Quality Time: how does it feel?

During a workshop on 18th-century music that I taught in Moscow recently, there was what diplomats call ‘a frank exchange of views’ [i.e. a heated argument]. I stated that mid-18th century musicians did not use mechanical clocks to measure musical time. A historian there objected strongly: suitably high-precision clocks had been invented in the 17th century already. I managed to restore peace, on the basis that we were both correct.

TIME AS A NUMBER OF MOTION

 

Galileo Pendulum

According to the Galileo Project [directed by Prof Albert Van Helden at Rice University] here, Galileo observed this chandelier in Pisa cathedral in 1582, and made notes on the pendulum effect in 1588. His serious experiments on the subject were begun in 1602. Around 1641, he designed a pendulum clock, but it was not built. The best clocks during the first half of the 17th-century marked the seconds, but did not measure them accurately: their best accuracy was plus/minus 15 minutes per day.

Galileo Pendulum Clock

Around 1636, Mersenne and Descartes further investigated the pendulum effect. Mersenne defined the Tactus as one beat per second, and in 1644 he  measured the length of a 1-second pendulum as a little less than 1 metre. Christian Huygens was the first actually to build a pendulum clock, in 1656. The accuracy of the best clocks was greatly improved, to within about 15 seconds per day.

Huygens first pendulum clock

In 1696, Etienne Loulié published Élements in which he described his chronomètre, which was essentially a variable-length pendulum combined with a ruler for measuring the pendulum-length, gradated in inches. The machine was 72 inches (almost 2 metres) tall, giving a slowest possible beat around 44 beats per minute. The middle of its range (i.e.  a pendulum length a little less than 1m) was about 60 beats per minute (corresponding to Mersenne’s one-second Tactus).

Loulie Chronometre 1696

18th-century devices were also very large, measuring slow beats in the range 40-60 beats per minute. The more compact, double-weighted metronome was invented by Winkel and first manufactured by Maezel in 1816.

So during the 18th century, mechanical devices for measuring musical time did exist, and were reasonably precise – good enough for all practical purposes, one would think. Their inconveniently large size is evidence of the importance of a slow count (Tactus) throughout this period. The one-second pendulum, i.e. 60 beats per minute, had a particular significance, in scientific studies.

Nevertheless, in spite of the availability of precision machines for measuring time, 18th-century musicians did not make much use of this technology. They continued to describe Tactus in the old ways. For example, Quantz  Versuch einer Anweisung die Flöte traversiere zu spielen (1752) here mentions Loulié and his chronomètre, but says (XVII -vii – 46) that nobody uses it, in spite of its reliability and precision. Instead (47), he describes musical Tempi in terms of the human Pulse, and for each different type of movement (Allegro, Adagio etc) relates this Pulse to a particular note-value.

So it seems that increasing precision about Time itself did not tell baroque musicians what they needed to know about musical Time. Musicians were not so interested in the absolute Quantitative measurement of Time, they were concerned with the subjective Qualitative nature of musical Time. Their question was not, “how fast does it go?”, but rather:

What is the Quality of Time? How does it feel?

 

This question places the investigation of Time within the study of the History of Emotions. [Read more about the Australian Research Council’s Centre for the History of Emotions, here.]

The Galileo Project characterises the slow change in concepts of Time from Aristotle via Galileo and Newton to the modern era as the shift from the ‘qualitative and verbal’ to the ‘quantitative and mathematical’. You can read more about Philosophies of Time, ancient, baroque, our own everyday assumptions, Einstein’s 20th-century revolution and Hawking’s 21st-century paradoxes, in A Baroque History of Time here, where I too emphasise the continuing importance circa 1600 of Aristotle’s idea of Time as ‘a number of motion’ [some translations have ‘a number of change’] circa 1600.

You can also watch a video discussion of What is Time? here 

For the Metaphysics of Quality, be sure to read Robert M Pirsig Zen and the Art of Motorcycle Maintenance (1974).

Quality (Zen and the Art of Motorcycle Maintenance)

QUALITY TIME

In this post, I’d like to consider how historical philosophy affects practical music-making, in terms of Quality. What was the Quality of baroque Time? How did it feel?

In Ars Cantandi (1696), Carissimi makes it clear that 17th-century musicians appreciated the difference between Quantity and Quality of Time.

The triple-metres all agree with regard to quantity, division and proportion, as is easily understood, but in the slow or fast quality, known by the Italians as tempo and by the French as mouvement, they are utterly different.

So in the various triple-metres, the relationships between note-values agree: a semi-breve in 3/1 has the same duration as a semi-breve in 3/2.  Whatever the proportion sign, a semibreve can be divided into two minims, a minim can be divided into two semi-minims. As Carissimi says, the Quantities all agree.

But the Quality, how it feels, is very different, depending on whether the music proceeds as Sesquialtera (feeling groups of three semibreves); as Tripla 3/2 (feeling groups of three minims); or as Sestupla 6/4 (feeling groups of two dotted minims). Sesquialtera feels slow, Tripla feels medium-fast, Sestupla feels fast, even though the Quantities agree, each note-value has its true, consistent worth, the same value in all three triple-metres.

We can acquire a feeling for the Quality of early 17th-century musical Time by reminding ourselves what Music itself is, in this period. As we read in many sources, for example Dowland’s Micrologus (1609) here [translating probably the 1535 edition of Ornithoparcus: the almost-indentical 1519 edition is here], what we think of today as “music”, music as sound, practical music-making, was the least important meaning. [Read more about What is Music? here]

  1. Music is firstly Mondana, Dowland’s ‘musicke of the world’, the heavenly Music of the Spheres created by ‘the very wheeling of the Orbes.. the motion of the starres and the violence of the Spheares’.
  2. Next, music is Humana, Dowland’s ‘humane musicke’, the harmonious nature of the human body, ‘by which the spirituall nature is ioyned with the body…that Musicke which euery man that descends into himselfe finds in himselfe’
  3. In third place, music is Instrumentalis, Dowland;s ‘instrumentall musicke’, the actual music that we play and sing here on earth.

Three kinds of Music

Music was also divided into Practical (what Dowland calls Active or Pracktick) and Theoretical or Inspective:

 

Inspectiue Musicke, is a knowledge censuring and pondering the Sounds formed with naturall instruments, not by the eares, whose iudgement is dull, but by wit and reason.
 Such Speculative Music included many kinds of intellectual investigations, for example such contrapuntal brain-teasers as the Puzzle Canons that were popular in the 16th century.
So we end up with four types of music. The three types placed higher in the hierarchy can tell us a lot about the Quality of Time for the lowest-placed type, that is to say, for actual practical music played or sung here on earth.
What is Time
Like Music itself, the Quality of Time is Cosmic. It is a slow beat, reliable, perfect (think of the circular orbits that period science insisted upon), it is divinely-ordered. Mere mortals should not trifle with it.
The Quality of Time is like the human Heartbeat. It has a double-beat, it is live-giving, essential, not to be stopped. It may in certain circumstances beat faster or slower. It is very scary to suspend it even for a tiny moment.
The Quality of Time is seen Instrumentally by beating time with your hand, tapping your foot, waving the end of your theorbo, walking, or with a long (1 to 2 metres) pendulum. This beat is known as Tactus, Dowland’s ‘Tact’.
Tact is a successiue motion in singing, directing the equalitie of the measure: Or it is a certaine motion, made by the hand of the chiefe singer, according to the nature of the marks, which directs a Song according to Measure.
Notice that Tactus is ‘motion’ [recalling Aristotle’s definition of Time as a ‘number of motion’, discussed here], that Tactus ‘directs’, that Tactus maintains ‘equalitie’ ‘according to Measure’. Tactus is not just a tool with which a performer controls time, according to his own arbitrary conceit; Tactus itself maintains the equality of measure. Dowland again:
Above all things, keep the equality of measure!
Dowland Above all things

 

TACTUS

 

[See also Rhythm: what really counts here.]
Tactus is vitally important for us practising musicians – it is the practical means by which musical time operates. Tactus is “How to Do Rhythm” for Early Music. To employ a modern conductor, or to add rubato and other modern means of managing time, is a gross anachronism, like putting a modern piano into the Monteverdi Vespers. You can do it, of course, but if you do, you can’t pretend that it’s HIP.
Tactus, the visible sign of musical Time, brings together the same set of hierarchical categories as Music itself – heavenly & human, practical & theoretical. Tactus is the Divine Hand that turns the cosmos, Tactus is the Human Hand that keeps earthly musica instrumentalis in equality of measure, Tactus is related to the heart-beat. Considering musica speculativa, Tactus is where real Time for practical music (cosmic, human and actual sound) intersects with the theory of musical Time (as written in musical notation). Specifically, around the year 1600, Tactus calibrates the notational system against real time at the level of the semibreve.
Beating Tactus in duple metre, the semibreve is divided, down-up, into two minims. This is perhaps a good moment to consider what one might call the ‘Hobbit Question’,  aka ‘There and Back Again’.
The Hobbit or There and Back Again
The Tactus Hand goes ‘there and back again’, down and up. Similarly, a pendulum goes to and fro, and a semibreve is divided into two minims. When today’s musicians think about a metronome beat, they think of the click in each direction. But when mathematicians and physicists consider a pendulum, they define the Period as the time taken to swing there and back again. Strictly, we ought to use Tactus to mean a semibreve, the movement of the hand down and up again; each beat (down only, or up only) is properly called ‘semi-tactus’. But today, and also in 17th-century sources, musicians tend to use the word Tactus more generally to mean “the beat”, without always being specific about whether a minim (down only, or up only) or a semibreve (down and back up again) is meant.
So in my discussion above (and in many discussions by modern historians and musicologists), the pendulum ‘beat’ refers to the movement in one direction only, the same way musicians define a metronome beat today. In this sense, a 1-metre pendulum gives a beat of approximately MM 60 – this is Mersenne’s ‘one- second pendulum’, and he equates this 1 second to the minim. Strictly, this should be called semi-tactus.
Strictly speaking, the modern scientific definition of the Period of a pendulum, and the academic definition of Tactus around the year 1600 refer to “there and back again”. Mersenne’s approximately-one-metre pendulum goes there and back again in 2 seconds, which he would equate to the semibreve. Dowland agrees, clarifying the concept of ‘there and back again’ as ‘reciprocal motion’:
The greater [Tactus] is a Measure made by a slow, and as it were reciprocall motion. The writers call this Tact the whole, or totall Tact. And, because it is the true Tact of all Songs, it comprehends in his motion a Semibreefe.
Ornithoparcus, Dowland’s source from almost a century earlier, has an academic’s scorn for the habit amongst practical musicians of framing discussions in terms of Semi-Tactus:
The lesser Tact, is the halfe of the greater, which they call a Semitact. Because it measures by it motion a Semibreefe, diminished in a duple [i.e. a minim]: this is allowed of onely by the vnlearned.
Well, plenty of learnéd 17th-century musicians did discuss rhythm in terms of minim and semitactus! The insistence on the semibreve is already old-fashioned and theoretical, by Dowland’s time. For practical purposes today, it is a sufficient challenge for most conservatoire-trained musicians to get used to thinking in the slow beat of minim = approx 60. They (and many early music specialists too!) might find it very hard to work with the ultra-slow beat of semibreve = approx 30. Nevertheless, it’s worth keeping in mind that there is plenty of evidence to suggest that 17th-century musicians did indeed manage to work with this long beat, the whole Tactus. Certainly, an awareness of the very big, ultra-slow, count of semibreve = approx 30 is a big help when it comes to Sesquialtera proportion.
[More about Proportions – in search of a practical theory here, with discussion of proportions for the ballo in Monteverdi’s Orfeo here]
Another source of confusion is that some earlier 16th-century music was counted with a semibreve to each beat, and a breve to the complete Tactus. Some of this music remained in the repertoire of cathedral choirs etc. Theorists, and choir-singers performing a mix of old and current repertoire, had to reconcile these two different systems in theory and in practice.

For the rest of this post, I will continue as I started, with the more practical, less ‘learnéd’ nomenclature, discussing what is strictly called Semi-Tactus, a minim beat (down only, or up only; not there and back again).

TACTUS AS QUANTITY

Stopwatch

So, having dealt with the Hobbit Question, we can now consider how to calibrate our Tactus: to line-up the musical notation of note-values against Time in the real world of early 17th-century Italian music.   We have plenty of sources to put us ‘in the right ball-park’. The double heart-beat of the Tactus semibreve is divided into two minims, down-up, with each beat at minim = approximately 60, i.e. one minim beat per second. And around the year 1600, this was as accurate as they could get, they had no way to measure it more exactly.
Try to estimate a second, without looking at any kind of modern watch, clock, mobile phone etc. To help, try imagining a 1-metre pendulum, or think about your relaxed heart-beat. Did you make your estimate? That’s how long a minim is.
In Quantitative terms, circa 1600, we cannot know any more exactly. The minim was somewhere around one second, whatever you feel one second to be. It could be slower, for practical reasons, in certain circumstance, e.g. when there is lots of complex ornamentation. (In his 1610 Vespers, Monteverdi specifies a slower Tactus for Et exultavit, because the tenors have lots of fast notes. He also warns performers not to take his Ballo Tirsi & Clori  too fast, because the ensemble music is complex). How music feels depends on the size of the ensemble and the acoustic of the venue. To get the same feeling in a more resonant acoustic, it’s plausible that you might count your seconds a bit slower.
This calibration of a notated minim as a real Time second is inevitably subjective. Although a minim, or a second, are in principle fixed units, individuals will differ in how they estimate them. I remember being told as a child to estimate an English yard (a bit less than a metre, about the length of a one-second pendulum) as the distance from the tip of my nose to the end of my arm, and realised even then that not everyone’s arms are the same length (not to mention noses!). Of course, highly trained musicians could be expected to remember the duration of a minim better than the average person, just as some musicians today can remember the pitch of a tuning fork, or of the organ in a particular church. But, in the absence of a precision measurement of time, it’s your memory against mine. And if I trained with a maestro di capella who had a slower idea of one second than your teacher, we would probably continue that difference into our adult careers. So each individual will perceive Tactus slightly differently.
Tactus is also subjective in that it depends on one’s emotional state. Although I fondly imagine that I am keeping the ‘equalitie of measure’ , my sense of a one-second beat might well be a little faster when I am under stress, excited or angry; a little slower when I am especially relaxed or even drowsy.
Note that these subjective differences are not individual choices. Nor are they expressive interpretation. It’s just that my best, humanly fallible guess of the duration of one second  might be different from your guess, and might also vary according to my emotional state. Long training and repeated experience of the ‘equalitie of measure’ would have helped 17th-century musicians make consistent estimates.

TACTUS AS QUALITY

Since performers’ emotional state can alter their perception of an ‘equal measure’, a singing-actor representing a character’s strong passions might act out the affetto in dramatic music (in genere rappresentativo) by letting that passion alter the speed slightly. Of course, this only works, if the audience don’t notice the trick: if they become aware that you are just going faster, the illusion is gone.

In the early 17th century, such writers as Caccini and Frescobaldi suggest subtle changes to the Tactus, according to the affetto of the sung text. Frescobaldi suggests imitating this vocal practice (which he derives from dramatic madrigals) even in instrumental music, with subtly different tempi for the various movements of a Toccata. Early violin sonatas have markings of tarde and velociter etc to show such subtle changes of Tactus, corresponding to changes in affetto. We can understand this as a performer acting out a change of Passion, as if his own heart began to beat slower or faster, in response to a poetic text, or to the affetti of such poetry imitated in instrumental music.
With such changes, the desired result is that the audience’s passions are moved. The audience should notice a change of affetto, in fact they should feel that emotional change themselves. If they simply notice a change of speed, the performance has failed. With such changes, the alteration in Tactus is small. If the composer wants double-speed, he can show that with shorter note-values. If he wants one-third faster, he can show that with Sesquialtera proportion. As George Houle writes in Metre in Music 1600-1800 (1987):
 In the early seventeenth century, tarde, velociter, adagio and presto distinguished between fast and slow, that is degrees of change intermediate to those determined by diminution (2:1) or proportion (usually 2:1, 3:1 or 3:2).
(My added emphasis)
So these changes for the sake of the affetto are subtle changes. In particular, a gross change to double-speed may not be perceived at all by your audience. They will still feel the same Tactus, and just assume that the note-values have been halved.
Jazz suggests a good model for the Quality of these subtle changes. Whatever the actual, Quantitative tempo, jazz musicians recognise that one can play “on the front” of the tempo or “laid back”. What is essentially the same Quantitative speed can feel different, more urgent or more languid; its Quality can be varied.
In early 17th-century music, a change of Tactus according to the affetto will tend to reinforce whatever changes of note-values the composer has written. If the affetto is urgent, the composer will write short note-values. And then the performer takes a slightly faster Tactus, making those short notes even quicker. And the converse for languid affetti.
Another important point is that these changes are not gradual acceleration or rallentando, but a step-change in time. In what Frescobaldi calls ‘driving the time’, guidare il tempo, you don’t use the accelerator and the brakes, you use the gear-shift! Such gear-changes, even when by subtle amounts, are very strong medicine, all the more so in the context of ‘equality of measure’ throughout the rest of the performance.
Finally, even when the Tactus changes, there is still Tactus. Frescobaldi explains that although Tactus no longer rules absolutely in his toccatas, the performance is still facilitated by means of Tactus, a Tactus which now can be slightly faster or slower, changing at the intersection between movements and according to the affetto. I will discuss Caccini’s, Peri’s and Frescobaldi’s specific comments about Tactus in future posts.
Perhaps the most important Quality of early 17th-century musical time is that musicians are striving to make it as constant and consistent as they can. Although its precise Quantity is subjective, and might even be deliberately adjusted to take account of particular circumstances, or to create a subtle illusion for the audience, time is supposed to be stable, otherwise the heavens will fall. If your heart stops beating, the music also dies.
The myth of Phaeton tells of an ill-fated attempt to ‘drive time’. Phaeton grabbed the reins of Apollo’s sun-chariot, but could not control the time-horses, He crashed and burned.
Sun Chariot

 

THE QUALITIES OF DANCES

In the second half of the 17th century, in France, the quality of Time was linked to how it felt to perform the movements of a particular dance. Each dance had its own vrai mouvement (as Muffat calls it, in Florilegium 1698) – ‘true movement’. This deceptively simple phrase has many meanings: the particular steps of each dance, a speed-range within which those steps ‘feel right’, a particular metre (duple or triple), and also what a modern musician might call a particular ‘groove’, a regular pattern of Good and Bad beats, a tendency towards certain characteristic rhythms. Time itself ‘moves’ truly, but differently, for each dance. And of course, each dance-type is associated with a certain range of emotions. In short, each dance-type has its own feeling, its own Quality.

Modern musicologists and dance historians have worked hard to understand the precise Quantity, the actual speed for each dance-type. Commonly encountered speeds around 84 beats per minute for some dances look rather like a proportion of the earlier Italian Tactus =  a bit less than 60. But perhaps too much focus on Quantity is again the wrong approach to the whole question. We might better seek to understand the Quality of each mouvement, learn how it feels. We can find a typical range of feelings, in the sense of emotions, affetti, by examining texts sung to each dance-type. We can try to discover the right groove within the Tactus, the appropriate swing of inégalité in the shorter notes,  and – most importantly – we can learn how it feels, physically, to dance its characteristic steps.

When I first started playing the harp, I studied renaissance and baroque dance and spent a lot of time playing for dancers. I count this a most valuable part of my Early Music education. I quickly discovered that dancers are very sensitive to the precise speed of each dance, so as a dutiful young professional musician, I would measure their ideal speed in rehearsal with a metronome, and then use a silent metronome to reproduce this speed in performance. This was Quantitatively accurate, but it didn’t work at all.  Dancers’ appreciation of speed is highly subjective – it depends on the nature of the floor surface, on the size and shape of the available floor area, on their physical condition and mood at the moment of performance. It’s not a question to be answered with a metronome; it’s a matter of How does it feel?

My solution, as an instrumentalist playing for dancers, was to learn the dance-steps so that I could watch whilst playing and allow the dancer to set the tempo in the opening bars. Of course, the ‘ball-park’ tempo was known from rehearsal, but the ‘fine-tuning’ of speed was left to the performer, in the moment. Once set, this speed, the rhythmic ‘groove’, the inégal swing, the complete vrai mouvement  is maintained until the very end of the dance, just as Muffat says.

Because each dance has its own vrai mouvement, its own Time, the Quality of musical time in late 17th-century France is complex and multifarious. Time is still cosmic and divine. Indeed, dance itself is a metaphor for the perfect movement of the heavens, as well as for a perfectly organised society with Louis XIV himself as the divinely appointed principal dancer around whom everyone else must orbit. Melody, harmony and vrai mouvement (in all its meanings) work together as the head, heart and soul  of the human body. Tactus is still shown by an up and down movement of the hand, or of the big stick that led to Lully’s death. Muffat recommends that dance-musicians should tap their feet in Tactus (on the downbeat of each bar). Meanwhile, the dancers’ feet strike out faster-moving beats within the Tactus, moving with the groove of the music as they step, rise and sink, turn and balance.

French dance-Time still has the Quality of being ‘true’, rather than arbitrarily chosen according to the whim of performers. But now there are many truths, as many different types of vrai mouvement as their are types of dance. The significance of individual dance-steps within the slow count of the Tactus encouraged French musicians to think more about the ‘equalitie of measure’ beat-by-beat in crotchets. The actual speed was determined according to the Quality of each dance, rather than by the Quantity of mathematical proportions. As Houle observed in 1987, these different ways of thinking were essentially incompatible, and the attempts to reconcile them make for confusing reading in late 17th-century sources.

Logical extensions of mensural principles were sometimes in conflict.

Just as the 17th century saw opposed national styles of Music (French and Italian), so each national style had its own approach to questions of musical Time. When the musical tastes were re-united, gradually and not always completely, during the 18th century, so attitudes to Time were also gradually brought closer into alignment.

Tomlinson dance a 2

 

THE QUALITY OF A PENDULUM

Today, when we think about beating time, we may be reminded of the Qualities of a metronome, or of a modern conductor. Experiments we carried out at Scoil na gCláirseach (2013) and at the Royal Danish Academy of Music (2014) demonstrated that a long, slow-beating pendulum (about one metre long, at a Tactus speed of around one beat per second in each direction) has quite different Qualities.

A metronome gives a sharp click, and conductors are taught to make the precise moment of the beat as sharply defined as possible. But a pendulum slows down and stops momentarily as it turns, so that the actual moment is not sharply defined. This allows a musician to ‘place’ the beat subtly, communicating the particular feeling of this note, this harmony, the quality of this moment of time, letting the audience enjoy the moment of ‘smelling the roses’ as they walk steadily along the path of the music.

Valentini’s Trattato della battuta musicale (1643) allows the downward movement of the Tactus hand to last one quaver (approximately 1/4 sec) after which the hand remains down for three quavers (3/4 sec); similarly for the upward movement. Try this for yourself: it looks very different from modern conducting, and (like a pendulum) leaves the subtle ‘placing’ to the musician, within limits of the order of magnitude of a 1/4 sec.

Within the steady Tactus, shorter note-values need not be precisely equal. Descriptions of the ‘intrinsic’ hierarchy of Good and Bad notes (buone & cattive) remind us that the concept of a ‘half’ in this period does not necessarily imply precisely 50%.  Muffat (Florilegium 1698) explains that

Good notes are those that seem naturally to give the ear a little repose. Such notes are longer, those that come on the beat or essential subdivisions of measures.

It is not easy to put this difference in Quality between Good and Bad notes into words. Rameau in his Traité de l’harmonie (1722) asks for a certain je ne sais quoi on the Good beats, which he contrasts with a ‘slight leaning’ (appuyer un peu) on the Bad beats.

To get a feeling for the Quality of Good and Bad sub-divisions of the Tactus, first establish steady one-second Tactus. Then try saying simple words like piano, forte, dolce, arpa, pasta, pizza in your best Italian accent, one syllable on the down-position, the next on the up-position of your steady Tactus. [Don’t ‘bang’ the initial consonants, savour the vowels]. Can you reconcile the result of this tactus-beating with Valentini’s instructions above?

This subtle difference between Good and Bad (not loud and soft, but something of Long and Short) on the principal divisions of the Tactus (the ‘groove’ of a dance-movement)  is not to be confused with the stylised inégalité on shorter note-values (the ‘swing’ of short notes in French music).  Read more about The Good, The Bad, & the Early Music Phrase here. Watch a video about Good & Bad notes here.

Whereas a modern conductor might struggle to control a wayward soloist, or a modern accompanist might struggle to follow, a pendulum just swings to and fro, maintaining the ‘equalitie of measure’ calmly and gently. This quality of calm steadiness is a vital skill for a baroque accompanist to acquire. As Agazzari writes in Del Sonare (1607), the continuo’s role is to ‘guide and support the entire ensemble’: the continuo maintain the Tactus, even if a soloist chooses to place a certain note before or after the beat. But this is not an aggressive power-struggle, the continuo can remain as calm as a perfect slow-swinging pendulum.

A jazz-band provides a good model for baroque continuo, with the rhythm section keeping a steady groove, whilst the soloists syncopate or drift elegantly around the beat, depending on the affetto. 

Like a pendulum or the classic swinging pocket-watch, the calm, slow, steady beat of Tactus can be powerfully hypnotic, taking musicians and audiences into a shared trance, a dream-world where the cosmic and the human are mysteriously connected, a magical space where emotions are felt more intensely, where music unites performers and audience in a shared spiritual experience.

Did Dowland perhaps refer to the inner focus of trance in his description of musica humana as ‘that Musicke which euery man that descends into himselfe finds in himselfe’? This spiritual quality of time is enhanced by calm steadiness – any random alteration would jar. One strand of my research investigates how ‘early opera’ made deliberate use of these hypnotic qualities in the first decades of the 17th century. Read more here.

 

swinging watch

 

THE QUALITY OF BAROQUE TIME

The essential Quality of baroque Time emerges from the fact that 18th-century musicians did not use machines to determine time accurately, even when such machines became available. No matter how closely we investigate period sources, we cannot know the precise Quantity of baroque Time. And actually, we don’t want to, because to ask the question of Quantity doesn’t give us a useful answer. The objectively “right” metronome speed will still “feel wrong” if the subjective situation changes.

So we want Quality Time. Time that is calm, steady and deeply significant, like the movement of the heavens or the beating of our hearts. And we must work hard to maintain it. Here is my personal take on baroque Quality time:

If the Tactus breaks, the heavens will fall. If your pulse stops, the music also dies.

As we begin to appreciate the subtle Quality of baroque time, we can appreciate how period writers struggled to explain its mysteries, to define the ineffable. Here is my anonymous hero, Il Corago circa 1630:

Per lo che in quanto alla tardita e velocita de’ movimenti, o vogliamo dire brevita o lunghezza di tempo nel quale si pronunziano i suoni o voci musicali, i moderni reducono e et essaminano il tutto ad una certa misura, come a suo proprio paragone, la quale essi chiamano battuta et e quel tempo che si mette nell’ abbassare et elevato la mano o piede o altra cosa che sia in una determinata velocita che d’alcuni et in alcuni casi piu prestamente di altri et in particolari occasioni meno velocimente si muove, ma pero dentro una certa latitudine o determinazione di tempo, come piu l’esperienza s’impara che chiaramente si possa esporre con lo scrivere.

Concerning the slowness and speed of movements, or we might say brevity or length of time in which musical sounds, notes or words are pronounced, modern [i.e. early 17th-century] musicians examine the whole question and reduce it all to a certain measure, as if to its own bench-mark, which is called battuta [Tactus, or ‘beat’] and which is that time which is put into the lowering and raising of the hand, or foot, or other object, which should be at a specific speed which for some people and in some situations goes faster than others, and in certain circumstances less rapidly, but however within a certain latitude or precision of time, which experience teaches more clearly than can be explained in writing.

Tactus is the seicento musician’s paragone, defined in Florio’s 1611 dictionary as ‘paragon (i.e. model/example of excellence), a touch-stone to try gold, or to distinguish good from bad.’ Tactus is the Champion of Time. Tactus is the ideal or bench-mark of Time, the gold standard.

Tactus is Quality Time.

Golden Hand 

Please join me on Facebook https://www.facebook.com/andrew.lawrenceking.9 and visit our website www.TheHarpConsort.com . Further details of original sources are on the website, click on “New Priorities in Historically Informed Performance”

 

The Theatre of Dreams: La Musica hypnotises the Heroes

La Musica Hypnotises the Heroes

The Theatre of Dreams is Joe Griffin’s metaphor for the REM-state, that part of the sleep pattern characterised by Rapid Eye Movement and associated with dreaming. See Such stuff as dreams are made on, here.

Griffin’s Theory of Dreams suggests that an evolutionary breakthrough gave humans access to the REM-state whilst waking, in day-dreams and in hypnotic trance. Griffin and his co-writer, Ivan Tyrrel characterise this development, ‘the Mind’s Big Bang’, as the origin of consciousness, language and creativity. Their work also explains the often-noted connection between high creativity and mental illness.

My OPERA research project studies Operatic Performance as an Early-modern REM-state Activator. I hypothesise that around the year 1600, the first operas and Shakespeare’s plays ‘moved the passions’ of their audience by means of what we would now call Hypnosis. More about Music & Consciousness research strands here.

Of course, every fine performer somehow ‘casts a spell’ over their audience, but my research explores exactly how that spell functions. The aim of early opera was muovere gli affetti, to move the audience’s passions. Although present-day researchers are properly sceptical about period reports of audiences ‘laughing and weeping’, we know that music and drama does sometimes produce such emotional responses, even today.

I argue that the emotional response to music-drama might be heightened by hypnosis. And I hope to show that performance practices circa-1600 were particularly closely aligned with trance-induction processes, in order to create the psychological conditions in which the audience’s passions could indeed be moved.

In this post, I analyse one of early opera’s most famous Arias, La Musica (the Prologue to Monteverdi’s Orfeo, 1607), in terms of Neuro-Linguistic Programming and as an Induction into Hypnotic Trance.

The Theatre of Dreams

There is still considerable debate amongst researchers as to what Hypnotism actually is, and there is no single accepted scientific definition. The traditional view (shared by many academics) considers someone to have been hypnotised only if they have received a formal induction including the word “Hypnosis” after which they pass specific tests, for example arm levitation.

The modern view (shared by most practitioners, and largely derived from the practice of Milton Erickson in the late 20th century) considers that trance is a naturally-occurring state that we all enter and leave many times every day. Different people can reach different levels of trance in a variety of circumstances.  In this view, self-hypnotism is easily achievable, and can be highly beneficial. Erickson’s methods were developed into the science of Neuro-Linguistic Programming (NLP), which studies how subtle use of language can alter the listener’s mental processes.

In spite of the lack of a formal definition, there is general agreement that Hypnotism involves heightened attention, absorption (being so concentrated on the focus of attention as to be unaware of other stimuli), and an imaginative experience so vivid that the boundary between internally generated perceptions and external reality becomes blurred. Hypnotism is often (but not always) linked to deep relaxation and an experience of inner calm and well-being.

As reported in the Oxford Handbook of Hypnosis, neuro-scientific observation has confirmed activation of specific areas of the brain in Hypnosis, consistent with an increase in focussed attention, a decrease in automatic vigilance (i.e. less watching out in case a sabre-tooth tiger should suddenly attack), and dissociation of the brain’s control and/or monitoring systems. It is this dissociation that leads to the subjective experience of things happening ‘by themselves’.  Low-level unconscious processes instruct your arm to lift, and if those processes are dissociated from the normal conscious monitoring and/or control systems, you may have no conscious awareness of how or why your arm moved.

The intensification of inwardly generated experience together with reduced awareness of external stimuli outside a narrow focus of attention can lead to increased intensity of emotional reactions in Hypnosis.

Orfeus Party

Are you sitting comfortably? Then I’ll begin…

There are many ways to induce Hypnosis, but most Inductions mimic one or more of the characteristics of trance, in order to facilitate some kind of dissociation and direct the mind inward. Ericksonian hypnotists would say that ‘Once upon a time…’  can be considered an Induction, since these words tend to relax the listener, dissociate attention from the present moment and invite an imaginative response to whatever story follows. Temporal and spatial dissociation – ‘A long time ago in a galaxy far, far away’ – also encourages the mind to turn inwards and imagine whatever details are missing from the information stream of external reality.

Academic researchers are encouraged to use a Standard Induction, a prescribed script read in a monotone, often recorded so that the same Induction can be administered to a large group of experimental subjects. If the Induction is ineffective, the subject is presumed to be non-hypnotisable.

In contrast, most practitioners use different Inductions for different clients, observing that individuals vary greatly in what they respond to best. Someone whose primary sensory system is visual may respond very well to an Induction involving Guided Imagery, whereas someone more kinaesthetic might respond better to Progressive Relaxation. A logical thinker might readily dissociate when confronted with Confusing Language, a deep thinker might turn inwards to search for missing meaning in what he is told.

Many practitioners do not accept the validity of hypnotisability tests based on Standard Inductions. Richard Bandler, co-founder of NLP, is particularly scathing about such tests, which – he opines – only measure the ineffectiveness of the standard induction, and say nothing useful about the hypnotic abilities of the subject. Bandler believes that anyone can be hypnotised, if they permit it, and if the hypnotist has the necessary skills.

The core strategy of Ericksonian Hypnotism is ‘accept and utilise’. If at first the Induction does not work, then rather than labelling the failure as ‘Client Resistance’, the Hypnotist should accept the response as genuine, and utilise any information gathered to guide the choice of a new approach. For example, if the subject responds to an invitation to relax by getting more tense, the Hypnotist would be well advised to abandon an ineffective Progressive Relaxation Induction, and try something different, perhaps attention-locking and ‘sleight of mouth’ (see below).

Many Hypnotic Inductions have been published (there is an online selection here) and recorded on audio media. There is a large Hypnotism industry selling Inductions over the internet as mp3 files for download (I think Hypnotism Downloads are good, here). Once you understand the principles, you can easily write or improvise Inductions, for yourself or your friends. There is a list of books and links for further information, here.

In my research generally, and for this post in particular, I’m considering Hypnosis in practice, from the viewpoints of the Hypnotist and of the Subject, the person going into Trance. In academic language, this is a phenomenological and experiential approach: what happens, what is experienced? I take Trance to be an everyday, natural state. I consider that hypnosis is entered into willingly, as a collaborative process permitted, often actively encouraged by the Subject, within a safe environment created by a sense of mutual rapport. In NLP, it’s assumed that Hypnotist and Subject will both enter trance, each of them in a (subtly different) altered state of consciousness that optimises unconscious communication, deep learning, heightened emotions and hypnotic suggestibility.

In the special case of a performer entrancing an audience (or at least, those audience-members who are willing to ‘suspend their disbelief’ and become absorbed in the on-going drama), the performer’s altered state of consciousness is a particular type of Flow (also known as the ‘Zone’, an optimal state for elite, highly-skilled performance whether in the arts, sports or any other challenging situation). More about Flow here. More about connections between Flow and Hypnosis here.

Hypnotic Inductions are related to the typical phenomena experienced in Trance. Often, an Induction creates that characteristic blend of relaxation and concentration, or evokes specific physiological responses are evoked, so as to mimic the Trance state. Then the two-way nature of the mind-body link does the rest. [In a similar way, if you put a big smile on your face, you naturally feel happier and more relaxed. In fact, it’s sufficient to use electrodes to stimulate the smile-muscles, producing an utterly artificial smile on your face – you’ll still feel happier and more relaxed.]

So the traditional cliché of hypnosis, “follow the movement of this swinging pocket-watch” creates attention, focus, rapid eye movement and also a relaxing steady rhythm, all of which mimic the sensations of trance.

swinging watch

The rhythm of music circa-1600 is directed by Tactus, a slow beat at around one pulse per second. This steady pulse mimics the slow heart-beat of someone who is thoroughly relaxed. More about Tactus, here.

Now, as the Subject begins to slip into trance, it’s the moment for a Suggestion that encourages Dissociation , perhaps an invitation to imagine some far-away place. If that place is pleasantly dreamy, so much the better. ‘Imagine yourself lying on the beach, with the warm water lapping gently on the sand …’

Of course, TV adverts for tourist destinations use hypnotic techniques. And perhaps now you can appreciate why so many early operas are set in Arcadia.

Arcadia

According to NLP-guru, Richard Bandler, the most important elements of a successful Induction are:

  • Rate of speech
  • Timbre of voice
  • Intonation (the ‘melody’ of speech)
  • Breathing

Good Hypnotic speech employs a slower-than-normal rate of speaking, a soft tone of voice with downward inflections at the end of phrases. That downward inflection can transform the grammatical construction of a question – “You’d like to go into trance now, wouldn’t you?” – into a plausible statement. If the speaker emphasises certain words with an altered tone of voice, the phrase even becomes a command: “You’d like to go into trance now, wouldn’t you.”

Around the year 1600, the first opera-singers sang softly, in the intimate spaces where such court ‘operas’ as Monteverdi’s Orfeo were staged.

“One sings in one way in churches and public chapels and in another way in private chambers. In [church-music] one sings in a full voice … and in chamber-music one sings with a lower and gentler voice, without any shouting.”

Zarlino (Le institutioni harmoniche, Venice, 1558)

The pace of operatic Recitative varies with the drama of the moment, but (as we read in an anonymous c1630 guide for an opera theatre’s Artistic Director, Il Corago) in general it is somewhat slower than everyday speech. At the end of each short phrase, the last accented syllable is often considerably lengthened, and the most frequently used cadence has the melody descend to the final note. Il Corago and Jacopo Peri (in the preface to Euridice, 1600) agree that the modulazione of the voice, the melodic contour of recitative, is modelled on the ‘course of speech’ of a ‘fine speaking actor’.

Singers have to control the out-breath as they sing, and breathe in quickly between phrases. For audience members, exhaling more slowly than you inhale creates relaxation. For this reason, Hypnotists speak in short phrases, with frequent pauses in between, in a rhythm aligned with the Subject’s slow breathing.

These short phrases are chained together into long, flowing streams with few full stops. “Each time you breathe out … you feel more relaxed … and the more you relax… the more you feel… that you’d like to go into trance now… wouldn’t you.” We see the same structure in 17th-century sentence construction; many phrases are linked together; those phrases are separated by semi-colons; there are few full stops.

In operatic recitative, the composer similarly breaks up long sentences into short phrases: In questo lieto e fortunato giorno … ch’a posto fine a gl’amorosi affanni … del nostro semideo … cantiam, Pastori … in si soavi accenti … che sian degni d’Orfeo …. nostri concenti. [On this happy and lucky day …. which has put a stop to the relationship problems … of our godlike hero … lets sing, shepherds …. in such soft tones … that we honour Orfeo … with our music.] Notice again the ‘soft tones’. And by the end of this article, you’ll be able to recognise many more hypnotic techniques in this speech.

Monteverdi 'Orfeo' Act I

Monteverdi ‘Orfeo’ Act I

 

There are many Hypnotic techniques for obtaining compliance by means of subtle encouragement, as well as direct commands.

  • Universal Quantifiers

General statements that “People find that music takes them naturally into trance”, or “Every dramatic performance alters the spectator’s state of consciousness” normalise the expected response and reassure the Subject.

  • Implied Compliment

A more subtle approach informs that “intelligent and highly-creative people find it particularly easy to enter trance”. The implied compliment lowers resistance and encourages the Subject to align themselves with the complimented group.

A lot of advertising works on these hypnotic principles of implied compliments and universal statements. Buy this product and belong to the group of beautiful people shown in the advert. “Things go better with Coke”.

  • Double Bind

This seems to offer a choice, but any choice produces the desired result:

“You can go into trance immediately, or you can take a few moments to relax gently before you go into a deep trance”.

  • Embedded Commands

Subtle emphasis can create Embedded Commands, within such Generalities and Binds.  “You can go into trance immediately, or you can take a few moments to relax gently before you go into a deep trance”.

  • Analogue Marking

This emphasis, marked by changes in tone of voice, in the speaker’s gestures or position, can communicate directly to the unconscious mind by suggesting alternative meanings. “Now, your unconscious ( = now you’re unconscious) can deepen the transformation ( = deepen the trance)”

  • Confusing Language & Trans-Derivational Search (TDS)

Unfamiliar words or confusing constructions lead the Subject to turn the mind inwards, in a search for hidden or ambiguous meanings. The technical term for this is Trans-Derivational Search. Confusing language, or confused emotions, might be delivered with unusually fast rate of speaking, or a silence might be left after a strange word: either way, the conscious mind is baffled, so that the unconscious takes over the search for meaning.

Suggestions for relaxation are often effective, but it’s even more effective to direct the mind inwards with subtle questions. “Close your eyes, and focus your attention on your hands. Notice if the right hand is more relaxed than the left. Or is the left more relaxed?” And every time the Subject breathes out slowly, or when the Hypnotist observes some small reduction in tension, this can be reinforced with an encouraging “Good. That’s right”. Feldenkrais Method uses these hypnotic techniques to optimise the mind/body link for effective learning of posture and movement.

As the conscious mind begins to let go, you can mix all this up with Confusing Language: “If the relaxed hand is right, you only have the other hand left, right? So right now, with your eyes left closed right up, see if you can write with the left, so the right is left to relax, and the left is right because it’s already relaxed, right? What’s left now is to go right into trance, right now, that’s right, you’ve left it all right behind you.”

  • Silence

A good Hypnotist is not afraid of silence. Once there is relaxation and concentration, a long silence can be powerfully hypnotic.

  • Attention Fixing & Eye Rapid Movement

Many Inductions relying on Attention Fixing, and/or creation of Rapid Eye-Movement. Experts use such methods for Speed Induction, with impressive results. See Richard Nongard’s demonstrations of Speed Induction, here.

Transit of Venus

Sleight of Mouth

A conjurer’s sleight of hand focuses your attention in a certain way, whilst he carries out the trick right in front of your eyes. In NLP, ‘sleight of mouth’ similarly dissociates the mind’s conscious attention on the actual words, away from the unconscious attention on the underlying meaning. Whilst the conscious mind deals with the surface details, the Hypnotist’s underlying message goes direct to the Subject’s unconscious. We’ve already seen examples of sleight of mouth: Universals, Binds, Embedded Commands, Analogue Marking, Confusing Language.  Here is a quick check-list of some more techniques:

  • Cause & Effect

It helps if the statement of cause is plausible, but the link to effect does not have be genuine. “Because you are reading this …” [that much is obviously true] “you will find it easy to learn self-hypnosis” [since the conscious mind accepted the first part, the unconscious is primed to accept the second part too].

“Because music is so charming to the ear, it can entrance your unconscious mind.”

  • Links

Cause & Effect can be suggested more subtly, by replacing ‘because’ with another, less obvious link:

“Music usually charms your ears, and in that way it uses spiritual power to entrance your mind”

Whilst I am singing, nothing moves”

  • Sugar

A pleasant-sounding word works like the spoonful of sugar that helps the medicine go down.

Happily, most people find it easy to relax into a gentle Trance.”

  • Pacing

This links an obvious statement about the Subject’s current experience to a Suggestion.

“Every time you breathe out, you become more relaxed”.

  • Presupposition

Rather than giving a command, the choice of words assumes the desired response:

“Whilst I am singing, nothing else will be heard.”

  • Guided imagery

The Subject is encouraged to imagine that they are in some especially peaceful place. The idyllic surroundings support relaxation; relaxation and imaginative dissociation bring about hypnosis. A good Hypnotist will be artfully vague with his guidance, to leave maximum space for the Subject’s imaginative response, and to avoid jarring the subject out of trance with an over-specific suggestion that conflicts with the Subject’s inner experience.

I prefer radio to TV, because the pictures are better.

Similarly, the bare stage of a Shakespearian theatre leaves space for the audience’s imaginative response.

“Think when we talk of horses, that you see them

Printing their proud hoofs i’ the receiving earth;

For ’tis your thoughts that now must deck our kings…”

 Shakespeare Henry V Prologue

Globe Theatre

  • Multi-Sensory Absorption

Guided imagining that involves all the senses offers a rich and absorbing experience for the Subject. Absorption encourages hypnosis. Appealing to several senses also allows for individual differences between Subjects: some people are more creative with images, others with sounds, others with taste, smell or physical sensations (touch, or the position of the body).

  • Sensory Confusion

Confusing sensory information and synaesthesia (crossed-over senses: a warm colour, a blue note) create a surreal, dream-like experience and direct the mind inwards in the search for meaning.

  • Emotional confusion

“I can calm every troubled heart, and now with noble anger, now with love, I can enflame even the most frozen mind”

  • Nominalisation

Nominalisation is an NLP term for replacing active verbs – to love, to understand – with abstract, semantically complex nouns – Love, Understandings. Abstraction, ambiguity and complexity send the mind inwards in a search for meaning.

Compare the active language of  ‘Many people know about you and praise you. But they still underestimate you, because you are so cool!’ with these nominalisations:

Fame narrates heavenly Praises about you, but does not reach the Truth, because the Sign is too high.”

  • Selectional restriction violation

This is the NLP-term for re-attributing the Hypnotist’s Suggestion to some abstract concept or inanimate object:

“Your chair wants you to go into trance”.

  • Now

This one word is very powerful. ‘Now’ focusses attention and suggests an immediate response.

“Now, you can identify these Induction techniques at work in La Musica’s Prologue.”

Prologo La Musica

 

In the first strophe, La Musica introduces mild spatial Dissociation with the mention of far-away Permesso (a river sacred to the Muses – a more thought-provoking name than the expected Parnassus, the sacred mountain-home of the Muses). The actor Relaxes the audience with generous compliments, and fixes their Attention with varied gestures. High gestures are particularly hypnotic: rolling the eyes upwards is itself a marker of trance, and fixing the gaze a little above the horizon is often used to begin an Induction.

 

La Musica hypnotises the Heroes: Strophe 1

La Musica hypnotises the Heroes: Strophe 1

 

The Ritornello gives about 12 seconds pause, in which the listeners might come out of their developing trance. This is another hypnotic technique, known as Fractionation, in which letting the Subject come partially out of trance helps them go deeper in again, afterwards. Strophe 2 introduces Emotional Confusion and a Post-Hypnotic Suggestion: in the next hour or so, your emotions will be moved by a ‘story in music’.

 

La Musica hypnotises the Heroes: Strophe 2

La Musica hypnotises the Heroes: Strophe 2

 

The next strophe Suggests much more profound influence, by means of a subtle Link and Selectional Restriction Violation: some special kind of musical instrument takes you into the deepest part of your unconscious. “The more…. the more” is another NLP technique: the more you listen to La Musica, the more you will go into trance.

 

La Musica hypnotises the Heroes: Strophe 3

La Musica hypnotises the Heroes: Strophe 3

 

In the penultimate strophe, the intensity of the Induction is temporarily reduced (Fractionation), but the language of ‘desire spurs me’ holds the Attention. La Musica starts to tell a story (story-telling is a favourite method for hypnotherapists to deliver Suggestions) with vivid imagery, super-natural events and locations. Mention of far-off, idyllic places – the mountains of Pindus and Helicon, both homes of the Muses – Relaxes again, and encourages spatial Dissociation.

 

La Musica hypnotises the Heroes: Strophe 4

La Musica hypnotises the Heroes: Strophe 4

 

The final strophe is the most powerfully hypnotic, taking the audience deep into trance just before the drama itself begins. Attention is fixed three times with ‘Now!’, several sleight of mouth techniques are interwoven, with a strong Embedded Command: “Don’t move!”, which creates the catalepsy characteristic of profound hypnotism. Pastoral imagery simultaneously suggests Relaxation.

The line “and it’s not heard” is particularly subtle. Italian ne (= and not) makes a confusing link. And once you are told “it’s not heard”, you strain your ears to listen for whatever it is (we are not told what it is, until after a hypnotic pause).

“Sounding wave” would have been more unusual, more synaesthetic, to a 17th-century audience than it is to us: we are accustomed to the scientific concept of Sound as a Wave, they were not. This strophe mixes sensory channels, imagery and emotion, and then suddenly …. stops!

 

La Musica hypnotises the Heroes: Strophe V

La Musica hypnotises the Heroes: Strophe V

 

And as La Musica holds all the audience in trance with a commanding gesture, Monteverdi notates an 8-seconds silence before the orchestra plays again. The Prologue is ended, La Musica leaves, and the favola in musica (story in music) begins.

theatre-palais-cardinal Louis XIII

This kind of hypnotism is not authoritarian, it cannot be forced; it needs the listener to collaborate. It relies on the audience suspending their disbelief, engaging their imagination, and voluntarily relinquishing some control to La Musica. And if you let her ‘influence your soul’, her story of Orpheus can make you laugh and cry. You don’t make yourself cry, the drama does it. But you could have stopped yourself, if you had chosen to, especially if you had decided at the beginning of the show to resist becoming involved.

La Musica’s Induction is an invitation to participate deeply in an imaginative experience.

01 Mantua 1575

When this hypothesis of seicento hypnosis first came to me, I was concerned at the apparent anachronism: after all, the word ‘hypnosis’ was invented by James Braid around 1841. But the knowledge and practice of hypnosis is much older, of course; there is evidence of it in shamanic traditions and other ancient cultures. And there is a 17th-century word for the persuasive use of unusual, image-laden, semantically dense, sometimes confusing language, in order to sway the listeners’ emotions, the study that today we call NLP: Rhetoric.

Rhetoric is the Neuro-Linguistic Programming of the Renaissance

Remember you are dreaming

 

Please join me on Facebook https://www.facebook.com/andrew.lawrenceking.9 and visit our website www.TheHarpConsort.com . Further details of original sources are on the website, click on “New Priorities in Historically Informed Performance”

Opera, orchestra, vocal & ensemble director and early harpist, Andrew Lawrence-King is director of The Harp Consort and of Il Corago, and Senior Visiting Research Fellow at the Australian Research Council Centre for the History of Emotions.

www.historyofemotions.org.au

A Baroque History of Time: Stars, Hearts and Music

A Baroque History of Time

The past is a foreign country,

they do things differently there.

L. P. Hartley The Go-Between (1953)

The past is a foreign country;

there is very little we can say about it until we have learned its language

and understood its assumptions.

Michael Howard The Lessons of History (1991)

One of the challenges of Historically Informed Performance is to try to catch a glimpse of our own assumptions, to notice where something seems so ‘obvious’ and ‘absolute’ that we  don’t even question it. The worst decisions in Early Music are the decisions that we don’t even realise we are making, because we don’t even notice there is a question to be addressed. But as soon as we become aware of an assumption, we can look for evidence of whether the same assumption held good in the past, or if attitudes might have changed with the centuries.

In this post, I’m exploring the subject of musical Rhythm by examining period concepts of Time: historical belief-systems at both cosmic and human levels; the grand philosophy and naive assumptions that underpin pragmatic performance decisions; the changing views of science; and the various practices of artists as they performed their passions. The assumption that I’m challenging is that we today understand Time itself in the same way that Monteverdi and Shakespeare did.

 

1900 and 1600

The question I’m posing to Renaissance Man, in order to understand his ways of thought, is the same question we can pose to ourselves, in order reveal the assumptions of our own age:

What is Time?

Modern Time

Now, it’s almost a century since the London newspaper, the Times, declared that Newton’s ideas had been ‘overthrown’ by Einstein (7th November, 1919). One might say that this ‘Revolution in Science’  which led to a ‘New Theory of the Universe’ began with a paper written by an official in the French Bureau of Longitude, mathematician Henri Poincaré. In The Measure of Time (1898), he asked two deep questions:

1. Is it meaningful to say that one second today is equal to one second tomorrow?

2. Is it meaningful to say that two events which are separated in space occurred at the same time?

 

A century later, the answers are: (1) we still don’t know, and (2) No. That resounding “No” came  from the work of Albert Einstein, who in his annus mirabilis of 1905 published four papers, on the Photoelectric Effect (establishing the Quantum nature of light), on Brownian Motion (addressing the methodology of statistical physics that Quantum Theory would come to rely on), on Special Relativity (overthrowing Newton’s concept of Absolute Time) and on Matter-Energy Equivalence (formulating that most famous equation, E=mc2). He also submitted his PhD thesis.

Perhaps relativistic effects helped him get so much done in just one year!

 

Poincaré and Einstein

The predicted and observed effects of all this new science still seem ‘paradoxical’ to most of us. Schrodinger’s Cat is neither alive nor dead, until the act of observation collapses the quantum dynamical waveform one way or another. There’s no certain answer, only statistical Probability.

Schrodingers Cat

 

Even Einstein himself didn’t want to believe that ‘God plays dice with the universe’ like that. Whatever the science told him, Einstein’s own assumptions were inevitably conditioned by the thinking of previous generations. Before the 20th century, religious beliefs and traditional assumptions led most people to expect Cosmic Power to control the everyday scale. Like Einstein, many of us find it hard to grasp that tiny particles might dictate the fate of the universe.

20th-century Science presents many more paradoxes. Heisenberg’s Principle means that we are forced to balance knowledge with uncertainty in pairs of values, for example mass and momentum. The more precisely we establish Time, the less we can know about Energy. Einstein’s Theory of Relativity predicts that a man who travels to Mars and back will return slightly younger than his twin brother, who waits for him on Earth.

Time itself might be reversed, if the arrow of entropy changes, in some future contracting state of the universe. Meanwhile, Quantum effects in the brain allow our nervous system to respond to stimuli measurably before the stimulus is received. The mathematics of Quantum Theory predict the existence of Wormholes, opening up the possibility of travel through time. This raises the question of what might happen if you went back in time and killed your Grandfather, forestalling your own birth. The Bootstrap Paradox refers to creating something out of nothing by complex loops of time-travel, like pulling yourself up by your own bootstraps.

 

Tardis

In Heinlein’s novel All you Zombies, kidnapping, love-affairs and gender-change surgery leave us with a time-travelling character who is his own mother, father, son, daughter, long-lost lover and kidnapper. Scientists are struggling too: Quantum Theory and Relativity do not mesh well, so that a Grand Unified Theory of Life, the Universe and Everything is currently out of reach.

But for most of us, the paradoxes of Einstein’s science, let alone more recent findings, do not affect our daily lives. We find Relativity counter-intuitive, because we do not see it at work in the everyday world. For us, Newton’s Philosophiae Naturalis Principia Mathematica (1687) works just fine. If I drop an apple it will hit the ground more or less when I expect. Our intuitive assumptions about Time are more than 300 years behind the cutting edge of scientific theory.

Newton Principia 1687

 

We are very comfortable with Newton’s concept of Absolute Time, with its one direction ‘like an ever-rolling stream’, Time that exists independent of any other quantities. We are very accustomed to measuring the accuracy of a clock, the movement of a star, or the beating of a heart, against the absolute scale of Newton’s Time. So accustomed are we,  that as well as ignoring what we know from Stephen Hawking about post-Einsteinian Time, we also overlook the fact that Peri and Monteverdi did not know about Newton’s Time.

Early baroque musicians, around the year 1600, did not feel about Time the same way we do. They could not have had the same assumptions. Even after Newton’s 1687 publication, it would have taken some years for his ideas to gain acceptance amongst fellow-specialists, and many decades for those ideas to become part of the instinctive assumptions of the population at large.

Monteverdi’s Time

The Early Modern philosophy of Time was founded on Aristotle and Plato. Aristotle’s Physics characterises Time as

A Number of Motion in respect of Before and After

Time is only meaningful in the context of Motion or Stillness, of observable Change before/after.

In the year 1610, this was no mere philosophising: swordfighters bet their lives on it. Capo Ferro describes a swordfighting tempo as ‘measuring the Motion of my opponent by the Stillness of my sword’. Such a tempo could be long and slow, when the duellers were far apart and reluctant to come to close combat, or terrifyingly fast, as the sword-master parries and ripostes in a single lightning-strike of tempo, driving his rapier through his opponent’s left eye.

 Capo Ferro Plate 7

Viggiani’s sword treatise specifically refers to Aristotle. Agrippa’s fighting manual shows the period theory of Light, beams that come from your eyes, as he demonstrates how to save your life with a timely turn, the scanso della vita.

Agrippa rays of light

Tasso, whose poetry Monteverdi set as  the Combattimento di Tancredi e Clorinda, owned a copy of Agrippa’s book, and that music-drama is full of swordsmanship jargon: schivar (deceiving the blade), parar (parry), ritrarse (step back), destrezza (sword-skills).

Cavalieri’s musical morality play, Anima e Corpo (the earliest surviving ‘opera’, the first oratorio; Rome, 1600) presents Plato’s philosophy of Time. Past and Future are divided by the moving point of the Present, which is an instantaneous image of all Eternity. As Soul and Body battle against worldly temptations, this libretto too is full of swordsmanship jargon, but the first character to sing is Il Tempo, Old Father Time.

Old Father Time

Cavalieri tells us that Time flies, does not last, wears us away, measures us, that Time is short. We are told to do good works – act with the hand, act with the heart –there is a clear parallel to an actor’s performance, linking baroque gestures and heartfelt emotions.

But 17th-century texts use the word Time (in Italian, tempo) to translate from Greek two different words, conveying two distinct concepts. Kronos is Aristotle’s numbered Time of Before and After: kairos is a timely opportunity. In Rhetoric, kairos is when the time is ripe to press home logical arguments – I hope that as you read these words, there is kairos now.

For a swordfighter, tempo  is not only motion and stillness, but also the moment of opportunity, the crucial instant in which you must strike to defend yourself and wound your opponent.

In the Christian New Testament, the Messiah comes in the fullness of time – at the moment of kairos. And the Apostle Paul frequently exhorts his followers to seize the chance of their own instant of kairos.

In life, in debate, in a fight, or on stage, kairos is the moment to act. The anonymous 16th-century Bologna sword-master said that swordsmen need the same skills of timing as a fine singer: this gives an idea of the level of sharp rhythmic precision singers must have had back then. As one voice-student said to me ruefully of today’s early music singers: ‘we’d all be dead!’.

Hierarchy of Disciplines

 

Since Aristotle links Time to Number and to motion in Space, the Renaissance recognised an intellectual hierarchy relating Arithmetic (the study of Number), Geometry (Number and Space) and Music (Number and Time). At the top of this hierarchy is Astronomy (Number, Time and Space), the study of the heavens. That lofty position is shared by Dancing and Sword-fighting, which (in contrast to today’s devaluing of ballet, let alone martial arts) outrank absolute music.

Both philosophically and practically, sword-fighting and renaissance dancing are related, and ballets of the stars are a 17th-century cliché. In Monteverdi’s Orfeo, Nymphs ‘leave the mountains, leave the fountains’ to dance a ballo ‘even more beautiful than those danced to the moon on a dark night by the heavenly stars’. The first opera from the New World, Torrejón’s La púrpura de la rosa (Lima, Peru 1701) begins with Urania, the Muse of Astronomy, sighting a new planet.

So here are the Stars of my sub-title. For period musicians, swordsmen, even for baroque sailors, Time is a matter of Astronomy. Around 1600, it is defined by the stars and planets (on the largest, cosmic scale) and followed here on earth (on a smaller, human scale).

Three kinds of Music

Time & Music

Continuing to examine the assumptions of the past, what about practical music-making? For Cavalieri, Peri and Monteverdi, what is Music? Again, period thought was based on ancient authorities, and there is a consistent view that differs from modern assumptions.

The most significant type of music was musica mondana, the Music of the Spheres, the perfect music (inaudible to human ears) created by the heavenly  dance of the stars and planets. Musica humana is the harmonious nature of the human body, the divine image incarnate, the Word that was ‘in the beginning’ set to the soul-music of embodied Creation. Musica instrumentalis is what we mean by the word ‘Music’ today, the actual sounds we make with our voices and instruments.

These then are the three categories of my subtitle: music of the stars, of human hearts, and music as performed by 17th-century musicians. The structure of the cosmos, the beating of the human heart and musical rhythm are also the interlinked ideas that illustrate the period concept of Time. They are interconnected in philosophical theory and also in practical use.

What is Time

Slow Time (years, months, days and hours) is measured by Celestial movement. A brief moment is measured by the heartbeat, which is both a symbol and a practical measurement of musical rhythm.

Galileo discovered the pendulum effect in the late 16th century, but the first pendulum clock was not built until the 1630s. In this period, the most accurate clocks could just about count the seconds. This begs the question, how did Galileo measure the pendulum effect?

The most accurate clock available to him was his own, human pulse. This was sufficiently reliable to establish the constancy of period, around 7 seconds, for a chandelier hung on a very long cable from the roof of Pisa cathedral.

 

Galileo Pendulum

 

But Galileo also did high-precision experiments to determine the acceleration due to gravity, which required split-second timing. How could he do this? Circa-1600 clocks were hopelessly imprecise. His pulse (about one per second, when relaxed) was better, but still insufficient for such high-precision work.

History of Science researcher Stillman Drake realised that the Galilei family’s expertise in music would have solved the problem. Musical rhythm provides a reliable way to divide a one-second pulse into eight equal parts: in period notation, this is the equivalent of dividing a minim (half note) into semiquavers (sixteenth notes).

Joakim Linde has created an online simulation that allows you to repeat Galileo’s experiment with gravity and music, here.

What we need to understand today, is that Galileo was using Music to measure Time. Music was more precise than the very best clocks of his period. Music had the regular, heavenly equality of measure, that Time itself did not yet possess, since Newton’s idea of absolute time had not yet been formulated.

 

Measurement of Time

 

Hierarchy of Time

There is a definite hierarchy in this philosophy, in this period Science of Time. Celestial Time is the ideal, imitated on earth. As we look up to the heavens, to the musical spheres, the highest sphere is the primum mobile. It is God’s hand that winds the Clock of the Cosmos. This is imitated on earth, in that musical rhythm is determined by a long, slow count; in that we divide up those slow, long notes into faster notes (by division, or diminution); in that these faster notes must fit inside the rhythm pre-determined by the slow count; and in that we divide up the slow count in various proportions, in precise, whole-number ratios.

 

Hierarchy of Time

 

Ha, ha, keep time! How sour sweet music is/ when time is broke and no proportion kept!

warns Richard II.

Clocks had religious significance. Just as Protestants and Catholics argued about calendar reform, so musical rhythm is a moral imperative. As Dowland thunders in 1609 (translating Ornithoparcus from 1535) “above all things… “ (the language itself is hierarchical) …

Above all things, keep the equality of measure, lest you offend God himself!

To attempt to change Time (the modern practices of rubato, rallentando, accelerando; even the 19th-century concept that the performer can decide the tempo of a particular movement) is to risk the stability of the cosmos, to threaten your own bodily health.

When Phaeton seized the reins of Apollo’s sun-chariot, he could not control the movement of the sun through the heavens. He crashed and burned.

Sun Chariot

 

If your pulse stops, the music also dies.

 The take-home message from all of this period Philosophy, or History of Science, is that Newton’s 1687 concept of Absolute Time did not apply around the year 1600. Time does not measure music, because there is no Absolute Scale of Time.

It’s the other way around: Music measures Time. Time is determined by divine, cosmic forces that we see also at work in the human body and in music itself.

This helps us understand what seem to be needlessly complicated statements about musical notation, like Carissimi’s here:

The triple-metres all agree with regard to quantity, division and proportion, as is easily understood, but in the slow or fast quality, known by the Italians as tempo and by the French as mouvement, they are utterly different.

Carissimi lacks the vocabulary and the very concept of Newton’s Absolute time, and he flounders as he tries to explain something we can today express more clearly, more simply.

The triple-metres all agree with regard to the quantity, the duration of musical note-values in absolute time [a semibreve lasts 0.66 seconds, a minim 0.33 seconds, etc].

This is easily understood [but it is different from 19th-century practice, where the performer can choose the speed of a piece of music].

In the slow or fast quality [how it feels to the listener] the triple-metres are utterly different [3/1 feels slow, 3/2  feels medium fast, 6/4 feels very fast].

‘What the Italians call tempo’ can mean Time itself, or the subjective feeling of how fast a piece of music is going. Carissimi has no vocabulary to separate these concepts, except for his idea of Absolute quantity and subjective quality.

The difficulty for Carissimi’s generation is that they do not have a concept, or a vocabulary for Absolute Time. Their best measure of Time is Music. So it’s extremely difficult for them to explain how different pieces of music can have consistent note-values, yet still produce such different subjective impressions of speed.

The French language is  bit more helpful: Mouvement for a piece of music helps us appreciate that music can seem to ‘move’ faster or slower, whilst we measure time steadily. But in the 17th-century they still measure Time with Music (so one can’t establish an objective description of how music moves in time), and (looking back to Aristotle) Time itself needs movement (i.e. change) in order to be measured. Without Newton’s concept of Absolute Time, it is very difficult to talk about the subjective speed of music!

Towards the modern assumptions of Time

 

As the 17th century progresses, the idea of an Absolute measurement of Time emerges. Clocks become more accurate, and the clock itself becomes a metaphor of time, and of music.

Thus Playford can advise music students to learn rhythm by listening to the tick-tock of a clock. Musicians’ modifying words, such as tarde, velociter, adagio, presto function like subtle adjustments to a clock, so that it ticks somewhat slower or faster. Similarly, Frescobaldi, Caccini and others allow the Tactus beat to go faster or slower according to the affetto, just as the human heart beats faster or slower under the influence of differing emotions. Gradually, music becomes a clock that can be adjusted by emotions to count Time faster or slower.

Nevertheless, this is still far removed from Newton’s concept of Absolute Time, and from our modern ideas that music can move freely whilst time itself is regular.

We need to think carefully, we need to understand the language and assumptions of the 17th century, before we rush to conclusions about rhythmic freedom. Rather than starting from the modern assumption of Absolute Time and musical rubato, we would do better to start from the period assumption that steady time is a religious imperative; that the heavens, our hearts and our music are inter-connected.

 

If the rhythm breaks, the cosmos will collapse!

If your heart stops, the music also dies.

 

 No rubato, no conducting

 

 

Please join me on Facebook https://www.facebook.com/andrew.lawrenceking.9 and visit our website www.TheHarpConsort.com . Further details of original sources are on the website, click on “New Priorities in Historically Informed Performance”

Opera, orchestra, vocal & ensemble director and early harpist, Andrew Lawrence-King is director of The Harp Consort and of Il Corago, and Senior Visiting Research Fellow at the Australian Research Council Centre for the History of Emotions.

www.historyofemotions.org.au

Sherlock Holmes and the Wedding Dance: Tactus & Proportions in Monteverdi’s ‘Lasciate i monti’

Sherlock Holmes

“We must look for consistency. Where there is a want of it we must suspect deception.”

 

In a fine article, Dancing at a Wedding (Early Music magazine 2008 here) Virginia Christy Lamothe offers “some thoughts on performance issues in Monteverdi’s ‘Lasciate i monti’ (Orfeo, 1607) from her particular viewpoint as a musicologist and dancer. In a chapter for the multi-authored book edited by Timothy Watkins, Performance Practice: Issues and Approaches (Ann Arbor, 2009) she applies her expertise to Monteverdi’s Ballo delle Ingrate.

Lamothe examines these staged dances in the light of Roger Bowers’ theories of highly conservative, ‘medieval’ notation of Proportions (Bowers on Proportions in Orfeo here). Her own contribution is to place these dances in the context of period manuals for social dancing, Caroso Il Ballarino (1581) here  and Negri Le Gratie d’Amore (1600) and Nuovi Inventioni di Balli (1604) here.

There is certainly much to be learnt from Lamothe’s approach, to which we should add information specifically about theatrical dancing, in particular the Preface to Cavalieri Anima e Corpo (1600) here  and the anonymous c1630 treatise Il Corago (edited by Fabbri & Pompilio here). Both recommend that a ballo should be choreographed by an expert dancing-master, both mention specific dance-steps, continenze, gagliarda, canario that we see also in choregraphies for social dancing.

Il corago

Theatrical Dances

Cavalieri identifies slow steps such as riverenze, continenze and other passi gravi which are performed by the whole company con gravita. He suggests that singers might dance with instruments in their hands, and reminds us of his famous all-singing, all-dancing finale to the 1589 Florentine Intermedi, the Ballo del Gran Duca. But he distinguishes these slow, walking steps from the kind of ballo saltato (jumping steps) with gagliarda, canario, capriole (capers) etc, that would be performed by dance soloists (either two or four, depending on the size of the stage) without singing.

Listen to a duet version of Cavalieri’s Ballo del Gran Duca with Andrew Lawrence-King & Xavier Diaz Latorre here:

 

Monteverdi’s Balletto (Orfeo)

 

Lasciate i Monti scoring

 

The stage directions in the original print of Monteverdi’s Orfeo describe Lasciate i Monti as a balletto (diminuitive), and indeed it is small-scale compared to Cavalieri’s 1589 spectacular. It is shorter than many choregraphies for social dances. But nevertheless, the ensemble is larger than for Monteverdi’s Tirsi & Clori, designated a ballo.  Here, in Orfeo, we have 5 voices and 13 instruments. I will write about the instrumental ensemble in another post.

This balletto has three sections, in three time-signatures: C, 3/2, and 6/4.

Lasciate C

C: Lasciate i monti

 

Lasciate 3.2

3/2 Qui miri il Sole

 

Lasciate 6.4

6/4 Ritornello

 

Lamothe equates these with three movements commonly encountered in social dances: a opening section of riverenze, continenze and other passi gravi; a central gagliarda; a final salterello (jumping dance). The dotted rhythms of the final section of Lasciate i monti strongly suggest one particularly vigorous dance, the canario.

Galliard?

I agree with these identifications of the first and third sections. But I am not convinced that the central section is a gagliarda. It’s not a problem that the first phrase starts with an upbeat qui | miri il sole – Lamothe’s gagliarda example from Caroso does this.

Caroso gagliarda

Caroso gagliarda

 

But Monteverdi chose to make every phrase start this way, even when the word-accents suggest something different vos- | tre carole. In contrast, galliard phrases normally start on the first beat of the bar, even if the second note takes the word accent.

My thoughts are winged incipit

Dowland Galliard: My thoughts are winged with hopes, my hopes with love,

 

As Lamothe writes, “Specific types of dances followed particular rhythmic patterns.”. “Each galliard step requires six counts”, including gettati in aria, throwing yourself into the air, on the fourth count.

But the phrasing of qui miri il sole consistently contradicts the phrasing of the galliard step. If Monteverdi had wanted a galliard here, he could have written it like this.

Qui miri galliard

How ‘Qui miri il Sole’ could have been a galliard

 

Not everything in 3/2 is a galliard. Many of Negri and Caroso’s social dances include movements in 3/2 that are not galliards. Cavalieri tells us that theatrical galliards are danced without singing.  I conclude that Monteverdi’s sung 3/2 movement, Qui miri il sole, is not a galliard.

Monteverdi’s balletto and Cavalieri’s ballo

As we try to identify the three sections of Monteverdi’s 1607 balletto, there is an excellent match with Cavalieri’s 1600 ballo, the grand finale of Anima e Corpo, This is a larger-scale piece, with six strophes and many singers (Cavalieri asks the whole cast, whether on or off-stage, to sing). But the essential structure is the same: C (sung, major mode); 3/2 (sung, minor mode); jumping dance (major mode, instrumental). The texts of both link the movement of celestial bodies to earthly dancing. Cavalieri’s central movement also begins before the beat, in this case with two upbeats – it too, is not a galliard.

Cavalieri’s galliard comes as the jumping dance at the end of the first strophe, with perfectly regular phrases beginning on the beat, and obvious galliard rhythm. And – just as we read in his Preface – after the second strophe, the final dance is varied: now it’s a canario, with dotted rhythms in 6/4, and beginning (like Monteverdi’s canario) after the downbeat. The even-numbered strophes of Cavalieri’s ballo exactly match Monteverdi’s balletto:

  1. C (sung, major mode, could be danced by singers, riverenze, continenze etc) This section is con gravita.
  2. 3/2 (sung, minor mode, starts with upbeat, could be danced by singers but not with jumping steps, definitely not a galliard)
  3. 6/4 (instrumental, major mode, starts after the downbeat, canario, vigorous dance for the dancing-masters)

Cavalieri’s ballo has six strophes, so this particular sequence of three movements comes three times. Monteverdi’s balletto seems also to come three times: the sequence is two iterations of the balletto , some dialogue, and a final reprise of the balletto.

Repeats?

One of the challenges in reconstructing choreographies of this period is figuring out the precise repeat schemes. Lamothe problematises the repeats of the various sections of Monteverdi’s balletto. The music of the C section is written out twice, with a new text the second time;  the 3/2 has the music written out only once, with two strophes of text underlayed; the 6/4 is written out twice, but when the whole ballo is reprised a few minutes later, the repeat of the final section is indicated by repeat marks.

Whilst period choreographies show many different repeat schemes for different dances, the ABC ABC form usually adopted for modern performances of  Lasciate is not typical of Negri and Caroso’s social dances. However, we’ve seen that Monteverdi’s balletto is closer to Cavalieri’s staged ballo than to social dances.

I agree with Lamothe that the question of repeats is problematic. There is much to be said for her suggestion of ABB*C.   (B* means the B music with a new text). The effect for the listener is logical, since Monteverdi’s music has writtten-out repeats for A and C sections, but not for B. So the listener (unaware of how the music was notated) would hear an effect of AA*BB*CC. (The C section is untexted, of course). If one agrees with this logic, then the reprise of the ballo (a few minutes later) could be taken the same way.

I recommend this solution. But I do not rule out (as Lamothe does) the ABC AB*C …. ABC that we hear in many performances today. Her example of a social dance by Caroso is an arrangement of Cavalieri’s Ballo del Gran Duca (1589). Tellingly, the original theatrical ballo and the social dance arrangement have different repeat schemes. Theatrical and social dances were related, but not identical.

Galliard tempi

Lamothe draws attention to particular features of the Galliard movement in social dances, in particular that it is often specifically marked as gagliarda. She suggests that this implies the tempo of the galliard could be specific to that dance (i.e. not in proportion), or variable. Certainly it is true that the physical demands of this jumping dance require that the dancing master has just the tempo he needs. In The Harp Consort, our standard operating procedure for galliards (when performed as a single item, i.e. not as part of a larger ballo ) is to allow the dancer to set the tempo.

Contrary to what one might at first suppose, a slow galliard is physically more demanding than a fast one. At a slow tempo, the dancer must remain in the air longer – this allows more time for capriole, leg-beats in the air – which inevitably requires a higher jump. So slow galliards are more ornamented (just as with musical ornamentation in madrigali passegiati, where a slower Tactus may be taken). And slower, ornamental galliards with their extreme physicality were particularly for men.

Lamothe cites Yvonne Kendall, a scholar of early dance and music, who “reminds us that … the rhythm associated with a particular dance may not be tied to a particular metre signature.” Monteverdi notates galliard sometimes in 3/2 minims (which I take to be tripla, i.e.   three minims to one tactus at about MM60). This is a fast tempo, and we find it for example in Ballo delle Ingrate, which was danced not by singers, nor by the dancing-masters, but by the aristocratic ladies of the court.

Ballo delle Ingrate gagliarda

Ballo delle Ingrate gagliarda

 

But in the ballo ‘De la bellezza le dovute lodi’ the galliard is in 3/2 semibreves (which I take to be sesquialtera, i.e. three semibreves to two tactus beats). This is a slow tempo, and is set to the words Ben fallo Alcide il forte referring to that mythical strongman, Hercules.

De la bellezza galliard (bass)

De la bellezza galliard (bass)

 

The agreement of fast/slow tempi with the physicality of fast/slow galliards and with texts associated with women/men seems to support my interpretation of proportions, in which the note-values (minims or semibreves) give us the information we need, to choose between tripla and sesquialtera proportions.

De la bellezza galliard (cantus 1)

De la bellezza galliard (cantus 1)

 

By the way,  in the cantus primus part for ‘De la bellezza’, there is no time-signature for that same galliard at Ben fallo Alcide. According to Roger Bowers’ theory, this would be a fatal error, a singer would not be able to interpret the notation. According to my theory, the absence of a time-signature is a minor problem; the time signature doesn’t tell the singer anything they didn’t already know.

"What do you make of it, Holmes?" "It is obviously an attempt to convey secret information."

“What do you make of it, Holmes?” “It is obviously an attempt to convey secret information.” “But what is the use of a cipher message without the cipher?”

 

Since dance movements in 3/2 may or may not be galliards, I suggest that the marking gagliarda in Caroso and Negri indicates not so much the tempo of the movement but rather the particular rhythmic pattern, the characteristic  ‘groove’ of this specific dance. Lamothe again: “specific types of dances followed particular rhythmic patterns.”

We see the same idea with her example from Caroso’s social dance, where the final jumping dance is specifically identified as a salterello. The fast tempo and dotted rhythms might otherwise have suggested a canario (although there are other rhythmic clues in Caroso’s salterello that would contradict an initial diagnosis of canario). 

Caroso saltarello

Caroso saltarello

Who were the dancers?

We should move away from the conventions of Grand Opera in the Romantic period, away from the modern categories of soloists, chorus and corps de ballet. The first ‘operas’ were performed with small casts, who doubled several roles. Soloists often sang as the chorus, too. Chorus members, even soloists might dance.

Lamothe takes into account Tim Carter’s calculations of a company of 9 or 10 singers, a typical size for early ‘opera’, that could have performed Orfeo. But there is strong argument that the first performance in 1607 involved only 8 singers, SSATTBB plus Francesco Rasi as Orfeo. Either way, the singers for the balletto will be mostly, if not entirely, one-to-a-part.

It is possible that singers might sing one-to-a-part and simultaneously dance. This was done by the three female soloists in the 1589 Ballo del Gran Duca – they even played instruments too! But castrato Giovanni Gualberto Magli, who sang three roles (plus chorus parts) in Orfeo, arrived in Mantua eight days before the performance, knowing only the Prologue, and much concerned about ‘so many notes’ that he had to learn. I find it implausible that he would have learnt a dance too, although period commentators report that he performed well when it came to the show.

Certainly, singers could not have sung Qui miri il Sole one-to-a-part and simultaneously danced a galliard, with its combination of three low jumps and one high jump every two seconds. (Try it for yourself!) At most, they could have done some passi gravi during this section. This supports my argument that this section is not a galliard. 

In Mantua in 1607, female courtiers were not allowed to appear on stage – that is why castrato Magli had to be brought in from Pisa. I assume that this prohibition would apply to dancing just as much as to singing. The courtly ladies who danced the Ballo delle Ingrate in 1608 (that year saw a change of policy, which also allowed La Florinda to sing the title role in Arianna), could not have represented the ninfe who are invited to leave the mountains and dance the balletto in 1607.

The most likely explanation is that the dancers were the court dancing-masters. On the model of social dances, they could have danced all three sections. Or ,on the model of Cavalieri’s theatrical ballo, the singers could have done simple movements (riverenze, continenze etc) in the slow C movement, and other passi gravi  in the sung 3/2 (but not a jumping galliard). The instrumental Ritornello then featured a jumping dance, almost certainly a canario, performed by the (male) court dancing masters. Maybe four, or perhaps just two of them, since the performing space for Orfeo was small, and there are already 13 musicians and 5 singers on stage.

One of the court castrati, Issachino Massarini, was also a dancing-master (though he was elderly by 1607). Lamothe speculates that this singer might have sung the role of Euridice, and also danced the balletto. In this interpretation, Rasi as Orfeo would also have to dance the balletto. I haven’t found anything about Rasi’s dancing skills (he was a singer, theorbo player and composer), but I’m sceptical that he would find dancing a vigorous canario the ideal preparation for his great song, Rosa del Ciel, which comes about half a minute afterwards, even if he was not needed for the chorus parts of the balletto. I also find it hard to believe that old Issachino would have managed the sequence of ballo choruses, galliard dancing, and Euridice’s recitative, followed by more chorus-singing, another galliard and the chorus Vieni Imeneo, all in the space of a few minutes.

Nevertheless, Lamothe’s suggestion reminds us that a male dancing master might have danced this balletto as a female character, just as the castrati singers sang female roles.

Another possibility is that some of the 13 on-stage instrumentalists could have danced and played – more plausibly in the passi gravi of the first two movements, than in the canario. But since Stephen Player of The Harp Consort has often played guitar whilst simultaneously dancing a canario, perhaps there was a dancing-master or two amongst Monteverdi’s players. Perhaps not the bass-violinist, harpsichordists or the harpist, but what about the three chitarrone-players? We do have period images of dancers with lutes and long-necked instruments.

Eighteenth-century Engraving of Commedia dell'arte Actors on Stage

 

Riciulina and Metzetin

 

Consistency

Part of Lamothe’s argument is that Proportions might not apply to dancers. Dancers (and many conductors) are sometimes reluctant to struggle with the intellectual and practical challenges of Proportions, but period philosophy and historical musicology combine to emphasise that they are essential.

Ha, ha, keep time! How sour sweet music is / When time is broke and no proportion kept!

William Shakespeare Richard II (c1595) Act V scene v

To support the argument for inconsistency, Lamothe cites musicologist Jeffrey Kurtzman, who is certainly correct to draw attention to the complexity of evidence from period theorists. Working within the scholastic method, theorists had to reconcile the new practices of the 17th century – Monteverdi’s seconda prattica,  the novelty of continuo-notation and (I argue) a simplified use of proportional notation – with the conservative traditions of previous generations. As George Houle observes in Meter in Music 1600-1800, changing usages were fundamentally incompatible with older notation systems, and the theorists’ attempts to unite the irreconcilable were confused, confusing, and in vain.

I do not see that inconsistent realisations could work, in a period when there was often no rehearsal at all. And I do not agree with Bowers’ position, that musicians of Monteverdi’s generation were still putting into practice highly conservative, ‘medieval’ systems – Bowers’ theories are too complicated to work in real time, when sight-reading. Yes, something of the old ways was conserved in the notation, and period theorists struggled to make sense of this. But the actual Use had moved on, and (as just continuo notation replaced intabulated accompaniments) the practice (as opposed to the theory) of Proportions had been simplified, made more practical.

We can be sure that practising musicians found pragmatic solutions that worked, that provided consistent and unambiguous realisations of proportions for ensembles sight-reading together. For, unlike opera, most 17th-century ensemble performances had very little or no rehearsal. I argue:

Practical musicians must have found workable, consistent solutions.

You can examine my theory of proportions here.

Holmes theories

“The theories which I have expressed there, and which appear to you to be so chimerical, are really extremely practical — so practical that I depend upon them for my bread and cheese.”

 

In addition to arguing that period musicians realised Proportions consistently, I also reject the suggestion that 17th-century dancers had a different way of thinking. Such a divergence may happen today, but the familiar concept of the Renaissance Man reminds us that historically there was an aesthetic unity across many artistic disciplines, guided by high philosophy, i.e. period Science.

In Mantua, Massarini danced and sang; Rasi composed, sang and played theorbo; Monteverdi sang, composed and played the viol. Elsewhere we know of dancer/swordsmen, swordsman/vihuelists, and many dancing violinists, and continuo-playing singers.

It’s clear that there must have been a consistent approach across all these disciplines. We must therefore synthesise all the available information.

It is a capital mistake to theorize before one has data. Insensibly one begins to twist facts to suit theories, instead of theories to suit facts.

“It is a capital mistake to theorize before one has data. Insensibly one begins to twist facts to suit theories, instead of theories to suit facts.”

 

I suggest that the missing links in Lamothe’s and Bowers’ arguments about Lasciate i Monti are the links: the link from the previous speech, the link to the next speech. Their suggested metronome mark of approximately 50/60 as  the Tactus Aequalis is certainly highly plausible. And Bowers agrees that the notation implies the same Tactus for the whole opera:

There thus appears to be every indication of the prevalence of a single tempo for the entirety of these pages, the fundamental durations of the unblackened semibreve, minim and semiminim remaining constant throughout.

Houle goes further, showing  considerable evidence of the same Tactus for the entire repertory, within this period.

But this ‘single tempo for the entirety’ must be minim = approx 60, not semibreve.

The confusion here is one that we find in period sources too, between Tactus (which strictly means the complete down-up movement) and Semi-Tactus (which is the proper name for the down-movement alone, or the up-movement alone). Many sources use the word Tactus for both, which leads to some theoretical confusion.

But in practice, there is no confusion. Just try the recitative Ma tu gentil cantor  that follows the first part of the balletto,  

Minim = 60? Maybe. Semibreve = 60? Impossible!

Minim = 60? Maybe.
Semibreve = 60? Impossible!

 

or Euridice’s speech Io non diro qual sia before the reprise,

Minim = 60? Maybe. Semibreve = 60? Impossible!

Minim = 60? Maybe.
Semibreve = 60? Impossible!

 

or the chorus afterwards, Vieni Imeneo.

Minim = 60? Maybe. Semibreve = 60? Impossible!

Minim = 60? Maybe.
Semibreve = 60? Impossible!

 

All work well at around minim = 60, none could be imagined at semibreve = 60!

 

Chain Missing Link Question

When considering Proportions, Tactus supplies the missing link

 

So, according to the well-agreed principle that the whole work has a unified Tactus, around MM 60,  I’m convinced that the C section of  Lasciate goes at approximately minim = 60. This is slower than many modern performances, but corresponds to the period description of this kind of movement as con gravita, with passi gravi.

Combining Tactus & Proportions

And here is perhaps the most powerful tool for the scholar of Proportions. If we combine the period principle of Proportions with the period principle of Tactus, we can eliminate many theoretical options as impossible. Starting with minim ~ 60 for Lasciate i monti (unfamiliar to our modern ears but certainly possible), the big question is what proportional relationship to apply at Qui miri il sole.

Eliminating the impossible I – Sesquialtera

If we follow Bowers’ theory and apply Sesquialtera to Qui miri il Sole, we would have dotted semibreve (three minims) = 30, i.e. minim = 90. I find this too slow for Qui miri, but not necessarily impossible.  (Bowers himself arrives at a faster tempo, by applying Sesquialtera, but starting impossibly fast in the previous C section). But what about the Ritornello after the balletto reprise?

Minim = 90? Impossible!

Minim = 90? Impossible!

 

Or (killer example) the final Moresca at minim = 90? Impossible!

Moresca from Orfeo

Minim = 90? Impossible!

 

Eliminating the impossible II – Sextupla

Alternatively, if we apply the very fast (Sextupla) proportion to 3/2 Qui miri il Sole, we would get dotted semibreve (three minims) = 120..  I find this too fast, but not necessarily impossible. But now the 6/4 canario would be dotted minim (three crotchets) = 240. Impossible!

Dotted minim = 240? Impossible!

Dotted minim = 240? Impossible!

 

What remains?

My practical theory of proportions (here again) indicates Tripla, dotted semibreve = 60 for Qui miri il Sole. (This would work as a fast galliard tempo, but I don’t think this is relevant, since the movement is not a galliard.) Then the canario comes out at dotted minim = 120 (i.e. the same dotted semibreve = 60 as in the previous movement). This (as Latrophe agrees) is a good canario tempo.

As Sherlock Holmes said:

When you have eliminated the impossible, whatever remains, however improbable, must be the truth.

[Sir Arthur Conan Doyle, The Sign of the Four (1890), page 111]

Livanov as Holmes

Holmes never said, “Elementary, my dear Watson”

 

I find this balletto an interesting and significant test-case, for which my theory of Proportions provides a plausible solution.

But I’m certainly not so arrogant as to insist that anyone else should accept my theory. And I’m just having some fun by quoting Conan Doyle, even if investigating period performance practice can be something like Holmes’ Detective Science. However, I do suggest that you might apply my methods to test your own theory of Proportions. A good theory should be consistent, unambiguous, and easily applied for quick decisions in the real world of practical music-making.

So, as Sherlock Holmes said on the next page of The Sign of the Four:

You know my methods, apply them!

 

Please join me on Facebook https://www.facebook.com/andrew.lawrenceking.9 and visit our website www.TheHarpConsort.com . Further details of original sources are on the website, click on “New Priorities in Historically Informed Performance”

Opera, orchestra, vocal & ensemble director and early harpist, Andrew Lawrence-King is director of The Harp Consort and of Il Corago, and Senior Visiting Research Fellow at the Australian Research Council Centre for the History of Emotions.

www.historyofemotions.org.au

 

 

 

 

 

 

 

 

 

 

Proportions – in search of a practical theory

Lantern_gear_-_Turret_clock_from_1608

 

It’s well-known that in music from around the year 1600, changes of metre are associated with Proportional notation. But how does this work in practice?

Proportions are like gear wheels – whilst the Tactus turns at a steady, slow pace (about one beat per second, as we will see), Proportional changes create fast notes: three times as fast, six times as fast, one and half times as fast. But how does the original notation show us how to select the correct gear?

George Houle’s Meter in Music 1600-1800 (Indiana, 1987) brings together evidence from many primary sources. The 17th century is a period of change, and there are differences between different decades, different countries. There are also contradictions between different writers within the same period and country. Part of the difficulty is that musicians were trying to reconcile contemporary usage with older authorities.

Nowadays, there is considerable debate about proportions amongst musicologists, with Roger Bowers (Emeritus Professor of Music at Cambridge) leading the arguments for a very conservative (almost ‘medieval’) interpretation of Monteverdi’s proportional notation.  In Bowers’ view, Monteverdi’s “time-signatures” give detailed information which can be decoded to reveal the intended proportion, applying rules that go back at least into the previous century.

Given the lack of consensus, most musicologists would agree that we do not have a complete understanding of proportions today. But I suggest that the situation is comparable to that of high-energy physics. We do not have a complete understanding, a Grand Unified Theory that brings together quantum mechanics and general relativity, uniting the various fundamental forces. But we do have a good idea of what such a theory would look like.

Grand Unified Theory

In this post, I’ll suggest what a practical understanding of Proportions should look like, and propose some tests that you can use to examine your theories. And yes, I’ll set out my own theory and explain why, with great respect, I disagree with Professor Bowers. That disagreement probably reflects the difference between my practical approach and his theoretical viewpoint, a difference that we see also in period sources.

But, just as with basso continuo, Proportions are not only theory, they are crucially necessary for practical music-making. So let’s begin our search for a ‘practical theory’.

einstein-relativity1

 

GUIDING PRINCIPLES

I suggest that a practical theory of proportions should satisfy certain principles.

  • Proportions should be consistent, so that the same input produces the same result in whatever circumstances.

Of course, there are limits: for one composer, or for a certain period/place, perhaps as narrow as “within this one piece”. But even that most limited version of the Consistency principle is broken in many modern editions and performances (e.g. Monteverdi Vespers or Orfeo).

  • Proportions should be unambiguous, so that different people can reach the same answer.

Remember that most music circa 1600 was performed from part-books (not score), without conductor, and with minimal (if any) rehearsal. Each performer had to reach their own decision about each proportional change, and would not know what other parts were doing, until they heard the result.

  • Proportions should be simple, so that performers can reach an instantaneous decision

Since most music circa 1600 had minimal (if any) rehearsal, sight-reading performers should be able to turn a page, see a proportional change, and make an instantaneous decision. This is a comparable situation to continuo-playing, where performers similarly have to make instantaneous decisions of which harmony to play.

  • Proportions should be consistent with dance-types

Monteverdi’s balli, including the ballo and moresca within Orfeo, provide good examples. It’s worth remembering that Monteverdi recommended just 30 minutes of rehearsal for the Ballo di Tirsi & Clori. It’s a difficult piece, as he admits – most pieces would not have even this much rehearsal, whatever proportional challenges they might contain.

  • Proportions should be consistent with Tactus

Here musicologists have additional information, not taken into account by many of today’s performers. There is a very strong historical argument for assuming a consistent Tactus, around one beat per second, throughout a large-scale work, and indeed, across the entire repertoire in this period. The model is the pendulum swing, the limit of precision is human memory. This Tactus beat corresponds to a minim in C time. (Read more about Tactus here.)

  • Proportions should be consistent with the affetto of the text.

Such large-scale pieces as Monteverdi’s Vespers and Orfeo are good testing-grounds for any theory, since they provide a large number of cases, in full score, partial score, and part-books. In particular, the Magnificat from the Vespers has one set of proportional signs in the voice partbooks and a different set in the basso continuo book – obviously the result has to match between the two sets of notations. This hard case can test many a promising theory to destruction! There are many Proportional changes to consider in the Sonata, including one very hard case of black notation, discussed by Bowers here (and yes, once again I have to disagree. I’ll present my arguments in a later post).

The large-scale madrigals Altri canti di Marte and Altri canti d’Amor also provide challenging examples to consider.

One warning: be aware of the notation that creates triple-metre rhythms under a C time-signature, as in the first aria of Orfeo Act II: Ecco pur a voi ritorno (see below for the original notation). The minims here go at the same speed as in the preceding madrigal, Ecco Orfeo. 

And another warning: even supposedly reputable editions sometimes change original time-signatures without informing you. If you are not looking at the original notation, you are liable to be misled.

So at this point, I encourage you to consider your own theory of Proportions, and to test it against the principles and examples I’ve listed.

Grand unified theory 2

ALK’s PRACTICAL THEORY

For anyone interested, here is my personal theory, which I have applied successfully across a wide selection of repertoire around the year 1600. You are welcome to use this, all the more so if you are polite enough to credit me for it in your writings or program notes. And if you disagree, I’d love to hear your counter-arguments, and to examine your theory in the light of my principles and test-pieces!

In common time, minims go with the Tactus, approx minim = 60.

In triple metre under a common time sign, there is no proportion, no change of speed, crotchet = crotchet. Dotted minim works out as ~ 40, but you still count the regular tactus  of minim = 60, even though the word-accents will not always coincide with the Tactus count. (This is rather like modern dancers, who count a Waltz in eight: ONE two three FOUR five six SEVEN eight one TWO three four… etc)

For proportional changes, you don’t have to worry about the time-signatures, which I consider to be obsolete remnants of an ancient system, now lost, and soon (i.e. in the second half of the 17th century) to be abandoned altogether. (Here is the crux of my disagreement with Bowers, who interprets proportional signs according to medieval principles). My approach is simple: just look at the note-values, whether in white or black notation.

In triple time,

minims represent Tripla, three minims to the Tactus, i.e. dotted semibreve = 60.

semibreves represent Sesquialtera, three semibreves to two Tactus, i.e. dotted breve = 30. Notice that dotted semibreve = 60 again, and minims have the same value as in tripla.

semi-minims (looking like crotchets) go very quickly, six to the Tactus. The default grouping is three groups of two, i.e. Tripla. Under a 6/4 mark, or with 3 marked over small groups of notes, the grouping becomes two groups of three (i.e. compound duple). Notice that minims, dotted minims, semibreves and dotted semibreves have consistent in any triple time notation.

This simple consistency ensures that different voices fit together in all situations, as well as allowing quick and unambiguous solving of proportion puzzles.

BLACK NOTATION

In triple time, semibreves can be white  or black. In certain circumstances (beyond the scope of this post, but the wiki article on mensural notation here  is a good introduction), white semibreves get “perfected” to contain three minims. What we regard today as the dot of prolongation (a dotted semibreve is worth three minims), the 17th century saw as the dot of perfection. Black semibreves do not get perfected.

Similarly, breves can be white or black.

In practice, black notation either shows a switch to triple proportion (easily noticeable, since in common time all semibreves and breves are white) or draws attention to a syncopation within triple proportion. (e.g. the rhythm short-long, rather than the customary long-short).

Minims can also be white or black. The problem is that a black minim (triple proportion, black notation) looks identical to a crotchet (common time). It also looks like a semi-minim (triple proportion, white notation). A black semi-minim (triple proportion, black notation) looks like a quaver (common time). We also see white semi-minims (triple proportion, white notation), which look strange to us, like white quavers.

But don’t worry too much. In most situations, it’s abundantly clear whether or not you are in triple proportion, and if the notation is generally white or black.

Changes in colouration draw attention to changes of metre and/or of short-time rhythm.

THE THEORY IN PRACTICE

We end up with these five possible speeds of triple time (three different proportions, and two non-proportional notations):

Non-proportional triple metre

Very Slow & Steady: Three beats in 3 seconds (not proportional, minims under common-time sign)

 

Sesquialtera

Slow proportion: three beats in 2 seconds (semibreves in proportional notation, Sesquialtera)

 

 

Non-proportional triple metre 2

Medium Steady:  Three beats in 1.5 seconds, crotchets under duple-time sign

 

Tripla

Medium proportion: three beats in 1 second (minims in proportional notation, Tripla)

 

In principle, there could be a fast steady notation, with groups of three quavers under common-time sign (non-proportional). These would go at three beats in three-quarters of a second. But I can’t think of an example from this period. Can anyone provide an example?

 

6 4 proportion

Fast proportion: compound duple, counting six beats in 1 second This example from “Altri canti d’amor” sets the text “le battaglie audaci” (‘daring battles’, hence the very fast declamation)

 

In any triple proportion, a semibreve lasts about two-thirds of a second. A minim lasts one-third of a second. A semi-minim lasts one-sixth of a second.

But whilst the notation, the metre and the short-term rhythms change, the Tactus remains constant.

Whatever the notation says, you maintain the same Tactus beat (around MM 60, i.e. one beat per second). But before a change into Sesquialtera, it helps to focus only on the Down-stroke of the Tactus (i.e. thinking semibreve = 30 rather than minim = 60), so that you can mentally subdivide the Down-strokes into three as the change to slow triple proportion takes effect.

Some period sources discuss this in terms of Tactus (semibreve = 30) and Semitactus (minim = 60), but most use Tactus interchangeably for the full Down-Up, or just for the Down stroke.

Of course, you need to avoid anachronistic rallentando as you approach a proportional change. Don’t use the brake and accelerator, just use the gears!

In a later post, I’ll discuss the application of this theory to balli in operas, in particular Anima e Corpo and Orfeo.

But one last thought… My theory is that the “time signatures” don’t matter, you can see everything from the note values. Roger Bowers believes the opposite is true, i.e. that the vital information is conveyed by Proportional signs. So what about the moresca that ends Monteverdi’s Orfeo? It is printed under a “time signature” of C. But clearly it must be proportional notation, you couldn’t continue in common time with minim = 60.

Obviously, this was a printer’s error, and the proportional signs were omitted. But – and here’s my point – if this error were highly significant (as for Professor Bowers’ theory, it would be), surely the printers would have restored the missing signs, perhaps during the print run (other errors were fixed along the way, as can be seen by comparing different copies of the 1609 edition), and certainly for the second edition (which fixes many errors, and introduces many new readings, some erroneous) of 1615.

But they didn’t fix it, not in 1609, not in 1615. I suggest that no-one (then or now) is confused by the lack of proportional signs, and there is broad agreement today that this lively dance goes at three minims to the Tactus. QED.

Moresca from Orfeo

 

PS Don’t forget to add this last killer example to the challenge tests for your own alternative theory!

Robot wars

Competing Theories of Historical Performance Practice?

 

Please join me on Facebook https://www.facebook.com/andrew.lawrenceking.9 and visit our website www.TheHarpConsort.com .

Opera, orchestra, vocal & ensemble director and early harpist, Andrew Lawrence-King is director of The Harp Consort and of Il Corago, and Senior Visiting Research Fellow at the Australian Research Council Centre for the History of Emotions.

 

 

 

 

 

 

 

 

 

 

 

 

Flow 2014 – The Cambridge Talks

Cambridge bridge of sighs

Csikszentmihalyi defined Flow, being ‘in the zone’, that ‘Zen feeling’, you’re relaxed, but wonderfully concentrated, quietly confident, feel calmly exhilarated at the challenge in front of you. [Read ALK’s introduction to Flow, Accessing Super-Creativity: May the Flow be with you!  here.]

This posting summarises and comments on papers and discussions related to Flow at the recent CMPCP conference at Cambridge University. [More about the Centre for Musical Performance as Creative Practice here.]

SELF-REGULATED PRACTICE PROCEDURES AND FLOW STATES

Marcus Araújó, who investigates Performance Studies and Psychology of Music & Education at the Department of Communication and Art at the University of Aveiro, is interested in Flow, the cognitive processes underlying performance and practice of music, musical expertise, and expert musicians’ preparation for performance.

Abstract

The aim of his study is to explore self-regulatory practice behaviours and Flow in highly-skilled musicians. A sample of 212 musicians answered a developed questionnaire about practice behaviours and Flow state. Results show that the skilled musicians were highly self-regulated. Most of the Flow characteristics were experienced whilst practising, but ‘action-awareness merging’ and ‘sense of control’ were less reported. Self-regulated behaviours, ‘metacognitive awareness’ and ‘self-efficacy’ were correlated with Flow dimensions, suggesting that these may contribute to the Flow experience whilst practising. ‘Goal setting’ negatively correlated with the ‘action-awareness merging’ dimension of Flow. No positive associations were found between the ‘action-awareness merging’ dimension and any or the self-regulated behaviours.

ALK summary 

Marcus is looking at the relationship between Flow and efficient practising. In particular, he has devised a questionnaire to measure various aspects of musicians’ experience. He has taken well-agreed indicators of Flow (from Csikszentmihalyi  and others):

  • a good balance between challenge/skills
  • clear goals
  • clear feedback
  • intense concentration
  • loss of self-consciousness
  • merging of action and awareness
  • sense of control and agency
  • losing track of the passing of time
  • a sense of deep satisfaction

Flow improves creativity and combats performance anxiety. But there is a lack of research on positive experiences whilst practising. This is why Marcus is looking at positive experiences, and at experiences during practising (as opposed to performance).

The experience of the ‘Merging of action and awareness’ is the Flow-indicator that is most beneficial for musicians.

Self-regulation and the optimal use of one’s own personal resources is the key to finding Flow and practising efficiently.

Marcus’ results show a negative correlation between Practice Organisation and Merging. Practice Organisation may inhibit Flow.

ALK comments

Marcus’ advance title was more ambitious “Entering into Flow-state through self-regulated behaviour: an explanatory study”. This is of course what we are all looking for, reliable ways to enter Flow  that we can use for ourselves, that don’t require the presence of a teacher. I can understand that with his revised title, Marcus wanted to avoid claiming more than he could deliver, but his study is already on a good path towards identifying possible gateways into Flow. And he has also noticed along the way some potential blocks to be avoided.  

The particular importance of Marcus’ work is that he is measuring experience. It is very useful to have data on, as well as descriptions of, Flow. Of course, there are limitations inherent in his methodology. Participants are reporting their own experiences, after the practice-session is over. There might perhaps be a tendency for self-reporting to be over-optimistic, but the strength of Marcus’ questionnaire is that it asks about many different aspects of experience. We don’t have to make any judgement about how successful or not these musicians were at entering Flow, rather (as Marcus has done) we can examine correlations between those different elements.

There might well be differences between how a practice-session feels whilst it is going on, and how one feels about it just afterwards – obviously, questionnaires cannot give real-time data on the on-going experience. Indeed, Csikszentmihalyi has already shown that the satisfaction associated with Flow is not felt during the process (which may require hard work,    Csikszentmihalyi  gives the example of rock-climbers making a difficult ascent), but afterwards, when one looks back on the completed task. And it seems to me that, since Flow is associated with an absence of self-consciousness, real-time testing carries a strong risk of Observer Effect (the process of measuring will change the activity that is being measured), even of disrupting Flow entirely. It is very difficult to devise real-time testing that would be ‘invisible’ to the participant.

Marcus is measuring subjective experience. This positions him somewhere in-between those of us who are investigating experience qualitatively (i.e. phenomenology) , and the ‘hard science’ approach of measuring objective variables. Such an in-between position might be particularly advantageous for establishing connections between subjective experience and more objective measurements from neuroscience and other disciplines.

Questionnaires are low-tech, low-budget and easy to administer. Collating the data is also straightforward. These are all significant advantages.

For all these reasons, I think Marcus’ approach has much to commend it. Other studies are producing descriptive material, but lack measured data. It would be very useful if other researchers could take up Marcus’ questionnaire and apply it to their own studies, so that large data-sets could be built up for comparative studies and meta-analysis.

From his data, Marcus pulls out some interesting ideas. I agree that the Merging of Action and Awareness is a key benefit of being in Flow, not only for musicians but also for sportsmen. It’s not the only such benefit, and in a future posting I will argue that it is not the most important one for elite performance. However, Marcus is looking at practising, and my next post will present my hypothesis that performance-Flow and practice-Flow are significantly different.

Marcus observed that goal-setting and practice organisation correlated negatively with Flow.  Can this be explained as conscious, Left-Brain processes interfering with subconscious Right-Brain Flow?  Or does referring back (during the practice session) to goals and practice-plans (established before the session started) disrupt the focus on the present moment, the Mindfulness that is needed for Flow? These are important questions, because Ericsson’s concept of Deliberate Practice suggests that conscious organisation of practice-sessions is highly beneficial. How can we organise practice efficiently without disrupting Flow?

My own investigation examines Flow within the Griffin model of the REM-state, and in connection with Ericsson’s Deliberate Practice and Ericksonian Hypnosis. [Read more here] Learning (in lessons or in self-regulated practising) is regarded as a Post-Hypnotic process, guided by Suggestions which can come from the teacher or from one’s own self-regulation. In a future posting, I’ll discuss how established knowledge from Hypnosis might contribute to our understanding of gateways into Flow and of how to manage blocks that prevent or disrupt Flow. Marcus observes that Self-Regulation is a key factor: I will propose that Self-Hypnosis could be a highly effective gateway into Flow.

 

Cambridge river flowing

 THE ABILITY OF REAL-TIME NAVIGATION IN THE MUSICAL FLOW: THEORY AND PEDAGOGY

László Stachó is a musicologist, psychologist and musician working as senior lecturer at the Liszt Academy of Music in Budapest ad at the University of Szeged. He is a CMPCP Visiting Fellow. His research focuses on Bartok analysis, 20th-century performance practice, emotional communication in musical performance and enhancement of attention skills involved in music performance.

Abstract

Laszlo argues that a true sign of musical giftedness is the ability to uncover meanings from musical materials – grounded in feelings – and to position into them in the act of performing with full concentration. Full concentration is fostered through the ability to navigate cognitively in the musical Flow, i.e. the ability to ‘be’ in  (i.e. to position into) the future, in the past and in the present – phenomenologically very often at the same moment.

In a forthcoming book, he presents the outline of a new, detailed pedagogical methodology for enhancing in musicians (regardless of their instrument and including singers) the ability of real-time navigating in the musical Flow, including the sub-abilities to imagine the upcoming structural units (i.e. to estimate by feeling their durations through forming a mental image of them), to form a clear mental image of the past musical units to which the upcoming ones are to be measured, and to feel deeply the present moment.

ALK summary 

Laszlo contrasted two viewpoints: technical, logical, looking for the end-result and content-centred, emotional,  focussed on the on-going process. In Music, these viewpoints can be contrasted as  Mathesis (i.e. science/learning/mathematics) versus Emotions. Today’s conservatoire methodologies are strongly rooted in 19th-century attitudes to technique. However, Emotion and Mathesis need not be mutually exclusive.

What is missing in theories of musical ability is the consideration of Affekt, and Time. What is missing in pedagogy is teaching how or what to feel, teaching how music happens in real time (as opposed to detached analysis).

Laszlo showed videos of master-classes with elite performer-teachers. Teaching how to play Chopin in 1961, Alfred Cortot said that the performers interpretation “should be transposed to the plan of a kind of intimate reverie”. “You need to dream the piece, not play”. Flow is compared to dreaming.  In another master-class, Maria Peres said “We have to believe that miracles can happen, and then they happen more and more often”.

Lazlo argues that imagery is strongly connected to feeling. Mindfulness is also important: Laszlo sees it as a short-term phenomenon, linked to particularly significant musical moments.

Laszlo drew attention to the performer-teacher’s Gaze. A certain characteristic direction and focus of the eyes reveals the cognitive process of reflection.

Another video showed high-tech analysis of Gaze, contrasting two footballers, an elite international (Ronaldo, popularly dubbed “the phenomenon”, and considered by experts and fans to be one of the greatest football players of all time) and a competent amateur. Analysis showed Ronaldo’s very precise direction of his eyes, switching very rapidly and precisely from the ball to opponent’s feet, hips (for predicting the opponent’s next movement), looking for empty space to move into.

For musicians, Laszlo recommends that the mental image should appear in your mind just before you play. This ability is a core ability, appearing in sports as well.

Three skills must be operated simultaneously:

  • Goal setting – being in the future
  • Mindfulness – being in the present
  • Reflection – being in the past

The quality of performance depends on thoughts and feelings in your mind during performance.

Real-time navigation of musical flow requires learning “how to let go”. We learn this by visualisation exercises involving imagined movement (e.g. the trajectory of a thrown ball).

ALK comments

This was a fascinating paper, even if Laszlo’s detailed methodology for entering into Flow was not presented here. We’ll have to wait for his forthcoming book (in Hungarian!).

It could be very productive for Laszlo and Marcus to collaborate, since Laszlo has methods for helping musicians enter Flow, and Marcus can measure the experience they have as a result.

Ericsson’s concept of Deliberate Practice argues against the idea of inherited talent. I would re-phrase Laszlo’s opening claim to avoid the notion of “giftedness” and re-prioritise for the audience rather than for the performer: a true sign of musical success is the ability to reveal meanings to the audience. The performer must extract those meanings from musical materials – grounded in feelings – concentrate on them fully during the act of performing.

Laszlo is grappling with a difficult but vital concept as he tries to help performers ‘be in’ the Past, Present and Future, all at once. Perhaps this happens in different ways on different time-scales. As we speak (whether formally or in casual conversation) we are able to link the words we just said, the word we are pronouncing now, and the words that will follow immediately afterwards, in order to create a sentence. Whilst we remain more-or-less aware of our previous sentences, and of the sentence we are saying now, we might or might not have a conscious intention concerning the next sentence. Only an experienced speaker can maintain a coherent structure for an entire speech or lecture, navigating sentence by sentence through the current paragraph, whilst keeping in mind what was said in previous paragraphs and what must be said in subsequent paragraphs. Most people would memorise or write down some kind of plan (an outline, or an entire script) for such a speech. All of these examples are shorter-term than and different from Laszlo’s triad of Goal Setting, Mindfulness, and Reflection.

In Early Music, we can side-step these complications by equating Music with Rhetorical Speech. Past-Present-Future relationships in Music can then be linked to similar progressions through Time in prose or poetry (as I just did, above). I’m strongly convinced that such a Metaphorical understanding of the Past-Present-Future relationships is more useful in the practical situation than abstract theorising. Other Metaphors are also valid (walking, dancing, visual imagery) and indeed Laszlo recommends visual imaging as a practical way to manage Past-Present-Future awareness.

In Early Music, we can think about Passions (affetti) that change across measured Time. Time is measured with a slower beat (Tactus, read more here), affetti change more frequently, than in later music.  This results in a different experience of passions/time, that may be more effective in facilitating Flow. My own research into Enargeia links changing affetti to the emotional power of detailed visual imagery. (More about Enargeia: Visions in Performance here).  Positive imaging is frequently used in sports training and in Hypnotherapy.

Early Musicians are very aware of the bias of Conservatoires towards 19th-century models of performance and pedagogy. One aspect of this bias is the conventional divide between Technique and Interpretation. Historically Informed Performance (HIP) does not accept this binary, but follows earlier models in which technical means are more closely interconnected with musical ends (e.g. keyboard fingering and phrasing). Nevertheless, the most recent research relates HIP to Emotions Studies, so that performance, passion and the audience’s perception are also all interconnected. [Read more about How did it feel? here.]

I suggest that Laszlo is seeing from his pedagogical and Flow-oriented viewpoint similar limitations of the standard Conservatoire approach that we see also from the HIP viewpoint. Certainly most Conservatoires are uncertain how to teach Emotions in music, whether in standard repertoire or in HIP. There are programs that address the problem of performance anxiety, but (as Marcus observed in the context of practising) there is less teaching of precisely how to work positively with emotions.

Laszlo’s plea for a holistic approach that unifies interpretation, technique, and emotions should be heeded. This is the same triad that we see in the historical concept of Music as Musica Mondana (the Music of the Spheres, that Otherworld of magic, myth and mystery that makes a musical interpretation deeply meaningful, somehow spiritual), Musica Humana (the harmonious nature of humanity, unifying body, mind, spirit and emotions) and Musica Instrumentalis (actual music, i.e. techique, whether instrumental or vocal).

My first reaction to the videos of master-classes was to remind myself that a master-class is a very asymmetric situation, in which everything favours the teacher. The student is not only processing new information & new instructions, and changing their whole performance, but they are doing all this in full view of the audience. It is highly likely that the student will not be in Flow. At worst, a master-class can become a vehicle for the teacher to demonstrate their own superiority, their own Flow, at the expense of the student. But these problems for the student in a master-class are advantages for the researcher studying Flow, since we can expect to observe crucial differences between the master in Flow and the student not in Flow.

Cortot’s idea of a performance with Flow as similar to dreaming relates to the theoretical underpinning of my own research into Flow within Joe Griffin’s theory of Dreams. (more about Griffin’s theory, such stuff as Dreams are made on: Representing Emotions in Metaphor here).

As soon as I saw Cortot’s face, with the characteristic Gaze to which Laszlo drew attention, I recognised a look that can be found in many historical paintings of musicians. The eyes are directed forwards, upwards and into the remote distance.

Zampieri eyes

This Gaze is associated in Neuro-Linguistic Programming with inner focus (accessing visual memory or invented imagery). In Hypnosis this eye movement is part of a standard test, and is considered to be a reliable sole indicator of a hypnotic trance. In Historical Action, it is associated with the hand gestures for Awe or Wonder: the complete set of Awe/Wonder indicators are seen in many religious paintings (saints receiving visions, calling forth or witnessing a miracle).

 

 

Admiror

In 2013, I made a case-study of John Bulwer’s 17th-century gesture of awe-struck worship for performances of the earliest surviving Spanish Oratorio, which tells the Christmas story of the Shepherds witnessing the appearance of the Angel and worshipping the Christ-child in the Bethlehem stable. Another, highly detailed case-study of medieval Awe by Javier Diaz-Vera of the University of Castille La Mancha was reported at the recent CHE conference on “Languages of Emotion”. I observed a startling strong connection between this Gaze and Flow in a class at Scoil na gCláirseach, the summer school of the Historical Harp Society of Ireland, in August 2014.

The Feldenkrais Method advises re-setting ones habitual Gaze by placing the head lower, and lifting the eyes. This releases neck vertebrae, with beneficial effects for wellbeing, confidence and voice-production. Similar adjustments are recommended in Alexander Technique.  I am experimenting with Gaze and Self-Hypnosis in my own investigations of Flow.

Gaze and historical performance are related in the study of Enargeia and baroque gesture – you point at what you see, which can be far off in the distance, within your imagined vision of the words you are singing. 17th-century texts frequently evoke distant mountains or the heavens.

Laszlo identifies Gaze as an indicator of Flow. I hypothesise that control of Gaze can facilitate access into Flow. In discussions at Cambridge, some delegates were concerned that such a Gaze might just be created deliberately: I don’t think this is a problem. “Fake it till you make it” applies – imitating the outward appearance of the Flow-Gaze can be expected to produce the genuine Flow-state within.

Peres’ comment “We have to believe that miracles can happen, and then they happen more and more often” can be appreciated in the context of Hypnotic Suggestion for confidence, suggesting that the ‘miracle’ of Flow happens more frequently as one gains confidence in it. The comment also makes sense in the context of Deliberate Practice: the harder you practice, the luckier you get. Flow can lift you to the very peak of your ability, but it cannot create abilities you do not have.

The Gaze analysis of footballers supports a finding in Matthew Syed’s Bounce [here] that elite sports performance is not necessarily associated with fast physical reactions, but rather with very fast subconscious processing of information coming in from visual observation. That visual observation is facilitated by rapid, accurate, but subconsciously directed eye movements. All this fits perfectly within the Griffin model of dreaming and the REM-state (Rapid Eye Movement). Eye Movement is another route into hypnotic trance (see Richard Nongard’s “butterfly” rapid induction here). I hypothesise that REM is not only an indicator of Flow in elite performance, but could be a gateway into such Flow 

Laszlo talks about “letting go” in order to enter the Flow-state for performance. I think this is a crucial building block for a better understanding of how Flow differs between training/practice and performance. At Scoil 2014 I deliberately asked students to ‘change gear’, to ‘let go’ as they transitioned from establishing technical skills with detailed slow practice into full-speed trials of the new skill. I combined this with deliberate re-direction of Gaze, in order to enter a particular Flow-state for the full-speed trial. I used the imagery of a young bird learning to fly: flap the wings slowly, learn how they work; then jump off and fly. In this context, Yoda’s advice also holds good:

Yoda do or do not

Conscious doubt of whether or not one can succeed is a strong inhibitor of the subconscious Flow needed for that success.

I like Laszlo’s formulation that “The quality of performance depends on thoughts and feelings in your mind during performance.” When I was a student at the London Early Music Centre, tenor Edgar Fleet taught me that “Early Music is transparent. The audience can see through to what you are thinking about. If you are thinking about fish-and-chips, that’s what they’ll get. If you are thinking of something more meaningful, they’ll get that instead”. If we think about technique, audiences may appreciate our skill, but their passions will not be moved.

As Laszlo said in his opening remarks, we need to focus on Content and Meaning. I would add that such focus does not ‘distract us from our technique’, rather it helps us ‘let go’, and enter Flow. Let your subconscious handle technique, give your conscious mind something more interesting to think about, communicate better with your audience and also enter Flow. Win-win-win-win!

In private conversations, conference delegates reported to me that Laszlo’s coaching musicians to enter Flow has wonderful effects. I’m sure this is true, and I’m looking forward to reading his book (yep, it’s time to study Hungarian!) And what is the significance of Hungary’s position as a world-leader in pedagogy for Music (Kodaly method) and Fencing?

Other conversations dwelt on Laszlo’s personal conviction that discussion of Flow should include the language of magic. This was resisted by scientifically-minded delegates at the Cambridge conference, and it might not play well for Laszlo in academia generally. But here are my reasons for supporting Laszlo’s position. Flow is not a modern phenomenon, even though it has been named only recently. Our ancestors, right back to the first cave-painters experienced Flow, even if they did not name or analyse what they were experiencing. [More on the REM-state and evolution here] Flow and Hypnotism are clearly related to ancient traditions of folk-magic and shamanism.

Meanwhile, modern practitioners of Hypnosis recognise that different clients require different types of language. The word ‘sleep’ is used less today in Clinical Hypnosis, though it is still highly effective in Rapid Inductions. ‘Hypnosis’ or ‘Trance’ can be used with clients who are confident and comfortable with the idea of being hypnotised. For other clients, it’s better to invite them to a ‘resource state’ or ‘your own special state’. When I work with students on Flow, I take my cue from Ericksonian Hypnosis and adapt my vocabulary to match the student’s preferred language.  For an Early Music fan, I’ll talk about musica mondana and musica humana; for a new-age enthusiast, I’ll rephrase this in terms of Cosmic Harmony. For the nerd (yes, there are some Early Music nerds!), the Star Wars ‘Force’ may be the best metaphor. The Celtic Otherworld or Shamanism could be very powerful metaphors for someone who responds to such imagery. For someone with a science background, the metaphor of a computer, with its memory banks, operating system, keyboard inputs and background functions can be helpful.

From an Ericksonian perspective, it is the client/student, not the therapist/teacher, who chooses the vocabulary. From a historical perspective, ancient beliefs in music and magic are indeed related to the modern experience of music and Flow.  From my own, practical point of view, I’d recommend widening the vocabulary as much as possible, so as to offer Flow to students from all kinds of backgrounds. “Accept and utilise” is the Ericksonian mantra.

Thinking of the Historical priority that privileges the audience over the performer (in contrast to the 19th-century glorification of the ‘artistic genius’ and ‘expressive performer’), I raised the question at the Cambridge conference: is there any correlation between the Performer being in Flow, and audience members having a Strong Experience (shivers down your spine, the tingle factor, those powerfully emotional reactions to music)? The research project I’ve now begun on The Theatre of Dreams: Operatic Performance as an Early-Modern REM-state Activator assumes that around the year 1600 there was such a correlation, and draws on Ericksonian Hypnotism as an explanation. [More here]

 

Cambridge Mathematicians Bridge

WHAT COULD BE UNIVERSAL ABOUT MUSICAL IMPROVISATION? SITUATING THE COGNITIVE APPROACH

Andrew Goldman is a PhD student at the Centre for Music and Science, University of Cambridge. In addition to his scholarly research, he is a pianist and composer. Recently, his musical entitled Science! The Musical was premiered in Cambridge.

Abstract

Andrew Goldman reviewed trends in ethnomusicological and critical research on improvisation, showing how they challenge cognitive-scientific approaches and also how they share certain motivations (such as exploring performers’ creative processes). With specific reference to his own experimental research paradigms working with jazz musicians, he shows how such sensitivity can be an important check on the universalising tendency of scientific theorising, but also a way to demonstrate the broader validity of such scientific theories. This is accomplished through exploring modes of performance in terms of cognitive-scientific theoretical frameworks – such as motor theories of perception – in order to expand the explanatory scope of scientific conclusions beyond a particular musical tradition.

ALK summary

Andrew Goldman showed how daunting a task the serious, cognitive-scientific researcher faces, in attempting to establish solid,  reliable data for such richly complex activities as music-making and improvisation. His carefully designed and executed experiment established that time-delayed Feedback disrupted the performance of jazz pianists significantly more when they were improvising. From this, we can deduce that improvising (whatever that means: for this experiment the pianists were just instructed to improvise, and the results were accepted) is indeed different, and that the difference is somehow related to Feedback and to Time.

ALK comments

I admired this paper precisely because Andrew G’s conclusion was so carefully limited, precise in what it did not attempt to claim. Painstaking and sustained effort was needed to reach even this modest conclusion. This encourages great respect for those who are investigating complex phenomenon within the ‘hard’ scientific disciplines. We do need this check and balance on the tendency to universalise individual experience to general theory. Even if we can discover more, more quickly, through an experiential, phenomenological approach, we must constantly test the assumption that such experiences have any more general significance. A rounded view of complex phenomenon is likely to come about from a multi-disciplinary combination of various approaches, both “hard” and “soft”. [Andrew G tells me that he doesn’t like these labels, but I use them as a convenient shorthand, and with proper respect for both sides].

This paper was not about Flow. But I was interested in the topic of Improvisation anyway. I improvise a lot (in HIP styles) in performance; I direct The Harp Consort, an ensemble renowned for its HIP-improvisation; I’m a teacher of HIP-improvisation and I’m personally convinced that Improvisation is a valuable skill for any musician. Andrew Goldman gives us solid evidence that “improvising” [whatever that means] is “different”.

I suspect that scientific investigation of precisely how Improvisation is “different” will run into similar difficulties as scientific investigation of  Hypnosis, which has a much longer history. Neuroscientific observations of Hypnosis identify the characteristics of the activity happening (hallucinated or suggested under Hypnosis, or actually happening in a normal conscious state) rather than particular characteristics of Hypnosis itself. I suspect we will find the same is true for Flow. But in the face of this serious difficulty, Andrew G has established one clear difference, relating Improvisation [whatever that means] to Feedback. And we know from Csikszentmihalyi that Feedback is related to Flow. I have hypothesised that Improvisation may be related to Flow, and that Improvisation may be a gateway into Flow.

One possible explanation could be that Improvisation requires an Altered State of Consciousness, an inner focus that facilitates the calling up of material either from the memory, or from the imagination, or from the imaginative re-combination of memorised and imagined fragments. In ensemble improvisation, this inner focus must be combined with the processing of external information, the material improvised by other musicians. In any improvisation, this inner focus must be combined with the processing of the sound of the music one is creating, i.e. with Feedback. Improvising may self-induce a trance. In trance states, Suggestions can have particularly powerful effect. When improvising, it is the sound of this note that Suggests what note might follow. If that Feedback/Suggestion process is disrupted, the effect would be stronger in trance than in normal consciousness.

In one way, that explanation of mine is useless. It replaces one word we can’t define, Improvisation, with another word we can’t define, Hypnosis. In spite of all the years of investigation, there is still no accepted definition of Hypnosis, and no accepted scientific indicator of trance. Just as with Flow, there is a list of typical indicators: if someone experiences enough of these indicators, they are probably in that state. But the benefit of linking Improvisation, Flow and Hypnosis (no doubt there are distinctions to be made, alongside those links) would be that we could take the knowledge of Hypnosis acquired through many decades of practical investigation and scientific study, and quickly apply that knowledge (mutatis  mutandis) to Flow and/or Improvisation.  

Certainly, we should not be ashamed that we don’t really know what Improvisation or Flow is, in the strict scientific sense. In that sense, we don’t yet know what Hypnosis is, but we do know that it works, and that in certain circumstances, it can work magic, wreak miracles. An phenomenological approach might open up ways to extend good experiences of Hypnosis, Improvisation and Flow to the benefit of more people, more often. A ‘hard’ scientific approach can provide necessary balance by searching out chinks in the links, establishing how these related phenomena differ from each other. Ericksonian Hypnosis emphasises how one person’s experience can differ from another’s, and searches for ways to accept and utilise those differences. Can hard science establish what is universal, beyond such individual differences?

water drops

In the meantime, my own experiential investigations into the phenomenology of Flow and the Theatre of Dreams continue. More posts on these subjects soon. In particular, I will propose that Time Distortion effects (much studied in Hypnosis) are crucial to the understanding of two different kinds of Flow, in practice and in performance.

May the FLOW be with you

Please join me on Facebook https://www.facebook.com/andrew.lawrenceking.9 and visit our website www.TheHarpConsort.com .

Opera, orchestra, vocal & ensemble director and early harpist, Andrew Lawrence-King is director of The Harp Consort and of Il Corago, and Senior Visiting Research Fellow at the Australian Research Council Centre for the History of Emotions.

In Memoriam Pat O’Brien: Introduction to Italian Baroque harp

 In Memoriam

Pat O’Brien, lute and guitar guru, was also a charismatic influence on the revival of historical harps. In 1986 he contributed to the pioneering Early Harp conference in Basel, and over the next few years taught at the influential Bremen Harps & Lutes events. He was a founder member of The Harp Consort, appearing in many concerts and on the CDs Luz y Norte, Carolan’s Harp and Vivaldi’s Four Seasons. With the New York Continuo Collective he facilitated a creative dialogue between harpists, lutenists and singers. He also taught at the Julliard School.

Most of today’s leading early harpists and lutenists benefitted from Pat’s insightful and authoritative teaching. Many of us are privileged to have known him as a friend, a larger-than-life character whose powerful presence we sadly miss, even whilst the inspiration of his work lives on.

Pat thought a lot about Historical harp technique, and he and I discussed the subject at length over many years. This article owes much to his ideas, and is dedicated to his memory.

Pat O'Brien

INTRODUCTION TO ITALIAN BAROQUE HARP

Part I: History

This instrument is called in Italian arpa doppia, because it is very large [twice the size of the renaissance ‘gothic’ harps that preceded it], and because it has a low bass compass [as we also say ‘double-bass’, ‘double-bassoon’ for instruments with low bass notes]. It has more than one row of strings, providing strings for chromatic and diatonic notes.

Jacopo Peri

Jacopo Peri with a renaissance harp (1589)

 

The Barberini harp  (17th century)

The Barberini harp
(17th-century)

 

We see medium-size double-harps in Italy, with two rows of strings, around 1580. The ‘Este’ harp is typical, with the shape of a gothic harp, but rather larger size, and with two rows of strings.

Este harp

 

In the early 1600s, we see much larger harps with three rows of strings [two diatonic rows, chromatics in the middle row]. These are still called arpa doppia, or sometimes arpa a tre ordini [with three rows].

 

We do not know the details of the transformation from medium-size & 2 rows to large-size & 3 rows. There is comparable situation with our lack of detailed knowledge of the similar transformation of the renaissance lute to the baroque theorbo, which took place around the same time.

theorbo Confortini

The large 3-row harp was a highly successful design. It, was exported to France, Germany and England. It later interacted with Welsh harps to produce the Anglo-Welsh baroque triple harp [around 1700, more on Welsh harps here].

The primary function of the arpa doppia around 1600 was to accompany, in the new style of continuo. [More on continuo here.] The instrument is designed to play bass, with extreme low bass-notes easily available; and to play harmonies in the tenor/alto register. The playing position is optimised for this function.

In the painting,  Allegory of Music (above), the very large Barberini harp is shown leaning forwards (in contrast to the modern position with the instrument leant backwards). I’ve tried the Barberini position, and I find it plausible. I sometimes use a less extreme version of this position, with the harp leaning forwards just a little: the harp will not fall, because your hands are resting on the soundboard. Most 17th-century paintings show that harp was positioned approximately upright [where it balances], with the player on a chair of normal height.

The player is thus rather low, with the harp high above. If you turn to look at the strings, you will be looking at the “tuning A” [eg A 460/440/415, whatever]. Without turning, your normal focus is on the strings corresponding to the range of the bass-clef – the normal range of baroque bass-lines.

It is easy to reach forward and down with the left hand, to play the extreme bass notes close to the soundboard. It is more difficult to reach up and back with the right hand to play the high treble. This is consistent with the main role of the instrument, to play continuo.

Of course, players did take advantage of the solo possibilities of the arpa doppia. Monteverdi and Trabaci write solos that dramatically exploit the entire compass from d” to GGG, 4½ octaves, sometimes in a single phrase. But the normal 17th-century soprano range remains within the C1 soprano clef [a third below treble clef].

In 18th-century instrumental music, composers often write an octave higher than this. Thus some German 18th-century harps, known as Davidsharfe,  were medium-size with 2 rows [allowing easier access to the high notes]. Italianate triple harps were also played in Germany, and it is not known whether CPE Bach’s Sonata was intended for triple harp, single-action pedal harp, or perhaps even for 2 instruments (one plays the solo, the other realises the continuo). [You can read Mary Oleskiewicz’s article on CPE Bach’s sonatas here Mary Oleskiewicz on CPE Bach. See the first page of her edition here, and consult the complete edition here.]

 

The 18th-century Anglo-Welsh triple harp is very large, but has a different shape, with very long bass strings, but not extending above the player’s head and shoulders in the treble. Again, this allows easier access to the high notes. [More on Welsh triple harps here.]

 

Our Italian baroque harp, the 17th-century arpa doppia, is optimised for 17th-century music. It can play very chromatically, but within a narrow range of basic tonalities [a simple piece in a ‘bad’ key is very difficult]. The instrument is designed to play continuo accompaniments, and is also very suitable for 17th-century polyphonic music or for dramatic solos. This is precisely how it was used at the time: this is also the kind of published repertoire that survives.

Agazzari frontispiece

Part II: Technique

The modern binary of Technique/Interpretation is not the best way to consider how to play Early Music. Many teaching books from the baroque period [most famously the three great treatises: Quantz for flute (1752) here, CPE Bach for keyboard (1753 & 1762) here, , Leopold Mozart for violin (1787) here] share a common structure with three or four main sections.

18th-century teaching books

Much of what we would now describe as elementary technique is dealt with very quickly. Hold the instrument like this, play in time (read more about rhythm for Early Music here), and play in tune (for the period of the arpa doppia the default temperament is quarter-comma meantone).

After this short introduction, the first subject to be dealt with at length is Articulation. This means tonguing-syllables for wind instruments, bowing for violin, and fingering for keyboards and harps.  This section therefore links phrasing (especially short-term phrasing) to the basic technique of each instrument.

The second section teaches how to play ornaments (technique), and how to use them (intepretation). Often, certain ornaments are required for the sake of musical ‘grammar’, just as certain words require diacritical marks. What might seem to be a tiny mark, an optional extra, is an essential requirement if you ‘speak the language’ of a particular musical style.

The third section teaches Good Delivery. This is not quite the same as modern Interpretation. There is less emphasis on the performer’s Expression, or on translating the composition into some new form. Rather, the idea is to get the music across to the audience, clearly and effectively. The desired effect is muovere gli affetti to move [the audience’s] passions.

[Read more about How does it feel? A history of heaven, hearts and harps here.]

In this Introduction, I’ll follow the example of those historical teaching books, dealing quickly with the basic playing position, and spending more time considering Articulation, i.e. how musical phrasing (in period style) connects to historical technique (fingering).

2.1 Position

Find the balance-point of the harp, and bring yourself towards the instrument. You will need to sit well forward on the chair. Put your right leg forward, alongside the instrument. Draw your left foot back, so you have easy access to the extreme basses, playing the strings close to the soundboard.

Keep some weight on your feet. You can test this, by seeing if you can stand up without first adjusting your position. Stand up and sit down a few times, until you have found a seated position that still has your feet firmly on the ground.

 

Charles II, seated in typical 17th century manner. But I have flipped this image horizontally, in order to show the right leg extended, as needed for baroque harp.

Charles II, seated in typical 17th century manner. Note that I have flipped this image horizontally, in order to show the right leg extended, as needed for baroque harp.

 

For those interested in radical authenticity, you could experiment with having the instrument leaning forwards, held from falling by your hands resting on the soundboard (as we see with the Barberini harp, above.

For anyone coming from modern harp, you might need to remind yourself frequently to re-set the harp upright, since you’ll be used to its leaning backwards.

Your nose will be around the “tuning-A” string. You can easily see the bass-clef register. You can easily reach the extreme low strings. Don’t worry about the high trebles, you won’t need them yet.

It might feel strange to have the instrument ‘so high’: don’t worry! You might find it difficult to focus your eyes on so many strings: don’t look!

Zampieri 

You can watch the video here.

Introduction to Italian Baroque harp 1 Position

2.2 Hands – relaxed for delicate control

With the low-tension strings of an early harp, your fingers don’t need strength, as much as smooth relaxation and delicate control. Excess strength will tend to morph into unwanted tension in the hand. So it’s a useful exercise to re-calibrate the strength in your hands, especially if you are coming from higher-tension pedal harp.

gentle hands

You can do the following exercise with real water-bottles, but it’s even more effective if you just imagine the bottles, and let the learning go direct into your subconscious.

 

 

water bottles

 

1. Hold you hands out, palm upwards, and imagine that you are holding two large, 1-litre, plastic bottles, full of water. As the bottles lie horizontally in your hands, wrap your fingers gently around the bottles. Feel the cool touch of the plastic… are there drops of water on it? Use just enough strength to support the bottles.

2. Now pour out half of the water, and then hold the bottles again. Notice how much less effort is needed, now.

3. Now pour out the rest of the water, and hold just the empty bottles. Notice how your hands feel, now.

4. Turn your right hand so that the thumb is uppermost. Let your index finger wrap inwards a little more, and your little finger ease outwards a bit. Bring the middle and ring fingers close to each other.

Your hand will look like this:

Baroque hand

Default hand position from Burnett: The Art of Gesture

This position, with the fingers delicately curved, is the typical shape of a renaissance/baroque hand, that you will see in thousands of period paintings.

Charles II hands

The historical ideal of graceful posture was to have just enough strength in the hand to maintain an elegantly curved shape, but no excess tension. That’s an ideal starting point for historical harp-playing, too.

renaissance hands

Holding you hands out again, palm-up as before, bring your thumb into the palm, aiming towards the base of the little finger. (It varies from person to person how far the thumb wants to go. Just move it as much as is easy and comfortable for you). Then wrap your fingers around your thumb.

This is a basic human movement that we learn as tiny babies. Don’t think of it as a sophisticated “harp technique”, just keep the movement as easy and smooth as possible.

baby hands

As the last stage of this preparatory exercise, try bringing your thumb into your palm, and then wrapping the fingers around it, one by one: index, middle, ring, little. Gently, smoothly. Imagine your hands are moving through honey, not air, so that the movement is slow and sweet, like a slow-motion film.

 

1… 2… 3… 4… 5

Keep it simple!

2.3 Hands on harp

Place your hands on the harp, with the weight taken on the soundboard. Hold your fingers in a relaxed curve. As you move your fingers, let your hand remain still.

Hands on baroque harp

Place your hands on the harp, close to (but not touching) the strings. Repeat the wrap-around exercise.

This is especially valuable for modern harpists. Your long experience with the modern instrument has taught your hands an automatic response to being placed on a harp, i.e. to use your modern technique. So you have to give yourself time to learn another, different technique. At first, away from the harp; then on the harp, but not yet on the strings.

When you are comfortable with the wrap-around exercise, not touching the strings, take a short break. During a break like this, the learning you have done consciously is transferred to your unconscious mind.

Locking Attention

 

Now place your hands on the harp again, with your thumb and fingers on adjacent strings. Push gently on the strings, feel the contact. Rest your hand firmly on the soundboard, really take some weight down into the harp.

Now do the wrap-around exercise again, and let some sounds emerge from the strings. Move your fingers slowly. Focus on the smooth, easy movement, not on the resulting sound.

Most likely, the sound will be pleasant, but rather soft. To get more sound, apply more pressure on the strings, but keep the finger-movement slow.

To improve your sound, apply even more pressure, but keep the finger-movement slow. Let your fingers move through the complete range of movement, slowly. Don’t explode off the string: let your finger (or thumb) move slowly and smoothly.

More pressure. And slower. 

2.4 On the strings

It’s important to position your fingers accurately on the strings. The position is different from that for modern harp.

Place your fingers on the strings, not behind the strings. Your fingers are on the strings, and as you play, they slide across the strings. They slide slowly, with smooth pressure. The secret is to find this controlled sliding, like a violin bow sliding across the strings with enough pressure to make a sound, and with slow speed to sustain the sound.

Your fingers are on the strings applying pressure, not behind the strings and pulling. Here is an easy test for the correct finger-position:

1. Place your fingers on the strings in your best historical-harp position.

2. Push on the strings. Push firmly, and observe what happens.

If your fingers are correctly placed on the strings, you will be able to push the entire harp sideways.

If your fingers are behind the strings, when you push strongly, your fingers will slip between the strings. Whoops! Use this feedback to adjust your finger-position, and try again.

To begin with, you will need to remind yourself frequently of the basics:

  1. Rest your hands on the harp.
  2. Keep your hands still whilst your fingers move.
  3. Fingers on the strings, not behind.
  4. Slow, and with pressure.

Where does all this come from? It’s a mixture of historical information, information from historical keyboard & lute-playing (many ideas from Pat O’ Brien), and my personal experience. Period paintings and study of historical gesture shows us basic positions; lute-playing shows how to be on the string (it’s the only way to play both strings of a double course simultaneously); period violin technique shows the importance of slow, smooth pressure; keyboard, harp and lute techniques show us how to relate finger-movements to the period principle of Good and Bad notes.

2.5 Fingering

Now that you can move the fingers well, which finger should you use for which note? Period fingering systems copy the patterns of speech, so that you can play your Italian harp with an Italian accent.

Around the year 1600, Italian texts have mostly two- or three-syllable words, with a characteristic pattern of accented/unaccented syllables. The historical terms for these syllables are Good and Bad (or sometimes, Long and Short). When composers set such texts, they put a Good note on each Good syllable.

Articulation Good & Bad syllables

[You can read more about historical articulation, The Good, the Bad & the Early Music Phrase here.]

For Italian harp, thumb and middle finger are good. Index finger is bad. Patterns of two or three fingers are usually sufficient for melodies, corresponding to the two or three syllables of the most frequently encountered words.

Period melodies often move stepwise (a jump might indicate the separation between one phrase and the next). So it’s useful to practise the basic fingering for scales:

Upwards: 3 2 3 2 3 2 3 2 ….. and 1 at the top.

Downwards: 1 2 1 2 1 2 ….. and 3 at the bottom. Pass the thumb underneath the fingers.

A good exercise is to play a scale up and down across and octave and one note. Listen for the characteristic sound of Good & Bad notes, like Frank Sinatra’s dooby-dooby-doo.

Helpful Hints:

On the upward scale, place two fingers (3 & 2), play two notes (with your hand still), now slide your hand, and only then replace your fingers on the next two strings. Don’t let your fingers “look for the strings”. Rather, let your hand slide up the harp just the correct distance, so that when you put your fingers onto the strings again, they are in exactly the right place.

On the downward scale, let your thumb move directly from playing one string to resting on its next string (i.e. thumb jumps down a third). The index plays after your thumb has already crossed underneath. This disadvantages the index finger, helping to produce the Bad effect that we want. To keep your hand in contact with the soundboard, you need to slide your index finger down the string (towards the soundboard) as you go along.

When you come to a chromatic note, you might need to adjust the fingering. Often 2, or thumb, will be needed, regardless of the good/bad rule. Get back to good/bad as soon as you can.

E.g. D major ascending: 32 2(f#)2 32 2(c#)2

Period Principles

The principles of historic fingering are very simple.

  1. Put a Good finger on a Good note, a Bad finger on a Bad note. (If you are not sure about the notes, sing the melody Frank Sinatra-style, to dooby-dooby-doo. The doo is Good, the by is Bad. If you are still uncertain, try to reverse the Sinatra syllables: you’ll quickly convince yourself which way round is best.)
  2. Obey this principle, even when it makes the fingering complicated or awkward. Difficult fingering is better than bad phrasing!
  3. If you have a piece of stepwise movement, go up with 3 2 and down with 1 2. 
  4. When choosing between 1 or 3, put any movement of the hand where you logically want a jump or break in the music. Fingering and phrasing are totally united.

Chromatic notes

To reach a chromatic note in the inner row with the thumb, push the lower adjacent diatonic note aside and lean your thumb on this string whilst you play the chromatic. The thumb ends up hooked around this diatonic string.

 

E.g. to play F# with the thumb, push aside and lean on the F-natural, play F#, end up hooked around F-natural.

 

To reach a chromatic note in the inner row with a finger, push the upper adjacent diatonic note aside and lean your finger on this string whilst you play the chromatic. The finger ends up hooked around this diatonic string.

 

E.g. to play F# with a finger, push aside and lean on the G, play F#, end up hooked around G.

 

You cannot lift your hands up and away from the harp at the end of the note: your thumb or finger is still hooked around a string! This necessity confirms the ‘hands on the harp’ position we notice in period paintings, and which we studied earlier.

The secret to playing the chromatic notes confidently, accurately, without extraneous noises, and with a good sound, is that you leave the finger or thumb hooked into the middle row, after sounding the string.

And of course, Slow. With smooth Pressure. And your hands stay still, resting on the harp.

It’s a useful exercise to practise scales in difficult keys, and also chromatic scales.

Chords

It is difficult at first to coordinate the finger-movements when some notes of the chord are chromatic, others diatonic. Practise each note in turn to perfect the movement, before trying to synchronise the whole chord.

Try all the major and minor triads, in both friendly and un-friendly tonalities!

See the video on basic technique – fingering, chromatics, chords – here.

Introduction to Italian Baroque harp 2 Basic Technique

For a normal “good-note” chord, arpeggiate in both hands approximately simultaneously. Play “bad-note” chords unarpeggiated.

For a long arpeggio, play a low-octave bass note alone, then arpeggiate left hand then right. Play the bass-note on the beat (not before).

Continuo-playing requires sophisticated use of chord and arpeggios – this is just a beginning.

Harmonies

The first step is to learn good positions for the basic major and minor chords. Here are some guide-lines:

 

  • Third at the top, and/or doubled sounds good
  • Compact position (hands not separated, perhaps even overlapping) is good
  • Treat “tuning-A” as the upper limit for chords
  • Don’t use thirds in the bass below tenor-C, they are too ‘growly’
  • Try for big chords, at least 3 or 4 notes in each hand.

 

Introduction to continuo for Italian harp 1 Good & Bad

More about Continuo in a later posting, and forthcoming video series.

 

Tuning

Two tunings were in general use in the 17th-century: with Bb in the diatonic row [historically more common] and with B-natural [my own usual tuning]. Scordatura was frequently used.

ALK with Rainer Thurau's "Zampieri" Italian baroque harp

ALK with Rainer Thurau’s “Zampieri” Italian baroque harp

 

On my harp, the ‘extra black notes’ between E & F and between B & C are used for enharmonics. This is typical of 17th-century practice: in the 16th century, these strings were tuned to important notes like D and A, for additional resonance.

 

The standard tuning of my harp is (from the bass upwards):

 

Left hand row:

FFF GGG AAA BBBb CC DD EE FF GG AA BB          etc       to g’

 

Middle row:

CC# EEb DD# FF# GG# BBb AA# C# Eb D# F# G# Bb A# c#     etc       to c”#

 

Right hand row:

FF GG AA BB C D E F G A B c d e f g a                                               etc       to c” d” eb

I keep my harp in quarter-comma meantone (details in another posting)

Pat O'Brien, ALK & other founder-members of The Harp Consort, at the recording sessions of Luz y Norte in 1994.

Pat O’Brien, ALK & other founder-members of The Harp Consort, at the recording sessions of Luz y Norte in 1994.

 

Please join me on Facebook https://www.facebook.com/andrew.lawrenceking.9 and visit our website www.TheHarpConsort.com .

Opera, orchestra, vocal & ensemble director and early harpist, Andrew Lawrence-King is director of The Harp Consort and of Il Corago, and Senior Visiting Research Fellow at the Australian Research Council Centre for the History of Emotions.

“such stuff as Dreams are made on”: Representing Emotions in Metaphors

Griffin Harp

A groundbreaking new theory that puts dreaming at the heart of our emotional well-being…

 

Why do we dream? What do dreams mean? Why is the content of our dreams so very often bizarre? Why do our dreams seem so intense and significant when we experience them, and yet are usually forgotten afterwards?

How do dreams connect with emotions? What is the link between learning and dreaming? Why does everyone love a good story?

In what has been described as

One of the most important scientific breakthroughs of the last hundred years

Dr Farouk Okhai (consultant psychiatrist and psychotherapist at the Milton Keynes Primary Care NHS Trust)

Joe Griffin discovered how and why dreaming evolved in mammals and helped unravel what dreams actually mean. Thanks to Griffin’s work, we now know what dreams are doing for us: they keep us sane, or, in certain circumstances, can drive us mad. The explanation turns out to be strikingly simple and satisfying. And this knowledge opens up wonderful new possibilities for humanity: greater creativity, improved mental health and deeper understanding of who we are.

Griffin and Tyrrell convincingly show that dreaming is vital for mental health and that the brain state we associate with dreaming (the REM state) also has crucial importance for when we are awake. This understanding of the REM state explains not only how our brains construct a model of reality, but also explains hypnosis, how creative behaviour works, and why we develop mental illnesses such as depression and psychosis.

The conclusions arrived at in Dreaming Reality are breathtaking, and considering the freedom the reader has to apply them to his or herself, they prove to be astonishing. This book gives such rational explanations that the culminative effect is like turning a light on in a room of shadows.

Mental Health Practice (the UK’s leading practice-based journal and e-resource for professionals)

Dreaming Reality

Those introductory paragraphs come from the publishers’ blurb to  Griffin and Tyrell’s 2004 book Dreaming Reality.

In my own words, I’ll now attempt to summarise Griffin’s model and show why it is so significant for music, drama and History of Emotions studies in general, as well as for the Australian Research Council’s Centre for the History of Emotions (CHE, to which I am attached) in particular. More about CHE here. 

Joe Griffin is a research and clinical psychologist based in Ireland. His work was initially published in The Therapist magazine from 1993, and brought together as a monograph The Origin of Dreams (1997).

The Origin of Dreams

This was updated and revised in non-technical language with co-author Ivan Tyrell (psychotherapist and Principal of MindFields College, which trains over 12,000 NHS and social welfare staff each year) as Dreaming Reality (2004). A further update has just been published, Why we Dream: the definitive answer (2014).

Why we dream

Griffin’s theory of Dreams suggests a new Organising Idea with wide applications across many fields, and has led to the founding of a new school of Psychotherapy, based on the  Human Givens (Griffin & Tyrell 2003). More about the Human Givens College here.

Human Givens

The Expectation-Fulfiment Theory of Dreams

Joe Griffin’s Expectation-Fulfilment Theory of Dreams offers a psychological, biological and evolutionary explanation that is consistent with neuroscientific data and has already led to measurable clinical success. It amounts to a new Organising Idea, a simple fundamental concept that underpins many observed complexities. In essence, Griffin claims that:
  • Dreams are associated with the Rapid-Eye-Movement (REM) state during sleep
  • The biological function of Dreams is to resolve unfulfilled expectations (positive or negative), generated whilst awake
  • Dreams re-present unfulfilled expectations in Metaphors, so that they can be resolved by pattern-matching to recalled memories.
  • Some 40,000 years ago, humans evolved the ability to access the REM-state whilst awake: this facilitated learning, language, tool-making and higher culture.

Griffin’s metaphor for the REM-state is the Theatre of Dreams.

Griffin suggests that the evolutionary moment when human beings achieved waking access to the REM-state was associated with the development of language, and with conscious awareness of past, present and future. This idea, connecting dreams with creativity, emotional expression and high culture, is explored in more detail in Godhead: The Brain’s Big Bang (Griffin & Tyrell, 2011).  

Godhead

Application to mental health

 

Griffin’s theory offers an explanation of the observed links between creativity and mental illness. It also offers a new model for the treatment of Depression, one that has proved highly effective in clinical work.

The model predicts that anti-depressant drugs will be largely ineffective (except in so far as they reduce the amount of REM-sleep in sufferers), that Freudian therapy involving deep introspection about negative events in the past will have a negative effect, and that the Cognitive Behaviour Therapy and other talking therapies will be more effective if re-aligned in accordance with the Griffin model. These predictions seem to be borne out in practice.

The practical application of the model and clinical results are reported in Griffin & Tyrell How to lift depression – fast (2005) This book is written in non-technical language, and is intended to help sufferers and their families.

How to lift depression ... Fast

Applications to History of Emotions studies

 

Emotions drive our lives – in Tyrell’s words, “Emotions motivate behaviour change, so that emotional needs can be met” (private communication). The Human Givens concept compares the psychological resources evolution has given us to the basic human needs. Those needs, Tyrell points out, are hierarchical: food & shelter are fundamental to basic survival; security, control, status, privacy and attention are necessary for mental well-being. Once these lower needs are met, higher needs emerge: intimacy, achievement, a sense of meaning, learning, exploring. These higher requirements satisfy the needs of the spirit.

Thus Human Givens presents “a clear framework of what all human beings need to live mentally healthy and fulfilling lives – based on a solid understanding of the essentials needs and resources we are all born with, whatever our circumstances or cultural background… Because this knowledge about human psychology, emotional health and behaviour is so fundamental to every human interaction and endeavour, the skills and knowledge encompassed in this approach are widely applicable to a wealth of other fields.” Tyrell seeks to provide “a shared language – a lingua franca – that also allows clear and jargon-free communication between practitioners of different disciplines”.  [Human Givens College]

It would seem that the Griffin & Tyrell’s Human Givens approach might have much to offer Emotions studies of historical Change, as well as for improving understandings of mental and spiritual well-being within many different cultures and social groups, both historical and modern.

Dream Theory & the creative arts

 

But let’s now look at that area of History of Emotions studies that is concerned with the creative arts, whether literary, visual or aural, crafted or performed. Griffin’s theory of Dreams and the REM-state explains how the mind’s capacity to pattern-match, to resolve emotionally charged expectations by means of Metaphors, is the fundamental human resource that enables the power of music, drama and art-works of all kinds. Griffin’s model places Metaphor and Story-telling at the centre of human processing of intense emotions. It therefore offers an evolutionary, biological and psychological underpinning to the creative arts, as well as to emotional engagement with daily life, social interactions and major events throughout history.

Waking access to the REM-state offers a scientific model for religious visions, artistic creativity, historical events that appear to evidence mass-emotions etc. Specific historical phenomena featuring in CHE’s investigations (histories of religion, witchcraft, historical attitudes towards soul/mind/body, emotional connections that shape the modern) would appear to be case studies for which Griffin’s model may offer a theoretical framework.

With its explanation of the fundamental significance of Dreams and Metaphors, Griffin’s work offers a theoretical underpinning for literature, music, fine art and indeed almost any human cultural expression, as well as for experiences of religious visions or demonic voices. It links metaphors and emotions to mental well-being. It also explains the observed susceptibility of highly creative individuals to mental illness. I suggest that it is highly relevant, indeed that it could become a keystone for History of Emotions studies.

Dream Theory & the Australian Centre for the History of Emotions

For CHE in particular, there are two additional features of the theory that are highly attractive. The theory offers a profound and subtly different understanding of mental illness, in particular Depression, in which sleep disturbance (typically, greatly increased amounts of REM sleep) is not merely a symptom, but rather is the major cause of loss of energy, drive and enthusiasm whilst awake. It explains why Depression is increasingly prevalent in modern societies. It explains why treatment with anti-depressant drugs is only slightly more effective than placebos, and shows how to re-focus talking therapies most effectively.
 Dreamtime Ku-ring-gai_Chase_-_petroglyph
And of course, Dream-Time is where history, religion, arts, performance and social well-being meet in Australian native culture.
I believe that Griffin’s work might provide a framework that could allow CHE to tell a compelling story, a story that could be relevant to Australians from all walks of life, and appreciated even by politicians and fund-holders.
A new, profound yet elegantly simple scientific theory supports all kinds of varied, detailed historical research across many humanities disciplines. New insights relate Early Modern History to modern life, offering simple and inexpensive ways to improve the mental well-being and quality of life of the entire population. There is a special connection to Australia and to native Australians, whose culture preserves a beautiful metaphor of the modern theory in their ancestral Dreaming.
I think CHE could be proud to tell such a story.
Dreamtime

New Investigations with Dream Theory

Meanwhile, in practical terms, I’m confident that Griffin’s work can provide illuminating insights for many investigators. It certainly has for me. Dream Theory has meshed perfectly with my current CHE investigation into Enargeia (the emotional power of detailed visual descriptions, linked to so-called ‘word-painting’ in early operas, and to Shakespeare’s spoken evocations of imagined scenes, performed on the bare stage of the Globe Theatre).
Enargeia
And Griffin’s ideas about the REM-state have sparked off two new projects:

Accessing Super-Creativity: May the Flow be with you!

 

I hypothesise that Flow, as described by Csikzentmihalyi, is an Altered State of Consciousness, which can be understood within the Griffin model of the REM-state. I link Flow also to Eriksonian hypnosis and Ericsson’s Deliberate Practice.

My aim is to build on existing work, and draw on my differing personal experiences of Flow as an elite performer (music), professionally competent sailor, and elementary student (fencing), in order to develop exercises, teaching techniques, training conditions and rehearsal methodologies that facilitate entry into Flow.

Accessing Super-Creativity

The Theatre of Dreams: 

Operatic Performance as an Early-modern REM-state Activator

 

Period performance practices around the year 1600 show a strikingly close correlation to known gateways into trance (e.g. Ericksonian hypnosis).

Working from Griffin’s model of the REM-state as the “theatre of dreams”, I hypothesise that singers in the first operas were inducing their audiences into an Altered State of Consciousness by means of regular rhythm, particular patterns of speech, persuasive suggestion and authoritative commands, in which deep relaxation in slow rhythm was mixed with sharp calls for attention.

In the REM-state, audience members would be highly susceptible to the metaphors and story-telling of 17th-century drama, which might well then succeed in ‘moving the passions’.

The Theatre of Dreams

You can read more about all these research strands within my investigations for CHE here. 

Please join me on Facebook https://www.facebook.com/andrew.lawrenceking.9 and visit our website www.TheHarpConsort.com .

Opera, orchestra, vocal & ensemble director and early harpist, Andrew Lawrence-King is director of The Harp Consort and of Il Corago, and Senior Visiting Research Fellow at the Australian Research Council Centre for the History of Emotions.

How did it feel? A History of Heaven, Hearts & Harps

HISTORY OF EMOTIONS

We can imagine a time-travelling Arts journalist asking: “You just heard the first opera… you played continuo next to Claudio Monteverdi… you fought a duel  with Rudolfo Capo Ferro… you danced with Louis XIV … you acted for William Shakespeare … you went drinking with Henry Purcell … you built a pendulum clock according to Galileo’s theories … you can see with your own eyes that the sun goes around the earth… Domenichino Zampieri made you a harp with three rows of strings… How did it feel?”

 

How did it feel

 

This question – easy to ask, but rich in potential for surprising answers and further, more profound investigations – might well be the unofficial motto of the Australian Research Council’s Centre for the History of Emotions. From nodes at major universities and conservatories across Australia, in research and performance projects around the world, and across a wide range of humanities disciplines, CHE’s investigators not only look at Emotions in History, but also use Emotions studies as a lens by which to view a broad field of historical themes, and to understand how Emotions and History continue to Shape the Modern.

I am a Senior Visiting Research Fellow for the Centre, attached to the University of Western Australia, and this post was first presented at a joint event of the World Harp Congress and the Centre for the History of Emotions in Sydney,  Australia in July 2014.

CHEWHC Sydney 2014 logo

 

At the beginning of the baroque, around the year 1600, the period aim to muovere gli affetti – move the passions – gives us confidence that Emotions studies are historically appropriate, as we try to understand the role of the harp within the music and culture of the time.

So whose passions are we trying to move? Simply to ask the question re-locates the focus onto the audience, a much-needed counter-balance to the academic tradition of studying composers and works, and to the conservatoire habit of concentrating on what performers do.

Audience Studies are a vital new area of musicological investigation – what makes music meaningful for the listener? How can we attract new listeners? Why are we losing touch with some listeners?  I’m privileged to collaborate on such research with Prof John Sloboda at the Guildhall School of Music & Drama. And studies of Historical Audiences are an important part of our work at CHE, led by Dr Penelope Woods.

theatre-palais-cardinal Louis XIII

EARLY MUSIC & THE HARP

This harp-flavoured post introduces some general ideas concerning Early Music, and connects these ideas to the aesthetics of two particular cultures: Italy around 1600, the period of Monteverdi’s first opera, Orfeo, in which the harp plays a major solo, as well as within the continuo ensemble; and the late 18th-century, where we have the Mozart Concerto for traverse flute and single-action harp, and CPE Bach’s Sonata (it’s debated whether this is for Italian triple harp or French single-action harp). Orfeo, CPE Bach, Mozart

One of my tasks here is to do some myth-busting, correcting some favourite misunderstandings of what Early Music is about, and pointing out some alarming discrepancies between what we see in historical sources and the standard operating procedures of today’s Early Music. So I have some images to help identify a popular myth, and to show when we’ve bust it. But since I wasn’t quite sure what a myth should look like, and I didn’t want to start exploding sacred cows, I’ve chosen the metaphor of Vampires, both modern and pseudo-old, which (like mistaken ideas) hang around half-dead, until someone arrives to slay them.  And according to the principles of the baroque opera stage, the good guys will be on my right, the bad guys on my left.

myth busting

And I have this genuinely 17th-century image to draw your attention to important historical information that you might want to follow up for yourselves later. You can read more on my website: www.TheHarpConsort.com  as well as elsewhere in this blog.

Attentionem poscit and art

 

 

Right side… Good Doggy.

Not Authentic

Over the last half-century, recording companies helped to create an audience for Early Music by promoting performances that were advertised as “on authentic instruments”, “on period (or original) instruments”. Of course, this was just a shorthand way to label what was meant to be a fundamentally different approach to music-making, but it left a misleading impression that the instruments themselves, whether original or modern reproductions in period style, were the most important ingredient for achieving Authenticity.

HIP not Authentic

Nowadays, we tend not to use the A-word, since we all recognise that complete historical Authenticity is impossible. And taking the other meaning of that word, Authentic in the sense of true to one’s personal beliefs, we also recognise that every musician assembles their musical identity from many influences, that historical information as well as inspiring teaching or convincing performance can shape what each of us feels to be “true” to our personal values. So let’s leave behind us the rather negative concept of Authentic Instruments, and use the modern phrase, Historically Informed Performance, abbreviated as HIP. After all, the only alternative to being Historically Informed is to be Historically Uninformed!

A more recent attempt to describe what we mean by Early Music (that term is still frequently used, informally and amongst performers, but its more hip to say “HIP” in academic circles), was that the musicians would seek to respect ‘the composer’s intentions’. This phrase has also been rejected, because it plays into the old-fashioned, Romantic idea of idolising the Master Composer, and because baroque composers didn’t want you to play what they wrote. Like a modern singer-song-writer, or a jazz-composer, baroque composers expected you to take their idea and make it your own, with improvised variations, your own touches of arrangement, even wholesale re-writing.

Respecting the composer's intentions

LOOKING BACKWARDS THROUGH HISTORY?

Looking backwards through history

Another, more subtle danger is that we find ourselves looking back into the past, from our modern perspective. The recent past (that fun CD released last year) looms large; close behind are ghostly shadows of our early musical education, and of the education that shaped our first teachers. We might be smart enough to avert our gaze from all those Romantic geniuses who clog the middle distance, and there at the far end of a dark tunnel we can just make out Mozart, Handel, Bach and (very far off now) Monteverdi. The problem here is that we are looking the wrong way down a telescope – the object of our study appears very distant and small – and we are looking the wrong way through time.

The way to understand Monteverdi is not via Mozart, Handel and Bach. Even if we know those later guys better, Monteverdi didn’t know them at all. We need to approach Monteverdi from inside the culture of his own time, not looking backwards into the past, but looking around us in his historical present.  We need to look sideways, not only at the harp, but at other kinds of music, at other performing arts, at literature and paintings, at period science, at dancing and swordsmanship. To understand his culture fully, we need to start a bit earlier – perhaps with the generation of his teachers – and move forwards through time with him. Then we might have a better idea of “how does it feel”.

Looking sideways inside history

 

Otherwise, if we view old music only from our modern perspective, we may end up trying to squeeze an ancient culture into an utterly different framework, a round peg into a square hole.

As we begin to read what period writers themselves considered important, we quickly realise that our modern concepts of Technique and Interpretation, and of Conservatoire teaching in general are inappropriate. But much of the discussion amongst today’s Early Musicians is also dominated by topics that are hardly mentioned by 17th-century writers. The pages of Early Music Magazine, and online discussion groups give a lot of space to arguments about pitch, temperament and vibrato.

Today's priorities

 

But there is nothing about any of these subjects in the most important documents describing the performance practices of the early seicento: the preface to the first opera, Cavalieri’s Anima e Corpo (1600), the preface to the second opera, Peri’s Euridice (also 1600), Caccini’s Le Nuove Musiche (1601), Viadana’s figured-bass motets of 1602, Monteverdi’s Orfeo and Agazzari’s guide to continuo-playing, Dal Sonare Sopra’l Basso (both 1607) and the preface to Gagliano’s Dafne (1608), Monteverdi’s Vesperae (1610), his prefaces to Combattimento and the Lamento della Ninfa (1636), Shakespeare’s advice to the players in Hamlet (1600) and the anonymous circa-1630 guide for a music-theatre’s artistic director, Il Corago.

Sources circa 1600

 

Meanwhile, we know that renaissance courtiers spent several hours every day for most of their lives, practising dancing and training with swords. If we want to know how did that feel, how such training affects posture, musculature, and modes of thought, we can read and try out the recommendations of the Book of the Courtier, Castiglione’s Il Cortegiano (1528 and many reprints across 20 European cities and six languages, it was one of the most widely-read books of the time), Negri’s dance-treatises (1602 & 1604) and Capo Ferro’s Gran Simulacro of the Art of Swordfighting (1610).

Sources circa 1600 list

FALSE FRIENDS

The past is a foreign country Hartley and Howard

When learning a foreign language, we have to take care with so-called ‘false friends’, words that sound familiar but have quite a different meaning in the other language. For example, if you are new to Australia, it might help you to to know that a hot Barbie is not a blonde doll.Smiley

So it is with the language of the past – familiar-sounding words mean something quite different, and we need to understand a different set of assumptions.

Hexachord

 

There were only six notes in the 17th-century scale, the Hexachord, so that ascending above A-la imposes a choice between B- fa and B-mi. This choice is guided by different rules in different periods, and it’s often left to the performer to make an appropriate decision: the notation may leave the question open. We absolutely cannot assume that What You See Is What  You Get. The meaning of the notation itself has changed, over the centuries.

And when we move out from tiny details to the big picture, we see utterly different use of language, showing that the underlying assumptions are also utterly different. Around the year 1600, what is Music? First, and most importantly, it was the Music of the Spheres, musica mondana, the perfect music made by the movement of the stars and planets as they danced in their circular orbits around the earth, turned by the motion of the highest sphere, the primum mobile. This is the music of the cosmos, turned by the hand of God. Secondly, we have musica humana, the harmonious nature of the human body. Last of all comes musica instrumentalis, actual sounds made down here on earth, with our voices and harps.

Three kinds of Music

Some other 17-century ‘false friends’ to beware of are Harmony (which just means, organised sound; the most significant organisation is usually rhythmic rather than chordal harmony in the modern sense); and  Tempo (which just means time, measured in semibreves, whole notes, which last about two seconds).

False friends

ASSUMPTIONS

So much for language. Let’s explore some basic assumptions.

What is important? In his  Preface to Le Nuove Musiche (the book containing that famous song, Amarilli mia bella), Caccini prioritises Text and Rhythm, with Sound last of all. And not the other way around! This contrasts strongly with modern conservatoire teaching, which focusses on sound-production, and even with the concentration of today’s Early Music Movement on vibrato, pitch and temperament, certainly with the tendency to focus on ‘original instruments’. All those questions of Sound came “last of all” to the 17th-century mind. Rather, they were thinking about Text and Rhythm.

Text, Rhythm and Sound

Who is important? We should try to clear from our minds the Romantic image of the genius performer, expressing his (and in the 19th-century it was mostly his) sublime emotions in front of the reverent, silent audience of nobodies, sitting in the dark, worshipping at the temple of culture. 17th-century music privileges the Audience. As La Musica says at the very beginning of Monteverdi’s Orfeo, “I’ve come from by beloved Permesso to you, great heroes, noble race of Kings, to narrate whose fame even heavenly praise would not reach the truth, since your reputation is so high”. Only in verse two does she introduce herself, “I am Music”.

Audience, not Performer

What is music for? As a Rhetorical Art, music seeks to persuade the mind, delight the senses, and move the emotions. The period language muovere gli affetti, to move the passions, reminds us that multiple, contrasting emotions are at play – not just the intensification of a single emotion, as in Romantic music. The audience’s feelings are engaged by the movement of the passions. And so we performers might well want to explore a History of Emotions.

Docere Delectare Movere

RHYTHM

So let’s consider those historical priorities of Text and Rhythm. I’ll come to Text in due course, but in order to understand musical Rhythm, we first have to ask What is Time?  Our assumption today is that musical rhythm sits, with various degrees of freedom, within Time itself, which is Absolute. We can measure this Time rather accurately, with our digital watches, and we can impose it on our music with metronomes, although we feel that the higher art is to bend time into something more ‘musical’, with rubato. All of that is an essentially 20th-century view of Time, even though it has now been updated by Einstein’s relativity,. But that 20th-century view is utterly irrelevant to the period before Isaac Newton.

What is Time

17th-century Time is cosmic, measured by the perfect, but very slow-moving, clock of the sun and stars. Time is human, measured by the body-rhythm of our pulse or heartbeat, at about one per second when we are relaxed. In the lowest, practical sense, Time is measured by Music, since around the year 1600 a minim (half-note) is one second, as close as human beings can make it.

The best clocks could just about count the seconds. So when Galileo discovered the pendulum effect, observing a swinging chandelier in Pisa Cathedral, he checked it against his own pulse. When he needed split-second timing, to measure the acceleration due to gravity, he used the highest precision timing system in the known world: music. He got his lute-player to play fast variations (divisions, as they were called back then), which literally divided up the minims/seconds into crotches, quavers and semi-quavers, giving him precision measurement down to 1/8 of a second.

You can try the experiment for yourself in an online simulation, here.

What is Time

Just as the movement of the cosmos is driven by the most divine, outermost, slowest sphere, so musical time is organised by a constant slow beat, and the faster notes fit inside this. So baroque musical rhythm is defined by Tactus, a slow steady beat, like a perfect clock, like the clock of the cosmos, or the steady beat of the human pulse.  If your pulse falters, you are sick: if your heart stops, the music also dies.

Guidar il tempo

But early 17th-century sources describe certain, highly specific ways to Drive the Time in passionate music. This is dangerous stuff – if you lose control of the Time Chariot, the sun will crash into the sea. But just as you can raise your pulse rate by exercise or emotion, or lower it by relaxation (adagio means ‘at ease’, ‘take it easy’), so Frescobaldi (1615) explains how to change the time between sections in different rhythms, or how to suspend the beat in the air, momentarily. And Caccini talks about sprezzatura, nonchalant or ‘cool’ rhythm, in which the singer floats freely above a steady tactus in the continuo bass.

Music of this period was not conducted, although we often see conductors in today’s Early Music. That is a gross anachronism. Agazzari and Il Corago tell us clearly that the entire ensemble is guided by the continuo, Dowland tells us that it is Tactus itself that “directs a song in measure”. Peri expects that singers will “dance to the rhythm of the bass”, so for recitative (where speech-like rhythms are needed on the level of individual syllables) he reduces the continuo activity to semibreves and minims, just enough to maintain the Tactus.

Continuo not conductor

One of the consequences of this historical view of Time, of organising Rhythm by the slow count of Tactus, is that melodies have to fit inside the tactus. And it’s the accompaniment that maintains the Tactus. So accompanists do not follow soloists, rather soloists must fit with the accompaniment. Peri expects that singers will dance to the rhythm of the bass.

This is a big shock to modern classical musicians, and even today’s Early Musicians mostly ignore the clear historical evidence. Playing continuo today can be like a fairground game: you wait there with your triple harp or theorbo, until a little yellow duck (the tenor) waddles into your sights, and then you fire off a chord, and hope to hit him in root position.

Duck shoot

The take-home message is that music pre-1800 has a slow steady pulse (even if the actual notes are going fast), and the melody is guided by the bass. No rubato, no conductors.


 Tactus

TEXT

Agazzari writes that instruments should play with the affetto e somiglianza delle parole, with the emotion and the semblance of words. For singers, the sung text shows the emotional changes from one word to the next. Notice that, in this style, there are many different, changing, contrasted affetti. Frequently there is an abrupt change in text and music to the contrary emotion – an opposto – signalled by the word ma (but), or by images and gestures that point to opposite sides of the stage: here and there, heaven and hell, you and me.

Text and Rhythm

In this period, instrumental pieces are often taken from vocal originals. So we can take the emotional changes from the original words, just as Agazzari instructs. In a piece where there are no words, we can still recognise emotional changes from characteristic melodic figures, so that an early Sonata shows the same strong contrasts and abruptly changing opposti that we’ve learnt to expect in vocal music.

But what about Agazzari’s somiglianza, semblance of, similitude to words? To imitate on the harp the effect of speech, we need to think about the sound of language. In Italian, many common words have two syllables, accented-unaccented, or (in period terminology) Good-Bad: piano, forte, dolce, arpa, pasta, pizza, Roma. Three syllables can be accented Bad-Good-Bad allegro adagio sonata Caccini Firenze, Milano, spaghetti; or Good-Bad-Bad: table is tavola, the last one, ultimate, is ultimo, Claudio Monteverdi worked in Mantua.

Articulation Good & Bad syllables

These common words form the typical patterns of the language, two or three syllables, more or less alternating Good and Bad. Where the syllables are joined together, the join can be smooth with single consonants, as in the word legato, or it can be a bumpy join with a double consonant, as in the word staccato. And of course, the consonant that starts each syllable has its own colour su, giu (up & down), no, si (no & yes) ma (but). All of this joining and separating between syllables is what Early Musicians mean by ‘articulation’. Just we ‘articulate’ our words, in order to speak articulately, on an early instrument we ‘articulate’ the notes, in order to sound as if we are speaking.

So baroque harps, baroque flutes, baroque violins, harpsichords all aim to imitate the sound and emotions of speech. This fundamental consideration is much stronger than the subtle differences between one instrument and another. In this period, musical style and passionate rhetoric are not instrument-specific. That’s good news for us harpists, since much of our best-known early repertoire is shared with, or stolen from other instruments: the Luduvico fantasia was published for vihuela in imitation of the Spanish harp; Handel’s concerto was published for Organ, even if first played on Welsh harp; the CPE Bach sonata might have had a second instrument to play continuo, and we don’t know for sure which kind of harp he meant; the Mozart concerto is shared with the flute.

But in each of these periods, the local aesthetic is derived from text and vocal music, common to all instruments, and unified across all the arts.

Unified aesthetic

In contrast to a modern opera production, in which the text, the music and the staging tell three different stories, in baroque opera everything tells the same story, all directed by the artistic director Il Corago, who has ‘universal command’ over every element of the production, but who is subject to the structures, sounds and emotions of the poetic text.

THE TRUE ART

This unity of aesthetic means that baroque harpists can learn from other instruments, and that we can expect to find a high level of agreement about essential priorities as we compare different sources. In the second half of the 18th century, our guides to the CPE Bach sonata and Mozart concerto are the three great treatises of the 1750s, as well as the harp methods of the 1760s, 70s and 80s; their fundamental agreement far outweighs their subtle differences.

Of course, historical teaching books have plenty of detailed information to offer, but we can also come to understand the underlying assumptions of period aesthetics by studying the big picture of how writers organise their material, from Milán in the 16th century, and Ribayaz in the 17th; to Quantz, CPE Bach and Leopold Mozart in the mid-18th; Meyer, Cousineau and Ragué in the following decades. We can follow a chronological story, as the broad consensus gradually changes.

The True Art

All these writers deal very quickly with sound-production: hold the instrument the right way up, and tune it like this. Of course, there are further subtleties, but we won’t find them in period teaching books. We have to reverse-engineer the technical means from our knowledge of the aesthetic end-goals, from iconography, from information about other instruments etc.

Milan teaches how to compose renaissance polyphony, Ribayaz how to play baroque dances.

All the 18th-century books are structured in the same order, to teach Articulation, Ornamentation and Good Delivery.

18th-century teaching books

Articulation (as we have just seen) is how to make the instrument ‘speak’.

Ornamentation is not only decoration but also a kind of musical grammar, just as those funny marks on French words are not just typographic decoration, but a basic requirement of the language. café, garçon, fête, naïf, près. In language and in music, these small marks are mentally added even if the writer forgets them; they change the sound and the meaning.

Good Delivery is not quite the same as modern ‘interpretation’. A baroque musician is not an ‘interpreter’ who translates the music into a new language, or comes up with his own explanation of it. Rather, the baroque musician is like a fine speaker, who delivers poetic lines well, who communicates to an audience the sound of the words, the meaning of the words and the emotions of the words. The term Expression is another ‘false friend’: the performer’s aim is not to express his own emotions, but to convey the emotions of the music to the audience, just as an actor does not express his own feelings, but conveys to the audience the emotions of his character. Peri and Il Corago emphasise that baroque music is modelled on the speech of a fine actor.

Some baroque books include a section on accompaniment – filling out the left hand with improvised harmonies (Ribayaz) or improvising harmonies to accompany a soloist or orchestra (CPE Bach). In the CPE Bach sonata, the continuo might be realised by the same harpist who plays the right hand, or perhaps by a second instrument. We don’t know the composer’s original intention.

So let’s take the period organisation of Articulation, Ornamentation, Good Delivery and Continuo, and apply some of the detailed historical information to the baroque harp. Articulation is produced in different ways on different instruments – with tonguing syllables tiri liri or diddle diddle on the flute; with bow strokes on the violin; with choice of fingers on harps, lutes and keyboards – but the common aim is to imitate the sound of speech. So we need Good and Bad syllables, and for Monteverdi we need to link them in the patterns of typical Italian words piano, forte, dolce, pizza, pasta, arpa. Good links to Bad.

On the harp, we match Good and Bad syllables, Good and Bad notes, to Good and Bad fingers. For 17th-century Italian harp, 1 is Good, 2 is Bad, 3 is Good. Just as the word-accents mostly alternate Good and Bad, so the scale fingerings alternate. 3-2 ascending, and 1-2 descending. With this fingering, scales are not homogenous – dadadada – but are articulated. Think of Frank Sinatra – dooby-dooby-doo. The technical procedure matches the sound of the language also by joining together Good-Bad. Piano, forte, dolce, pizza, pasta.

The whole shape of the Early Music phrase is not like the long curved lines we see engraved into 19th-century scores. Rather it alternates Good and Bad, and has the principal accent almost at the end of the line.

To be or not to be, that’s the Question.

But the last syllable is unaccented, a Bad. This leads to a general practice in HIP of not arriving triumphantly on the last note, with a massive false accent. Rather, the assumption is that the last note is a Bad syllable, unaccented.

However, today’s Early Music performers mostly ignore clear period advice not to slow down or break before the last note. At cadences, we often hear a rallentando and a hesitation before the final note – whereas Caccini and many other 17th-century sources ask for ornaments to accelerate and run smoothly into the last, unaccented note.

Metre and Accent

Those most famous words of Shakespeare To  be or not to be, that’s the Question have a very similar pattern to the famous first line of Dante’s Inferno: Nel mezzo del camin di nostra vita. The subtle difference is that Italian has more two-syllable words joined Good-Bad mezzo, nostra, vita whereas English has many monosyllables grouped into iambics Bad-Good, to be / or not / to be. So we can play the harp in the historical accents of different languages. Monteverdi should sound Italian. Bach should sound German. But what about Mozart in Paris: does his music speak Italian, French or German?

We can play Continuo also with Good and Bad chords; more notes and a quick roll on the Good, fewer notes and plaque on the Bad. With carefully use of resonance and damping, we can join Good and Bad, Italian-style. Piano forte dolce pizza pasta  Or Bad-Good, to be / or not  / to be. This is how continuo-players can imitate the somiglianza, the semblance of words described by Agazzari.

In his theorbo-book, Kapsberger shows how to make the arpeggio commune – ‘default arpeggio’ across two beats. This is how continuo-players can maintain the Tactus, so that they direct the song in measure, as Agazzari and Dowland recommend.

Text and Rhythm work together in music in the same way that word-accent and metre do in poetry. Tactus corresponds to poetic metre, it is like a clock that counts the time steadily. The music itself follows the patterns of word accents, which may, or may not, coincide with the ticking of the tactus clock. Sometimes the Good syllables match the Tactus: “When /I do /count the /clock that /tells the /time“. But sometimes they are subtly syncopated: “If /Music /and sweet /Poe/try a/gree“. Similarly in baroque music: there is a steady count (the Tactus), but the accents don’t always fall on the downbeat.

Early Musicians are often asked to be ‘free from the tyranny of the bar-line’. This phrase is helpful, if we understand it to mean that the word-accent does not have to coincide with the first beat of the bar, i.e. with the Tactus beat. But some modern players think that they should completely ignore the Tactus and play in free rhythm. Period sources make it clear: the Tactus is kept, slow and steady, like an old clock; but you don’t necessarily put the word-accents on the Tactus beats. This concept, of measured rhythm and independent accents (rather than accentual rhythm), is perhaps the most significant difference between modern and pre-1800 approaches. You can read more in George Houle’s excellent survey of Performance, Perception and Notation 1600-1800, Metre in Music, here.

OTHER TECHNICAL QUESTIONS

Other technical questions are not answered in the teaching books, but have to be investigated through historical images, via other instruments, or reconstructed on a pragmatic basis, once we understand the end-goal. So we see that the historical position for the Italian triple harp is with the instrument high, the player seated low; the low-tension strings require less strength, more relaxation in the hand; the hands rest on the soundboard (surviving instruments show wear-marks), the thumb crosses underneath the fingers (as with the lute), the finger-strokes are slow.

ORNAMENTS

This is a huge subject, but the take-home message about 18th-century Ornaments comes from combining the information in Quantz’s CPE Bach’s and Leopold Mozart’s treatises. Play ornaments on the beat, with a long upper auxiliary, and with decrescendo (the so-called Abzug, phrasing off). On the harp, don’t try to make too many iterations, rather concentrate on being on the beat and getting that Abzug. There are fingerings for trills in the 18th-century harp methods.

You need the Abzug also for appoggiaturas; Leopold Mozart says that you should ‘ooze’ into the second note, hineinschleifen in the original German. The 18th-century harp methods also focus on the appoggiatura.

 

Ornaments

 

EMOTIONS

But in a historical style that does not rely on Rubato, constant Vibrato, constant Legato, nor Conductors, where can we find the Emotions?  Singers move the passions with the changing meaning of each word, alternating happy and sad, as Monteverdi’s La Musica explains:

I am Music: with my sweet phrases I can make tranquil any troubled heart;

And now with noble anger, now with Love, I can inflame the most frozen mind.

For sustaining instruments like the flute or violin, long notes are highly sensual, drawn-out with a slow bow or a languid breath, releasing the long suspense with a touch of vibrato at the end of the note. Whitney Houston demonstrates baroque long notes perfectly in And I will always love you, here.

But what about us harpists, with neither text nor sustain to play with? Quantz explains in detail the Good Delivery for dissonance and resolution. The dissonance is played loud, the resolution soft (another Abzug), and the more intense the dissonance, the louder it is played, and the softer the following resolution. On the harp, we can also move down even more près de la table to make a more painful sound on the dissonance, and then up the string for a soothing resolution. Most importantly, we can feel the effect of the dissonance as an increase in tension, with a relaxation at the resolution.

Where is the emotion

DREAM-TIME

Just before I finish, I’d like to let you know about a completely new area of research that is opening up right now, one that may revolutionise our ideas about Emotions in Music and in History, and about musical pedagogy for any repertoire.

Over the last twenty years, clinical and research psychologist Joe Griffin has developed a new theory of Dreams, which offers a convincing biological, evolutionary and psychological model, replacing the outworn ideas of Freud and Jung.

Dream Time

 

Griffin shows that Dreams are the mind’s way of dealing with those powerful emotions of the previous day which were not dealt with at the time. Dreams resolve unfulfilled expectations (whether good or bad). But what we experience in our dreams is not the actual situation that brought on the unresolved emotion; rather the dream is a metaphor, a mix of memories that matches the pattern of the unresolved situation.

Dreams operate in a particular mode of sleep, characterised by rapid eye movement. The dream state is therefore known as the REM-state. There are other altered states of consciousness that allow us to enter REM-state whilst we are awake, such as day-dreaming or hypnosis. Griffin calls the REM-state the Theatre of Dreams. A signal from the lower brain, a so-called PGO-spike, calls attention to the beginning of the dream.

Many musicians, sportsmen and women, creative writers and composers know the special state of consciousness known as Flow, or being ‘in the zone’. It’s that Zen thing. It’s related to Mindfulness. You’re relaxed, but wonderfully concentrated on the task at hand; you feel quietly confident that you can manage it, you feel calmly exhilarated at the challenge it presents to you; you don’t feel self-conscious, you are just ‘there’, in the moment, in the groove; in a certain way, Time seems to slow down, so that you can calmly take in all the incoming information, and calmly make an elegant decision and execute your reponse perfectly; your artistic intentions and your manual actions unite perfectly; you are working at high efficiency, but you could continue for hours without getting tired; you feel happy, even elated.

It’s a great feeling, and it is being in Flow that makes the difference between an elite performer, musician, martial arts practitioner or sportsman and one who is merely ok. It is being in Flow that can lift any of us beyond the limits of our normal abilities. There is exciting work going on in Hungary and Holland about teaching Flow to musicians. Not just Technique and Interpretation, but how to get into Flow.

My own research project hypothesises that Flow is another REM-state. I’m suggesting that such elements of Historically Informed Performance  as the slow, steady count of Tactus, a kind of meditation on rhythm, and baroque gesture with its frequent calls for attention, might function as gateways into Flow. And not only for the performer, but also for the audience. Specific features of baroque stage-practice – Historical Action – support the hypothesis that Baroque Operas (and Shakespeare’s dramas) are a Theatre of Flow, where performers and audiences share an REM-state, the mind’s Theatre of Dreams, in which emotions can be communicated powerfully through the metaphors of poetry and music.

REM-state allows us to reach something beyond our everyday experience – that spiritual dimension to art that every music-lover believes in, whatever we choose to call it. In 17th-century philosophy, music connects us humans to the cosmos. Many of you will know about so-called Dreamtime, in which indigenous Australians connect to their family’s homeland and traditional beliefs through a spiritual state of music, art and story-telling. The Star Wars idea of a Force that we all share, that we can all learn to use, is perhaps not so far off.

Super-human instruments

And it’s around the year 1600, just as opera is being invented, that we see the invention of larger-than-life, super-human instruments like the theorbo and arpa doppia, with super low-notes and uber-chromaticism. With such an instrument, a super-hero like Orpheus can travel to Hell and back, and use his super-powers to persuade Charon into a magic sleep – another REM-state, of course.

We could almost imagine Monteverdi’s T-shirt: my super-power is Flow, what’s yours?

My super-power is FLOW

CONCLUSION

Leaving aside these dreamy speculations, as we study the emotional language of historical music, we can view that history from the inside if we adopt period priorities and appreciate ‘foreign’ assumptions. We can consider what we would like the audience to receive, rather than what we performers want to send out. We can concentrate on Text and Rhythm, not Sound. We can search for the shared aesthetic that unifies many arts within one culture, one region, one period; as well as for the contrasts between one culture and another.

HIP summary

Our harps will speak eloquently, if we focus on short-term phrasing, two or three notes at a time, articulating them with Good and Bad, giving them the semblance and emotions of words. As harpists speaking the language of historical music, we are like actors playing a role, and like actors we want to present our lines with Good Delivery, which will include all the skills of Rhetoric and Historical Action: what we do with our bodies, hand gestures and facial expressions. One of the hot areas of current Early Music research is baroque gesture, or (as it was called at the time) historical Action.

The 17th-century writer John Bulwer quotes the great orator Quintilian, quoting Cicero, quoting the Greek rhetorician Demosthenes, who was asked: What are the three secrets of Good Delivery?

Demosthenes Cicero Quintilian

 

 What are the three secrets of Good Delivery?

Action! Action! Action!

 

Please join me on Facebook https://www.facebook.com/andrew.lawrenceking.9 and visit our website www.TheHarpConsort.com .

Opera, orchestra, vocal & ensemble director and early harpist, Andrew Lawrence-King is director of The Harp Consort and of Il Corago, and Senior Visiting Research Fellow at the Australian Research Council Centre for the History of Emotions.

 

Inexplicable Dumb-Shows & Noise? Languages of Emotion in Early Opera

These representations in music, a spectacle truly of princes and moreover most pleasing to all, as that in which is united every noble delight, such as the invention and disposition of the tale;

sententiousness, style, sweetness of rhyme;

art of music, concertos of voices and instruments, exquisiteness of song;

grace of dance and of gesture.

Landi "La Morte d'Orfeo" (1619) First Staged Production i Modern Times International Baroque Opera Studio (2013)

Landi “La Morte d’Orfeo” (1619) First Staged Production i Modern Times International Baroque Opera Studio (2013)

This paper was presented at a recent Collaboratory “Languages of Emotion”, organised by the Australian Research Council’s Centre for the History of Emotions. More about CHE here.

The earliest-surviving opera, Cavalieri’s Anima & Corpo (1600) has just notched up three seasons in repertoire at the Theatre Natalya Satz, Moscow (the original home of Peter and the Wolf) in Georgy Isaakian’s modern yet highly sympathetic production, which won the 2013 Golden Mask, Russia’s most prestigious music-theatre award. Over the years, new singers, musicians and continuo-players, even the Theatre’s brand-new Chorus have joined the show, so we have been constantly in rehearsal, continuously developing the performance.

Georgy Isaakian on Opera

Georgy Isaakian: Three “texts” to be delivered

 In a rehearsal break last year, Georgy commented to me that in opera, the libretto, the music and the stage production are each “texts” for the performers to deliver, each of which tells its own story. In the context of modern opera direction he is absolutely right. And we might paraphrase his comment for the purposes of this discussion, to claim that Text, Music and Action are each “languages of emotion”, “languages of performance”.

Il corago

But that 17th-century theatre director, Il Corago, would fundamentally disagree with the second part of Georgy’s remark, that Text, Music and Action each tell their own story. In the 17th-century productions, the same story was told simultaneously in all the languages of performance. Rather than any particular detail of historical accuracy, I would argue that it is this unity, this telling of the same story, that should today distinguish a historical production from a ‘modern’ one, and it is that simultaneity which will make a historical production a good one, in the sense of being effective for the audience.

 The imitation … must take into consideration only the present, not the past or the future, and consequently must emphasise the word, not the sense of the phrase.

Monteverdi Letter to Striggio 7 May 1627

 

Thus all the languages of emotion are aligned and synchronised in performance, like the co-ordinated pulse of a laser-beam, to move the passions muovere gli affetti of the audience. As composer, Monteverdi is praised for

 

adapting in such a way the musical notes to the words and to the passions that he who sings must laugh, weep, grow angry and grow pitying, and do all the rest that they command, with the listener no less led to the same impulse in the variety and force of the same pertubations.

Anon Argomento to Le Nozze d’Enea in Lavinia (c1640) cited in Tim Carter Monteverdi’s Musical Theatre

Note that it is the words, or perhaps even more fundamentally, the passions, that ‘command’. And notice the connection between ‘variety’ i.e. dramatic contrast and the emotional ‘force’ of the performance. In the Preface to Anima e Corpo, Cavalieri is particularly insistent on such variety, a crucial difference to the 19th-century approach of intensifying one particular emotion until the cathartic moment is reached.

It’s obvious that in good poetry, each particular image should create an appropriate metaphor for the underlying message. But the sound of the words too should be appropriate, as Dante observed as he descended into the last circle of Hell:

 If I had rhymes both rough and stridulous,

As were appropriate to the dismal hole

Down upon which thrust all the other rocks,

 I would press out the juice of my conception

More fully; but because I have them not,

Not without fear I bring myself to speak;

 

Actually, Dante manages quite well to find suitably “rough and stridulous”sounds, such as occe and uco:

 

S’io avessi le rime aspre e chiocce,

come si converrebbe al tristo buco

sovra ‘l qual pontan tutte l’altre rocce,

 io premerei di mio concetto il suco

più pienamente; ma perch’io non l’abbo,

non sanza tema a dicer mi conduco;

Dante Inferno 32

Dante Divine Comedy

Even in instrumental music, Agazzari requires instruments to imitate the emotion and semblance of words, imitatione dell’affetto e semiglianza delle parole. (More on Agazzari’s continuo treatise Del Sonare sopra’l  basso (1607) here).

Meanwhile, a singer’s acting also has to match the emotions:

 When she speaks of war she will have to imitate war; when of peace, peace; when of death, death; and so forth. And since the transformations take place in the shortest possible time, and the imitations as well – then whoever has to play this leading role, which moves us to laughter and to compassion, must be a woman capable of leaving aside all other imitations except the immediate one, which the word she utters will suggest to her.

 Monteverdi, ibid.

 As Shakespeare has Hamlet tell the Players, “Suit the Action to the Word”. And this will be matched in the music:

 [She must] be fearful and bold by turns, mastering completely her own gestures without fear or timidity, because I am aiming to have lively imitations of the music, gestures, and tempi represented behind the scene; … the shifts from vigorous, noisy harmonies to soft, sweet ones will take place quickly, so that the words will stand out very well.

 Monteverdi, Letter to Striggio 10 July 1627

 Text, Music and Action must be united:

 They make the steps and gestures/actions in the way that the speech expresses, nothing more nor less, observing these diligently in the timing, hits and steps, & the instrumentalists [observe] the aggressive and soft sounds; and the Text [observes] the words in time, pronounced in a manner that the three actions [fight, music, text] come to meet each other in a unified representation.

 Monteverdi, Preface to Combattimento 1636

 All of this proceeds from the Rhetorical principle of Decorum, that every element should be suitable, appropriate to its rhetorical purpose. As we already observed, the starting point is the emotions embedded in the Text. In a 17th-century opera house, there is a single artistic director, Il Corago, who has “universal command” over every aspect of production, but is ‘subject to the text’. The anonymous c1630 book Il Corago therefore devotes considerable attention to the requirements for a good libretto. Advising how to put on a good music-drama, Cavalieri’s Preface to Anima e Corpo similarly concentrates on the libretto, and we saw how Monteverdi carefully negotiates with his librettist, Striggio, in order to get a libretto that will give him the dramatic and musical opportunities he needs.

With the madrigalism, or ‘word-painting’ so typical of this period, composers ‘paint’ the emotion of a particular word, synchronising the musical effect with the text. This was one of the toughest challenges, as we translated the libretto of Anima e Corpo into Russian: we had to preserve the word-order of the original Italian, so that Cavalieri’s musical effects would still coincide with the correct word.

Caccini & Quintilian

I’ve written here  and here  about the importance of rhythm in 17th-century music. As Caccini writes in Le Nuove Musiche (1601), music consists of “Text and Rhythm, with Sound last of all.” But rhythm is also crucial for period gesture.

The thunderbolts of Demosthenes would not have such force but for the rhythm with which they are whirled and sped upon their way.

Quintilian, citing Cicero

 The motions of the body also have their own appropriate rhythms

Quintilian

 Demonsthenes, Cicero, Quintilian

Demonsthenes, Cicero, Quintilian

This rhythm is synchronised also with the words, and with the emotions themselves:

 The movement of the hand should begin and end with the thought that is expressed. Otherwise the gesture will anticipate or lag behind the voice, both of which produce an unpleasing effect.

Quintilian

 Action, Music and Text are not only unified, but also synchronised.

 Every gesture and every step should fall on the beat of the sound [i.e. music] and of the song [i.e. text].

Marco da Gagliano Preface to Dafne 1608

LANGUAGES OF EMOTION?

It’s tempting to go along with the idea that music is a language, “nature’s voice, through all the moving wood of creatures understood, the universal tongue to none of all its race unknown”, as Purcell’s St Cecilia Ode (1692) proclaims. Music does have a kind of grammar, with certain Parallels of fifths and octaves to be avoided, Cadences that function rather like punctuation, and Ordered Chunking of Preparation-Dissonance-Resolution that could be compared to sentence-order of subject-verb-object.  We can discern some meaning in the emotional contrasts of music, and particularly in the word-painting of 17th-century madrigalism, but we cannot translate precisely between music and text in the way we can between English and Italian.

In 1644, John Bulwer makes extravagant claims that gesture is a language. “This naturall language of the Hand” does have a “significant varietie of important motions” but it’s hard to find here any grammar, unless one counts the rule of avoiding the left hand (or at least favouring the right), in all but highly negative gestures. In L’arte dei Cenni (1616) Giovanni Bonifaccio similarly claims that the “visible speech” or “mute eloquence” of gestures (here not limited to the hand, but extended to the whole body from head to toe, not omitting “gestures of the genitalia” – you’ll have to read it for yourselves!) is a universal language.

Bulwer & Bonifaccio

 

The meanings of gesture are supposedly clear and universal, but in practice gestures are often incomprehensible – you might not recognise the gesture that “explains more subtill things” or another that “inculcates Logick, as with a horn” – or local. The street-theatre players with whom I appeared in a medieval show on tour around Greece found out the hard way that the friendly thumbs-up gesture with which they saluted the audience has a local meaning corresponding to the middle finger in other countries, or the V-sign in England.

3 Bulwer gestures

Even in their own period, Bulwer’s and Bonifaccio’s claims obviously fail. Yet there are so many close parallels in their work, that we might consider accepting the idea of a ‘universal language’, if we confine their ‘universe’ to the narrower domain of the Western European, Christian, educated, middle and upper social classes of their readership, who shared a common background of Biblical and Classical literature, whether they were English or Italian. After all, any language is only a language for those that understand it, otherwise it is just meaningless noise. And a meaningful word in one language may be just noise, or have a different, even an obscene meaning, in another. My favourite modern example is the Vauxhall car, the Nova, which sold very badly in Spain. In Spanish, no va, means “it doesn’t go”.

So, since we have seen that Music and Gesture are closely aligned with performed Texts, in particular with the Emotions of those Texts, let’s side-step any debate over “what is a language” and look at each of these ‘languages of performance” to see what they can say about Emotions in early opera. Can we ‘translate’ between them, perhaps not in quite the same way we can translate between English and Italian, but with sufficient precision to extract emotional meaning? As many CHE researchers have commented, Emotions studies are necessarily “messy”, and inherently holistic. We have already seen that Text, Music and Action are complexly interconnected. So performers must try to isolate particular elements that they can work on in rehearsal, and prioritise amongst all the possible options.

TEXT

  1. From the Text performers can extract factual information: Io la Musica son, I am Music. Da mio Permesso amato a voi ne vengo, I come to you from Permesso. Incliti eroi, sangue gentil de regi, the audience is honoured as famous heroes, noble blood of kings.
  2. The Text also gives cues for specific emotions: tranquillo calm, turbato agitated, nobil ira righteous anger, amore love, infiammar fired up, gelati menti frozen minds– all these in one four-line stanza.
  3. Text also shows the character of the speaker: “with this golden harp I’m accustomed to charm mortal ears, but with the heavenly lyre I can even involve your souls.” All these examples come from the Prologue to Monteverdi’s Orfeo (1607).

Information, Emotion and Character are the Rhetorical divisions of Logos, Pathos and Ethos, which correspond also to three 17th-century performance options.

  1. A text may be read appropriately, but without personal involvement, as a modern newsreader would adopt a suitable tone for a serious report, whilst preserving a proper professional detachment.
  2. A performer can invest more emotion in the delivery, in the manner of a fine poetry-reading, but without identifying themselves with the subject of the piece. So a woman might read a poem in the male voice, or a vocal ensemble perform an amorous madrigal.
  3. But around 1600 in both Italy and England, there is a fascination with the genere rappresentativo, with embodying a character in dramatic music, with what Shakespeare’s contemporaries called Personation.

But in whichever mode the performer communicates a Text, the movement of the passions that concerns us is from the text to the audience. It is not about performers expressing their own emotions – this is an essential difference from the romantic tradition – even if performers, like audiences, get swept along by the passions that are constantly on the move.

MUSIC

Music as Caccini tells us is Text, Rhythm and Sound. This sets the first priority as

  1. Articulation, the clear enunciation of the words by a singer who should

seek to chisel out the syllables so as to make the words well understood, and this is always the chief aim of the singer in every occasion of song, especially in reciting.  And be persuaded that the true delight arises from the understanding of the words.

 Marco da Gagliano, Preface to Dafne 1608

For an instrumentalist, Articulation means creating speech-like patterning by means of keyboard, harp or lute fingering; bowing on violins or viols; and tonguing on wind instruments. This creates Agazzari’s ‘semblance of words’, giving opportunity for the passions of the words to be imitated too.

2.  Rhythm in this period is structured around regular Tactus and mathematically precise Proportions, inside which the accented and unaccented syllables of renaissance poetry can be pronounced Long and Short. (These syllables are often referred to as Good/Bad, but Caccini and others refer to them as Long/Short. In spoken Italian, Good syllables are usually lengthened anyway).

3.  Period writers discuss the Sound of early opera as Harmony, in particular processes of dissonance and resolution, and Modulazione, the imitation of speech contours as the ‘melody’ for recitatives. In the Preface to Euridice, composer, harpist and tenor Jacopo Peri praises the emotional effectiveness of these speech-like elements, as opposed to the old-fashioned style of beautiful singing and elaborate ornamentation, as championed by soprano Vittoria Archilei.

Vibrato – the topic that dominates many discussions today – is simply not on the agenda of serious aesthetic debate: there are simple rules for applying it, just as there are for other types of ornament. At the end of a long Good note. That’s it, basta, The End.

Plain note (with messa da voce),  Waived note (with messa da voice and late-arriving vibrato) Trillo (with accelerating trill and diminuendo) Roger North (1695) cited in Greta Moens-Hanen  "Das Vibrato in der Musick des Barock"

Plain note (with messa da voce),
Waived note (with messa da voice and late-arriving vibrato)
Trillo (with accelerating trill and diminuendo)
Roger North (1695)
cited in Greta Moens-Hanen
Das Vibrato in der Musick des Barock

ACTION

We could similarly classify Action, perhaps from small to large, from

  1. what Bonifaccio calls cenni – outward and visible signs of inner passion, i.e. gestures, facial expressions, small movements;
  2. large-scale postures and movements of the whole body – positioning on stage, walking onto stage or around the stage, dance, sword-fighting, costumes; and
  3. stage sets, backdrops, lighting.

We’ve just presented Monteverdi’s 1610 Vespers, in a version strongly influenced by CHE research, and as the first-ever performance in Russia, and this brought to my attention that 17th-century religious liturgy also includes Action of all these classes.

Solemn Vespers

 

RHETORIC

Passions are Nature’s never-failing Rhetorick, and the only Orators that can master our Affections.

 The English Theophrastus (1708)

 As languages of performance, Text, Music and Action are governed by the canons of Rhetoric. As we consider the communication from performer to audience we are concerned not so much with Invention (even if performers in this period often improvised) and Arrangement, rather with Style, Memory and especially Delivery. From the perspective of a History of Emotions, we are less concerned with what is said, than with how you say it. After all, the meaning of bare words is only the tip of the emotional iceberg: “I just asked her what time dinner would be ready, and she flew into a rage”.

Simply moving the word accent, fundamentally changes the subtext:

“What are you doing?” [neutral] “What are you doing?” [you, not me] “What are you doing?” [don’t just think about it] “What are you doing?” [disbelief] “What are you doing?” [exasperation]. A musical setting might underline one or other choice. Thus in the opening speech of Act I of Orfeo, “in questo lieto e fortunato giorno“, Monteverdi underlines the emotional words ‘happy’ and ‘lucky’, rather than the neutral fact of ‘this day’.

In questo lieto

Gesture also underlines particular words and clarifies meaning. Alan Boegehold’s When a Gesture was expected provides “a selection of examples from Archaic and Classical Greek literature” of when a gap in the Text would have been filled by a Gesture. In seicento opera, Gesture is expected on many often-encountered words, especially on Deictics, pointing words. The frequent use of the most powerful deictics – Here! Now! Me! – in early opera points to the frequent and emotionally powerful use of Gesture, and suggests immediacy.

DEICTICS - pointing words "Here!" "Now!" "Me!" Pointing gestures: To show, indicates, refers to self

DEICTICS – pointing words “Here!” “Now!” “Me!”
Pointing gestures:
To show, indicates, refers to self

 

Other Gestures that might seem optional or unfamiliar to us would fit almost automatically into a 17th-century hand. “To be, or not to be, that’s the question” – the famous Words suit the Actions (less well-known today) of Bulwer’s “distinguish between contraries” and “pay attention”. To any gentleman of Shakespeare’s time, these movements are utterly familiar to the hand as a rapier swordsman’s disengage from quarta (Mercutio’s punto reverso) to  to seconda, followed by an attack in terza (Mercutio’s stoccata) – “a hit, a very papable hit”!

To be or not to be gestures

Traditionally, historical musicology has used Text to explain the Music set to it. Insights gleaned from such studies have informed today’s performers. In contrast, it has been widely assumed that we don’t know enough to attempt to reconstruct period Action, and/or that the attempt would be meaningless for a modern audience. I strongly disagree. We have lots of information, albeit as a series of stills. But study of period dance, and more recently of historical swordsmanship, can help us “join the dots”. But the difficulty is that putting your hand in the right place is not sufficient. Good gesture requires exquisite timing and powerful intention: otherwise the audience accurately read the performer’s real intention “to put my hand into the right place”. What is often missing from modern productions with ‘baroque gesture’ is the rich network of interconnections between gesture, music and text: audiences are therefore left unmoved by the emotions that should flow through those networked connections. What matters is not what you do with your hand, it’s what your hand “means to say”.

LANGUAGES OF EMOTIONS IN RECITATIVE

One particular result of my ‘Text, Rhythm, Action’ investigation within CHE’s Performance program has been to suggest a re-defining of Recitative, the musica recitativa of the first operas, not as ‘the boring bit in between the nice tunes’ but according to its literal meaning in Italian as “acted music”. (Read more here) In this new dramatic style, an  innovation around the year 1600, the composer uses musical notation to recreate the dramatic timing, rhythmic patterns and pitch contours of theatrical speech. Peri explains how to do this:

 I know similarly that in our speaking some tones are pitched in such a way that they could create music, and in the course of narration many other [tones] pass by, which are not pitched, until one returns to another [tone] suitable for movement of a new harmony …. And I made the Bass … according to the emotions, and kept it unmoving through the dissonances and through the correct consonances, until the tone of the speaker running through various notes, arrives at one which in ordinary speaking would be pitched, [this] opens the way to a new harmony;

Peri Preface to Euridice (1600)

 

This is just what we see in Monteverdi’s setting of in questo lieto e fortunato giorno.

 Il Corago emphasises that singers should vary their tone-colour, so that recitative sounds just like the speech of a fine actor, which – as Shakespeare agrees – was learnt by rote: “Speak the speech, I pray you, as I pronounced it to you”. Cavalieri and Il Corago emphasise variations in speech patterns, variations of pitch and syllabic lengths, just as we see in Cavalieri’s, Peri’s and Monteverdi’s notation of recitative. In Gibbons’ Cries of London, too, variety of pitch and syllable lengths in the persuasive calls of street sellers is contrasted with the dreary monotone of that 17th-century news-announcer, the Town Crier. Shakespeare similarly contrasts his ideal of declamation, speech rhythms that dance  “trippingly on the tongue” – with the Town Cryer’s habit to ‘mouth it’.

But within this essentially aural tradition of acting, there were strong conventions allowing less freedom than one might expect in the delivery of a particular line:

 In recitative… there is but one proper way of discoursing and giving the accents.

Samuel Pepys

Jacopo Peri, Samuel Pepys & the Town Crier

Jacopo Peri, Samuel Pepys & the Town Crier

Perhaps you remember James Alexander Gordon reading the classified football results “The best way to do it is to get the inflection right. If Arsenal have lost, I’m sorry for them. If Manchester have won, I’m happy for them. So it would go something like this: Arsenal 1, Manchester United 2. And so on, and so forth.” (See a video interview with JAG here).

If  baroque actors declaimed particular lines in a consistent manner, we should therefore expect corresponding consistency in 17th-century musical settings, and as part of my new CHE investigation into musical imagery, “Enargeia: Visions in Performance”, Katerina Antonenko and I have already begun to find supporting evidence.

For example, Monteverdi sets the word “Signor” with the same upward inflection, a rising minor third, as pronounced both by Poppea and (in Orfeo) by Proserpina. We can easily imagine that this follows a conventional speech pattern of courtly etiquette: “My Lord?” Signor?

Signor

 

It’s well known that the word sospiro (a sigh) is almost invariably associated with a short rest in the music. Less well known is that in 17th-century Italian, such short silences are not called pausa (this is the term for longer silences) but sospiro. Still less well-known is that 17th-century lovers sighed on the in-breath, Ah! not Ha! And Katerina has noticed that many sighs in Orfeo are associated with  the same pitch, around low F#.

 

When for you (Ah!) I sighed You (Ah!) sighed crying (Ah!) and sighing After a deep sigh (Ah!) she expired in my arms

When for you (Ah!) I sighed
You (Ah!) sighed
crying (Ah!) and sighing
After a deep sigh (Ah!) she expired in my arms

Note the link between inspiring the breath of emotion as Orfeo sighs for love, and expiring the breath of life, as Euridice dies. This breath is Pneuma, the renaissance spirit of passion. It is very likely that 17th-century actors (and singers) sighed (on the in-breath) audibly at such moments, though this is seldom done today.

EXCLAMATIONS: EMOTIONS WITHOUT TEXT

Exclamations – Ah! Oh! – are pure emotion, essentially without text. Around the year 1600, the exclamatione was a novel vocal technique, following the fashion for more emotional delivery. Caccini gives three ways to start a phrase: intonazione, messa da voce and most up to date and emotional, exclamatione.

Intonazione, Messa di voce, Exclamatione

Consistently, Monteverdi sets exclamatione to medium-high notes, D or E.

Tancredi in "Combattimento" Messaggiera in "Orfeo"

Tancredi in Combattimento
Messaggiera in Orfeo

 

Orfeo (2 examples) Euridice & Messaggiera in "Orfeo" Orfeo (3 examples) ALL from "Orfeo"

Orfeo (2 examples)
Euridice & Messaggiera
Orfeo (3 examples)
ALL from Orfeo

 

Another exclamation, ohime!  frequently combines medium high pitch, around D, with a falling  inflection, and dissonant harmony.

And Orfeo’s delivery of the word lasso (Alas, wretched me!) is similar to the Messagiera’s pronunciation of the feminine equivalent lassa.

Note that when several exclamations follow one another, the pitch of the note follows the rules of rhetoric, either building upwards, or (for three iterations) high, low, higher. The rhythm is syncopated, off the beat, showing that something is wrong. A bass-note from the continuo defines that beat…

Ohi… BASS-NOTE … me!

which might be reinforced by the actor changing his stance, even stamping his foot on that beat.

And pitch contour and rhythm combine perfectly with the appropriate gesture, throwing out the hand high, above the head for Ohi… and then returning it to the chest (perhaps even striking the chest audibly) at …me!

Exclamations

 

As Il Corago tells us, pitch contours communicate emotion very effectively. This is true even without words – think of mother/baby talk, or the BBC children’s series the Clangers, in which characters ‘spoke’ only with inflected whistling sounds, performed by leading comedic actors of the day, on swanee-whistles. (If you don’t know the Clangers, you can hear them here).

Quintilian agrees:

 The second essential is variety of tone, and it is in this tone that delivery really consists… Take as an example the opening of Cicero’s magnificent speech… Is it not clear that the orator has to change his tone almost at every stop?

GESTURE: EMOTIONS WITHOUT WORDS

Bulwer and Bonifaccio consider gestures to be wordless expressions of emotion:

Gesture, whereby the body, instructed by Nature, can emphatically vent, and communicate a thought, and in the propriety of its utterance expresse the silent agitations of the mind

Bulwer

And in Elizabethan times there was a fashion for silent pantomime, or Dumb Show. [See Dieter Mehl The Elizabethan Dumb Show: The History of a Dramatic Convention (1965)]. Some of Bulwer’s gestures can be confusingly similar:

"Munero" I give money to you "Demonstro non habere" I show I have nothing

“Munero” I give money
“Demonstro non habere” I show I have nothing

 

 

And Elizabethan Dumb Shows were, if not inexplicable, certainly hard to understand. So after the pantomime, the actors might re-enter, whilst someone explains what it all had meant:

 Sir John, once more bid your dumb-shows come in,

That, as they pass, I may explain them all.

 Munday’s Downfall of Robert, Earl of Huntington

So also in Shakespeare’s Hamlet, where after watching the Dumb Show, Ophelia asks: “What means this, my Lord”, and when the Prologue enters, she asks again: “Will he tell us what this show meant?”

SINFONIA: PICTURES WITHOUT TEXT

In Recitative, music imitates the declamatory rhythms and pitch-contours of dramatic speech. And in all kinds of music, composers used the technique of madrigalism to ‘paint the words’, so that the music creates a detailed sound-picture of the text. Ut pictura musica – music is like a picture. This extends even to instrumental music, labelled sinfonia or ritornello in early operas. Just as with spoken declamation, there were strong conventions at work.

One of the first conferences presented by CHE was on the Power of Music, which was a highly significant topic around the year 1600. Many of the early operas explore the Orpheus myth, in which the protagonist has the power to influence nature with his music (birds, animals even trees come to listen, stones weep), to persuade Hell, even to conquer death. This cosmic, super-natural, super-human power is related to the three-fold identity of Music as

  1. Musica Mondana – the Harmony of the Spheres, the perfect music created by the slow dance of the stars and planets
  2. Musica Humana – the harmonious nature of the human body
  3. Musica Instrumentalis  – actual music, played or sung

Three kinds of Music

Many philosophical concepts are depicted in musical ‘paintings’ of the Power of Music. Orpheus’ lyre (or his father, Apollo’s) is represented by an ensemble of bowed strings. The stability of the cosmos is reflected in root-position chords and simple harmonies – corresponding to the fundamental mathematical ratios that structure music itself, and were believed to describe the circular orbits of heavenly bodies. The ‘universal string’ is tuned of course to Gamut, low G, the lowest note of renaissance music theory (even if in actual practice, lower notes were frequently used). The benevolence of heaven is heard in the gentler sounds of the Soft Hexachord, of B-molle, i.e. G minor. The perfect movement of the heavens is a slow, formal dance. And ascending and descending scales represent in music the mathematical relationships between one Sphere and the next.

Two of the most famous soundscapes of the Power of Music, Malvezzi’s Sinfonia representing the Music of the Spheres in the first of the Florentine Intermedi (1589), and Monteverdi’s Sinfonia representing the power of Orpheus’ lyre to persuade Hell (the same Sinfonia is heard again in the last Act, when Apollo descends from heaven to rescue Orfeo from despair), show all these features:

  • string ensemble
  • root-position chords
  • G with a ‘key-signature’ of Bb
  • pavan rhythm
  • scales moving through the texture

Power of Music

UNITING THE LANGUAGES OF EMOTION

In spite of the possibilities of ambiguity in Dumb Shows, in Peindre et dire les passions (2007) Rouillé has convincingly used Gesture to identify the precise words, and hence the emotions, depicted in baroque paintings. She shows consistency of baroque Gesture between John Bulwer’s English diagrams and French paintings, e.g. the gesture for “Pay attention!”We can see similar matches between Bulwer’s English gestures and Bonifaccio’s Italian cenni, e.g. the sign to an audience for “Silence, I intend to speak”.

Gestures united

Musicologist Louise Stein has drawn attention to a strongly consistent dramatic style in Spanish theatrical laments. The heroine (such laments are always given to a female role, even though male roles were also acted by female actors) exclaiming on high notes, calls upon all nature to rescue her, and dividing the entire cosmos into related sets:

 Sovereign spheres, powerful gods; heaven, sun, moon, stars; rivers, streams, seas; mountains, peaks, cliffs; trees, flowers, plants; birds, fish and beasts; sympathise with me, have mercy on me… air, water, fire and earth!

 Calderón/Hidalgo Celos aun del aire matan (1660)

 We are currently working on a Russian translation of Celos for a production in Moscow, and with recent CHE findings fresh in my mind, I suddenly realised one more reason why this model of lament would be emotionally effective on stage – the conventions call for actors to point at what they speak about. So the actress exclaims and laments with many thrilling high notes and dramatic changes of register as the music ‘paints the words’, and simultaneously her gestures are equally powerful: hands sometimes raised high above the head, then swept dramatically downwards. Spanish Laments represent visual as well as musical exclamations.

Lament of Aura (Celos)

The only practical difficulty is that a few lines earlier, the goddess Diana (who is about to execute our heroine) has commanded: “Tie her to a tree trunk, with her hands behind her”. This would prevent the actress from gesturing at all. But as the Lament begins, the command has not yet been executed, as the Text reveals: “Tie her up, what are you waiting for”.  As any theatre producer knows, the spoken (or sung) text provides many details of Stage Directions.

This convention, that actors point at what they speak about, extends to poetic imagery which might be realised in stage scenery, or simply imagined by the actor. “To the hills and the vales, to the rocks and the mountains, to the musical groves, and the cool shady fountains” sing the Chorus in Purcell’s Dido & Aeneas. Singers would point out each feature, whether it is actually visible in the theatre or not, so that the audience ‘see it’, either in the ‘reality’ represented on stage or imagined, in the mind’s eye. In many early operas, poetic imagery in the libretto matches the real-life surroundings of the theatre, so that actors point outwards towards what they imagine, and the audience already knows, is actually there, outside in the real world.

BACK & FORTH

If we accept that Action and Music have at least some characteristics of language, then meaning must flow not only from, but also back to, the performed Text. ‘Suit the Action to the Word, and the Word to the Action.’  Meaning also flows to and fro between Music and Action, Music and Text.

Historically Informed performers usually work from the Text and seek to move the passions of their audiences. At first glance, problematising the language of historical Emotions threatens to saw off the branch we are sitting on. If we question the meanings of historical words of emotion, how can we understand the music attached to those word? But given the reversible flow of meaning between Text and Performance, perhaps Music and Action can contribute to the linguistic debate.

 FROM MUSIC BACK TO TEXT AND PASSION

In early music, well-understood historical principles of harmony (dissonance/resolution) and melody (hard/soft hexachords) allow us to assess objectively the intensity and character of an affective turn of phrase. If such an accento can be consistently linked to a passionate Word, we can reach a better understanding of that Word’s Emotional significance.

B natural, any sharps, and harmonies on the sharp side are associated with the Hard Hexachord, and therefore with hard emotions – dry Humours, Melancholic or Choleric. B flat, any flats, and harmonies on the flat side are associated with the Soft Hexachord, and therefore with soft emotions – wet Humours, Sanguine or Phlegmatic. So in his (Italian) Lament, Orfeo alternates between sadness in soft G minor and anger in hard A major. The most acute contrast of opposites comes at the words “on my troubles have pity”, moving from hard G# on mal to soft Bb on pietate, with an unsettling chromatic twist that matches the turn of the emotional screw.

S'hai del mio mal pietate

Investigation of musical emotions in standard repertoire has sometimes focussed on moments of particular intensity, thrilling, spine-chilling moments, the ‘tingle factor’. We have informally collected audience reports of such moments in early opera, and many of them are linked to a particular turn of harmony towards the soft hexachord. This corresponds to an emotional truism, that it’s not the hardest moments that make you cry, but the moment when amidst the toughness, you are offered a hint of sympathy. It’s the easing of the emotional pressure, the change of affetto, the move to the wet Humour that allows the tears to flow.

Particularly strong examples we’ve observed in 36 performances so far of Anima & Corpo are Anima’s last words (moving from hard G major to soft C minor), and the chorus at Corpo’s final exit (the body ages and dies, even though the soul is eternal), which moves even further from hard A major to the same soft C minor. This moment regularly reduces audiences and many of the company too to tears.

canti la lingua e le risponda il core

canti la lingua e le risponda il core

At this moment of emotion, the meaning of the words (shown here in the Russian edition and original Italian) is highly significant: “the tongue sings, and the heart responds”.

Another tear-jerker is the final scene of Monteverdi’s Combattimento: Clorinda’s dying words move from hard E major to soft D minor. “Heaven opens, I go… -that’s the moment – in peace”.

 

Heaven opens I go  [in peace]

Heaven opens, I go
[in peace]

At the conclusion of the CHE-supported performance in London there was a very extended silence, broken only by the sound of an audience member crying.

Musicologists have a good understanding of the relative intensity of particular harmonies, according to 17th-century conventions. So as we look at the harmonies a composer assigns to particular words of the text, we have a reliable impression of the emotional intensity, moment by moment, word by word. Analysing the harmonies of Cesare Morelli’s setting for Samuel Pepys of To be or not to be on a simple scale of 1-5 allows us to chart the emotional intensity during this famous speech. Morelli’s setting is thought to have been inspired by the declamation of Thomas Betterton.

Harmonic Tension in To be or not to be

Whilst it would be unrealistic to expect a perfect mapping of meaning, or even the kind of translations we can make between say Italian and English ,the transforming ‘languages’ of historically informed Performance might help shape a modern understanding of the Emotional Meaning of historical Words.

In future investigations, it would be interesting to study contrafacta, where a new text is set to existing music. What are the emotional parallels between the original and new texts? How do these ‘emotional synonyms’ translate the music’s language of emotion?

FROM GESTURE BACK TO PASSION

Gesture is both cause and result of emotion, creating a spiral of intensity.

These motions of the body cannot be done, unlesse the inward motions of the mind precede,

the same thing again being made externally visible,

that interiour invisible which caused them is increased,

and by this the affection of the heart, which preceded as the cause before the effect…. doth increase.

Bulwer

Gestures are preceded by emotion, and make that emotion outwardly visible. But that physical movement then increases the inward emotion. Modern scientific studies support the traditional belief of actors that Emotions work not only from inside outwards, from the performer’s intention to exterior display, but also ‘from outside inwards’. Paul Ekman has shown that accurately reproducing the changes in facial musculature associated with a particular emotion calls up that very emotion, without any other stimulus. If the hypothesis of ‘mirror neurons’ is believed, then here is a mechanism that might explains one mode by which audiences themselves feel the same emotions portrayed by the performers they are watching.

At a recent workshop on the Feldenkrais Method, I witnessed a very telling demonstration that physical processes (in this case, the precise position of one particular neck vertebra), vocal production and emotion are closely intertwined. After the therapist had showed the singer how to reposition her head over her spine, she sang again the song she had sung moments before: the sound was utterly different. The singer was shocked, re-started, and then burst into tears. The voice was resonating freely, the emotions were flowing freely. And an audience member commented that the phrase sung after physical repositioning also  communicated more emotion to listeners.

All of this fits perfectly with the renaissance theory of Pneuma, which links the mysterious Spirit of Passion (communicating emotion from performer to audience) with a flow of mystic energy in the body (rather like Oriental Chi) that promotes proprioception and relaxed movement. The same Pneuma is also associated with the divine energy of creation, the breath of life itself. The three-fold nature of Pneuma parallels the three kinds of Music.

006 3 kinds of Pneuma and of Music

We might therefore experiment with using historically informed Action, suited to a period Word, to re-create physical sensations, to re-embody and (in some way) ‘experience’ a historical Emotion.

DICTIONARIES OF LANGUAGES OF EMOTION

This brings me to the idea of Emotional Dictionaries, charts of Meanings between one discipline to another, an idea that regularly emerges in CHE discussions. For Historically Informed Performance, I think we need to compile dictionaries that function in the opposite direction to the historical sources: not from Gesture to Word (as Bulwer and Bonifaccio inform us), but from Word, or better still, from Passion to Gesture. This is the approach I’ve taken in my work-in-progress guide to Historical Action, which we continue to test and develop in CHE performance projects around the word.

Cross-connection dictionaries would be interesting too: from Gesture to Harmony, from Scenery to Heaxchord, and (for instrumentalists) from Music to Words. As you will remember, high D- low F# means “Ohime!”.

CONCLUSION

Below the tip of the Text iceberg lies the emotional subtext – this is what really concerns performers and – even more importantly – their audiences. It’s not what you say, it’s how you say it. It’s not the notated words and notes, but how you deliver them, with posture, gesture, and with variety of vocal colour. It’s not about where you put your hand, it’s what you mean to say with your gesture. It’s not about the sound, it’s about the pictures. It’s not about singing at the audience, but about telling them a story.

It’s about uniting and synchronising all the languages of emotion, putting Text and Music into Action. As Bulwer writes, quoting Quintilian quoting Cicero quoting Demosthenes:

 What are the three secrets of great delivery?

Action, Action, Action!

ALK TRA

 

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Opera, orchestra, vocal & ensemble director and early harpist, Andrew Lawrence-King is director of The Harp Consort and of Il Corago, and Senior Visiting Research Fellow at the Australian Research Council Centre for the History of Emotions.