive at the same total duration as one counting with the long beat of Tactus (one minim down, one minim up).




In practice, small errors and/or deliberate choices accumulate so that modern counting/conducting and historical Tactus sound – and, even more importantly, feel – noticeably different.


 

Ironically, amongst today’s Early Music perfomers, stylised articulations and ideas of ‘musical gesture’ etc often result in even greater disconnect from Tactus-Time. Many of those articulations are based on historical evidence and period principles: good/bad notes here , silences of articulation, over-dotting, etc. Caccini gives examples of how to sing typical phrases more gracefully: the common feature of all his examples is exaggerated contrast in note-values – long notes are lengthened, short notes are shortened.

 

 

There is no denying the historicity of ‘non-mathematical’ rhythm  – varied lengths for notes written as equal, extra contrast for dissimilar note-values, varied articulations between notes etc –  but all these subtle adjustments should happen within the Tactus. The note-values affected are shorter than the Tactus, and the cumulative result is determined by lining-up with the next Tactus beat. 

This is the essential difference between modern playing and Tactus-playing: whether or not musical Time is measured by Tactus. And the only way to do Tactus-playing is – to adopt Zacconi’s form of words – by actually doing the action! Unless you study initially and then practice regularly with actual physical Tactus (the down-up motion of hand or foot) then you are not using Tactus to measure your music-making. Unless you rehearse Proportional changes with a Tactus hand-beat, you are not managing Proportions according to Tactus. 

In the hope that you would like to try it for yourself, here is the first part of my free online course on The Practice of Tactus.

 



Frescobaldi explains here that (physical) Tactus facilitates even those difficult (and carefully delimited) moments where the Tactus itself should change. And Monteverdi notates what may well have been a common feature of performance, that soloists may choose to sing elegantly off the beat, whilst the continuo accompaniment remains in Tactus, like a jazz-singer syncopating against the steady groove of the rhythm section. See Monteverdi, Caccini & Jazz.

The Tactus-beat is human, rather than metronomic. The down-up movement has the almost imperceptible ebb and flow of arsis thesis (look very carefully at the Tactus-Cuisenaire rods in my last example). And the Speed of the movement, which in principle is always the same, changes subtly in practice according to performance venue, ensemble forces, emotional state etc. It does not have to be precisely the same, from one occasion to another [for all this, see Zacconi, above], but you should keep it steady, as much as humanly possible.

Ideally, we do not force the Tactus to be faster, in order to mimick emotional agitation; rather we feel the emotional effect of the words, and even though we think we are keeping the same Tactus, actually we are going faster. Tai Chi master Sifu Phu expresses this idea – what actors call ‘working from the inside outwards’: Feel the Force, don’t force the feel! See also the discussion of the psychology and physiology of the Four Humours in Joseph Roach’s (1985) survey of the historical Science of Acting: The Player’s Passion

It should feel as if the Tactus is always the same, but since we are human, it will not actually be the same, if we were to measure it objectively with modern equipment. Nevertheless, this subjective feeling of, and striving for perfect steadiness and consistent speed is utterly different from the arbitrary choices and changes of modern conducting. In this sense, Zacconi’s description (Chapter 33) of how the Tactus feels is both what performers should strive for, and what we hope our audiences will perceive.



 

Tactus is regular, solid, stable, firm… clear, sure, fearless, and without any perturbation.

Il Tatto… deve essere si equale, saldo, stabile e fermo… chiaro, sicuro, senza paura & senza veruna titubatione, pigliando l’essempio dell’attione del polso o dal moto che fa il tempo dell’Orologgio… following the example of the pulse [heart-beat] or clockwork.

 

When we have come to appreciate the effect of measuring our music-making with Tactus, and remembering Zacconi’s identification of tatto [Tactus] with tempo [real-world time, and the notation of tempus], the full force of his comment that Tempo is ‘soul of music’ becomes apparent. The element that ‘gives life to music’ is not just rhythm in general, but the interconnected working of notation, physical time-beating, real-world time and musical performance, all co-ordinated at the heart-beat level of approximately a minim per second, and (like a heart-beat) rocking to-and-fro in what we feel to be subtly uneven pairs.

This is not only the sound of Baroque music, it is the shape of Baroque Time. 

(ALK, 2020)

Senza misura

There are fascinating repertoires in baroque music that are written with specific note-values, but carry performance instructions for senza misura. Caccini specifies this (once only!) in his example song in Le Nuove Musiche (1601), here.  But there are many pieces from the mid-17th century by Froberger that are marked to be played with discrétion, and some of these have the additional instruction in some sources sans observer aucune mesure [without observing any Measure]. See Schulenberg on Discretion here, and on Froberger sources here.

 

Froberger Lamentation “sans observer aucune mesure”

 

There is plenty of academic discussion of the challenge that Froberger and his copyists faced in trying to notate his highly idiosyncratic performance style. But for today’s performers, rather than taking discrétion as an invitation to introduce 20th-century tempo rubato, a possible approach based on period evidence could be to apply all that we know about articulation, rhythmic adjustments (following Caccini and Monteverdi), good/bad notes, dissonance/resolution etc etc, but without any obligation to make all this add up to the Measure of Tactus.

One might almost suggest that since the standard practice of much of present-day Early Music is to play without observing Tactus, that Caccini’s senza misura and Froberger’s discrétion are heard in almost every performance of every baroque repertoire, robbing [sic] audiences of the emotional impact of what should be a special effect, by soul-destroying [sic] over-exposure.

Conclusion

Zacconi’s concept of Time as the Soul of Music is much more than a trite platitude to remind us that rhythm matters. Rather, he expresses a fundamental element of Baroque practice, that music (and even the ‘affections of the Soul’ i.e. affetti, emotions) are created by a life-giving three-in-one of notated tempus, physical Tactus-beating, and real-world Time, operating (in early-seicento Italy) at the level of a semibreve ~ down/up ~ approximately two seconds.

Today’s Early Music performers mostly fail even to try this: instead we argue about pitch, temperament and vibrato. “Doh! (Dan Castellaneta as Homer Simpson, 1988 – but I use the Oxford English Dictionary spelling from 2001) See Music expresses Emotions?

I give the last word to Türk, who proclaims his continuity with centuries of music-making measured by Tactus, by his translation (explicit) and updating (implicit, since his Takt – however similar – is no longer exactly the same as Zacconi’s tempo and tatto) of that period mantra, as his own last word on the subject. Der Takt ist … die Seele der Musik.

Tactus is the Soul of Music